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What was filed

  • 199

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Holland & Knight - salary

As filed

Morgan Stanley Active Cash Asset Account — Interest

Bank of America Bank Accounts — Interest

American Commerce Bank Accounts — Interest

Holland & Knight - Capital Account — Interest — Buy (add'l)

Morgan Stanley (Investment Account #3 Listed Indivdually below) (H)

SPDR S&P 500 £1 Trust (SPY) (Investment Account #3) — Int/Div

Morgan Stanley Cash Account (Investment Account #3) — Interest

Goldman Activebeta US LC ETF (GSLC) (Investment Account #3) — Int/Div — Buy

Robo Global Robotics & Aut ETF (ROBO) (Investment Account #3) — Int/Div — Buy

Robo Global Robotics & Aut ETF (ROBO) (Investment Account #3) — Buy (add'l)

AB Concentrated GW Adv (WPSGX) (Investment Account #3) — Int/Div — Buy

AB Concentrated GW Adv (WPSGX) (Investment Account #3) — Buy (add'l)

AB Concentrated GW Adv (WPSGX) (Investment Account #3) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPXIX) (Investment Account #3) — Int/Div — Buy

Cohen & Steers Low Dur P&I I (LPXIX) (Investment Account #3) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPXIX) (Investment Account #3) — Buy (add'l)

Delaware Healthcare Inst (DLHLX) (Investment Account #3) — Int/Div — Buy

Delaware Healthcare Inst (DLHLX) (Investment Account #3) — Buy (add'l)

Delaware Healthcare Inst (DLHLX) (Investment Account #3) — Buy (add'l)

Delaware Value Instl (DDVIX) (Investment Account #3) — Int/Div — Buy

Delaware Value Instl (DDVIX) (Investment Account #3) — Buy (add'l)

Delaware Value Instl (DDVIX) (Investment Account #3) — Buy (add'l)

Delaware Value Instl (DDVIX) (Investment Account #3) — Buy (add'l)

MFS Int! Diversification I (MDIX) (Investment Account #3) — Int/Div — Buy

MFS Int! Diversification I (MDIX) (Investment Account #3) — Buy (add'l)

MFS Int! Diversification I (MDIX) (Investment Account #3) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #3) — Int/Div — Buy

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #3) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #3) — Buy (add'l)

Cohen & Steers Realty SHS Inc (CSRSX) (Investment Account #3) — Int/Div — Buy

Cohen & Steers Realty SHS Inc (CSRSX) (Investment Account #3) — Sold

EV Sht Duration Govt Inc I (EILDX) (investment Account #3) — Int/Div — Buy

EV Sht Duration Govt Inc I (EILDX) (investment Account #3) — Sold

Shares Mortgage Real Estate C (REM) (Investment Account #3) — Int/Div — Buy

Shares Mortgage Real Estate C (REM) (Investment Account #3) — Sold

IShares SP Smallcap 600 Index (JR) (investment Account #3) — None — Buy

IShares SP Smallcap 600 Index (JR) (investment Account #3) — Sold

Pacific Core Income Adv (PLIDX) (investment Account #3) — Int/Div — Buy

Pacific Core Income Adv (PLIDX) (investment Account #3) — Sold

PGIM Total Retum Bond Z (PDBZX) (Investment Account #3) — Int/Div — Buy

PGIM Total Retum Bond Z (PDBZX) (Investment Account #3) — Sold

Morgan Stanley (Investment Account #2 Listed Indivdually below) (H)

SPDR S&P 500 ETF Trust (SPY) (Investment Account #2) — Int/Div

Morgan Stanley Cash Account (Investment Account #2) — Interest

Goldman Activebeta US LC E1+ (GSLC) (Investment Account #2) — Int/Div — Buy

Robo Global Robotics & Aut E1t (ROBO) (Investment Account #2) — Int/Div — Buy

Robo Global Robotics & Aut E1t (ROBO) (Investment Account #2) — Buy (add'l)

AB Concentrated GW Adv (WPSGX) (investment Account #2) — Int/Div — Buy

AB Concentrated GW Adv (WPSGX) (investment Account #2) — Buy (add'l)

AB Concentrated GW Adv (WPSGX) (investment Account #2) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPX1X) (Investment Account #2) — Int/Div — Buy

Cohen & Steers Low Dur P&I I (LPX1X) (Investment Account #2) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPX1X) (Investment Account #2) — Buy (add'l)

Delaware Healthcare Inst (DLHIX) (Investment Account #2) — Int/Div — Buy

Delaware Healthcare Inst (DLHIX) (Investment Account #2) — Buy (add'l)

Delaware Healthcare Inst (DLHIX) (Investment Account #2) — Buy (add'l)

Delaware Value Inst! (DDV1X) (Investment Account #2) — Int/Div — Buy

Delaware Value Inst! (DDV1X) (Investment Account #2) — Buy (add'l)

Delaware Value Inst! (DDV1X) (Investment Account #2) — Buy (add'l)

Delaware Value Inst! (DDV1X) (Investment Account #2) — Buy (add'l)

MFS Intl Diversification I (MDIJX) (investment Account #2) — Int/Div — Buy

MFS Intl Diversification I (MDIJX) (investment Account #2) — Buy (add'l)

MFS Intl Diversification I (MDIJX) (investment Account #2) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #2) — Int/Div — Buy

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #2) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #2) — Buy (add'l)

Cohen & Steers Realty SHS Inc (CSRSX) (investment Account #2) — Int/Div — Buy

Cohen & Steers Realty SHS Inc (CSRSX) (investment Account #2) — Sold

EV Sht Duration Govt Inc I (EILDX) (Investment Account #2) — Int/Div — Buy

EV Sht Duration Govt Inc I (EILDX) (Investment Account #2) — Sold

IShares Mortgage Real Estate C (REM) (Investment Account #2) — Int/Div — Buy

IShares Mortgage Real Estate C (REM) (Investment Account #2) — Sold

IShares SP Smallcap 600 Index (JR) (investment Account #2) — None — Buy

IShares SP Smallcap 600 Index (JR) (investment Account #2) — Sold

Pacific Core Income Adv (PLLUX) (Investment Account #2) — Int/Div — Buy

Pacific Core Income Adv (PLLUX) (Investment Account #2) — Sold

PGIM Total Retum Bond Z (PDBZX) (Investment Account #2) — Int/Div — Buy

PGIM Total Retum Bond Z (PDBZX) (Investment Account #2) — Sold

The Walt Disney Company — Int/Div

529 College Savings Plan #1 (American 529 US Govt Mmkt A) (AAFXX) — Int/Div — Buy (add'l)

529 College Savings Plan #1 (American 529 US Govt Mmkt A) (AAFXX) — Sold (part)

529 College Savings Plan #1 (American 529 US Govt Mmkt A) (AAFXX) — Sold (part)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Int/Div — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savins Plan #1 (American WA Mutual 529A) (CWMAX) — Sold

529 College Savings Plan #1 (American WA Mutual 529C) (CWMCX) — Int/Div — Sold

529 College Savings Plan #1 (American Amcap 529A) (CAFAX) — Int/Div — Buy (add'l)

529 College Savings Plan #1 (American 529 US Govt Mmkt C) (CCFXX) — None — Buy

529 College Savings Plan #1 (American 529 US Govt Mmkt C) (CCFXX) — Sold

529 College Savings Plan #2 (American 529 US Govt Mmkt A) (AAFXX) — Int/Div — Buy (add'l)

529 College Savings Plan #2 (American 529 US Govt Mmkt A) (AAFXX) — Sold (part)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Int/Div — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Buy (add'l)

529 College Savings Plan #2 (American WA Mutual 529A) (CWMAX) — Sold

529 College Savings Plan #2 (American WA Mutual 529C) (CWMCX) — Int/Div — Sold

529 College Savings Plan #2 (American Amcap 529A) (CAFAX) — Int/Div — Buy

529 College Savings Plan #2 (American 529 US Govt Mmkt C) (CCEXX) — None — Buy

529 College Savings Plan #2 (American 529 US Govt Mmkt C) (CCEXX) — Sold

Morgan Stanley Retirement Account #1 (Listed Individually below) (H)

Morgan Stanley Bank Cash Account (Retirement Account #1) — Interest

IShares Russell 3000 ETF (WV) (Retirement Account #1) — Int/Div

SPDR DJIA Trust (DIA) (Retirement Account #1) — Int/Div

SPDR S&P 500 £1 Trust (SPY) (Ret Acct #1) — Int/Div

Vanguard Mid-Cap E1t Index (VO) (Retirement Account #1) — Int/Div

Vanguard Small Cap E1t (VB) (Retirement Account #1) — Int/Div — Buy (add'l)

IShares S&P 500 Val ETF (IVE) (Retirement Account #1) — Int/Div — Buy (add'l)

Vangurd FTSE Developed Mkts E (VEA) (Retirement Account #1) — Int/Div

Morgan Stanley Retirement Account #2 (Listed Individually below) (H)

Morgan Stanley Bank Cash Account (Retirement Account #2) — Interest

IShares Russell 3000 E1t (1WV) (Retirement Account #2) — Int/Div

SPDR DJIA Trust (DIA) (Retirement Account #2) — Int/Div

SPDR S&P 500 EFT Trust (SPY) (Retirement Account #2) — Int/Div

Vanguard Mid-Cap ETF Index (VO) (Retirement Account #2) — Int/Div

Vanguard Small Cap E1F (VB) (Retirement Account #2) — Int/Div — Buy (add'l)

IShares S&P 500 Val 1+ (IVE) (Retirement Account #2) — Int/Div

Vanguard F 1SE Developed Mkts E (VEA) (Retirement Account #2 — Int/Div

Morgan Stanley Retirement Account #3 (Listed Individually below) (H)

Morgan Stanley Bank Cash Account (Retirement Account #3) — Interest

IShares Russell 3000 E1t (WV) (Retirement Account #3) — Int/Div

SPDR DJIA Trust (DIA) (Retirement Account #3) — Int/Div

SPDR S&P 500 Er 1 Trust (SPY) (Retirement Account #3) — Int/Div

Vanguard Mid-Cap 1+ Index (VO) (Retirement Account #3) — Int/Div

Vanguard Small Cap ETF (VB) (Retirement Account #3) — Int/Div — Buy (add'l)

Vanguard Small Cap ETF (VB) (Retirement Account #3) — Buy (add'l)

IShares S&P 500 Val £1 (IVE) (Retirement Account #3) — Int/Div

Vanguard FTSE Developed Mkts E (VEA) (Retirement Account #3) — Int/Div — Buy (add'l)

Fidelity Retirement Account #4 (Listed Individually below) (H)

FLW Contrafund K6 (Retirement Acct #4) (formerly FID Contrafund K) — Int/Div — Buy (add'l)

FLW Contrafund K6 (Retirement Acct #4) (formerly FID Contrafund K) — Buy (add'l)

Harbor Cap APP Inst (Retirement Account #4) — Int/Div — Buy (add'l)

Harbor Cap APP Inst (Retirement Account #4) — Buy (add'l)

MFS NEW Disc Val R4 (Retirement Account #4) — Int/Div — Buy (add'l)

MFS NEW Disc Val R4 (Retirement Account #4) — Buy (add'l)

T. Rowe Price Investment Account (Listed Individually Below) (H)

T. Rowe Price Equity Index 500 — Int/Div — Buy (add'l)

T. Rowe Price Equity Index 500 — Buy (add'l)

T. Rowe Price Equity Index 500 — Buy (add'l)

T. Rowe Price Equity Index 500 — Buy (add'l)

T. Rowe Price Equity Index 500 — Buy (add'l)

T. Rowe Price Equity Index 500 — Buy (add'l)

T. Rowe Price Retirement 2035 — Int/Div — Buy (add'l)

T. Rowe Price Retirement 2035 — Buy (add'l)

T. Rowe Price Retirement 2035 — Buy (add'l)

T. Rowe Price Retirement 2035 — Buy (add'l)

T. Rowe Price Retirement 2035 — Buy (add'l)

T. Rowe Price Retirement 2035 — Buy (add'l)

Morgan Stanley (Investment Account #1 Listed Indivdually below) (H)

Morgan Stanley Bank Cash Account (Investment Account #1) — Interest

IShares CORE S&P 500 E1r (IVV) (Investment Account #1) — Int/Div — Buy (add'l)

IShares CORE S&P 500 E1r (IVV) (Investment Account #1) — Buy (add'l)

IShares S&P 500 Grwth ETF (TVW) (Investment Account #1) — Int/Div — Sold (part)

IShares S&P 500 VAL ETF (IVE) (Investment Account #1) — Int/Div

IShares S&P Midcap 400 Index (IJH) (nvestment Account #1) — None — Sold

IShares SP Smallcap 600 Index (JR) (Investment Account #1) — None — Buy (add'l)

IShares SP Smallcap 600 Index (JR) (Investment Account #1) — Sold

Vanguard FTSE Developed Mkts E (VEA) (Investment Account #1) — Int/Div — Buy (add'l)

Vanguard FTSE Developed Mkts E (VEA) (Investment Account #1) — Sold

Pacific Core Income Adv (PLIDX) (Investment Account #1) — Int/Div — Sold

IShares MSCI EAFE E1t (EFA) (Investment Account #1) — Int/Div — Sold

IShares Preferred & Income $ (Prt) (Investment Accountt #1) — Int/Div — Sold

Delaware Healthcare Inst (DLHLX) (Investment Account #1) — Int/Div — Buy (add'l)

Delaware Healthcare Inst (DLHLX) (Investment Account #1) — Buy (add'l)

Delaware Healthcare Inst (DLHLX) (Investment Account #1) — Buy (add'l)

PGIM Total Retum Bond Z (PDBZX) (investment Account #1) — Int/Div — Sold

Robo Global Robotics & Aut EFT (ROBO) (Investment Account #1) — Int/Div — Buy (add'l)

Robo Global Robotics & Aut EFT (ROBO) (Investment Account #1) — Buy (add'l)

Cohen & Steers Realty SHS Inc (CSRSX) (Investment Account #1) — Int/Div — Sold

Delaware Value Instl DDVIX) (Investment Account #1) — Int/Div — Sold (part)

Delaware Value Instl DDVIX) (Investment Account #1) — Buy (add'l)

Delaware Value Instl DDVIX) (Investment Account #1) — Buy (add'l)

Delaware Value Instl DDVIX) (Investment Account #1) — Buy (add'l)

E V Sht Duration Govt Inc I (EILDX) (Investment Account #1) — Int/Div — Sold

AB Concentrated GW Adv (WPSGX) (Investment Account #1) — Int/Div — Buy

Cohen & Steers Low Dur P&I I (LPXIX) (investment Account #1) — Int/Div — Buy

Cohen & Steers Low Dur P&I I (LPXIX) (investment Account #1) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPXIX) (investment Account #1) — Buy (add'l)

Cohen & Steers Low Dur P&I I (LPXIX) (investment Account #1) — Buy (add'l)

MFS Intl Diversification I (MDIX) (Investment Account #1) — Int/Div — Buy

MFS Intl Diversification I (MDIX) (Investment Account #1) — Buy (add'l)

MFS Intl Diversification I (MDIX) (Investment Account #1) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #1) — Int/Div — Buy

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #1) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #1) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #1) — Buy (add'l)

PGIM SHRT DUR HGH YLD Inc Z (HYSZX) (Investment Account #1) — Buy (add'l)

IShares Mortgage Real Estate C (REM) (Investment Account #1) — Int/Div — Buy

IShares Mortgage Real Estate C (REM) (Investment Account #1) — Sold

Morgan Stanley Retirement Account #5 (Listed Individually below) (H)

Invesco S&P 500 Index C (SPICX) (Retirement Account #5) — Int/Div — Buy

Spouse's income — 2020 — Holland & Knight - salary

Part VIL. Investments and Trust Notes:

Line 138 - FID Contrafund K had a share class exchange and is now listed as FID Contrafund K6

Line 170 - IShares Preferred & Income S (PFF) had a name change and was formerly listed as IShares S&P US PFD Stk IDX FD (PFF)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Mark Eaton Walker | Frix