Ross A. Walters
2020
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What was filed
189
investments
12
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
3
spouse income
Named parties
- Trust #1
- Trust #2
- Trust #3
- Trust #4
- Iowa Public Employee Retirement System Annuity
As filed
Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div.
Wells Fargo Bank - Cash Accounts — Interest
Principal Ins. Co. - IRA
SAM Balanced Portfolio Fund — Dividend — Sold
Fidelity 500 Index Fund — Dividend — Buy
Fidelity 500 Index Fund — Sold (part)
Fidelity 500 Index Fund — Buy (add'l)
Fidelity Small Cap Index Fund — Dividend — Buy
Fidelity Small Cap Index Fund — Sold (part)
Fidelity Mid Cap Index Fund — Dividend — Buy
Fidelity Mid Cap Index Fund — Sold
Fidelity Global Index Fund — Dividend — Buy
Fidelity Global Index Fund — Sold
Fidelity US Bond Index Fund — Dividend — Buy
Fidelity US Bond Index Fund — Sold (part)
Fidelity US Bond Index Fund — Sold
Fidelity Advisor Total Bond Fund — Dividend — Buy
Fidelity Advisor Total Bond Fund — Sold (part)
Fidelity Short Term Bond Index Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Sold
Fidelity Advisor Tech Fund — Dividend — Buy
Fidelity Advisor Tech Fund — Sold (part)
Fidelity Intl. Index Fund — Dividend — Buy
Fidelity Intl. Index Fund — Sold (part)
Fidelity Large Cap Value Index Fund — Dividend — Buy
Fidelity Select Med Tech Fund — Dividend — Buy
PGIM Short High Yield Fund — Dividend — Buy
Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy
Fidelity Total Mkt Bond Fund — Dividend — Buy
Fidelity Emerg. Mkts Index Fund — Dividend — Buy
Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy
Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend
Trust #2
Cash — Interest
Trust #3
Principal Mid Cap Instl — Dividend
ABH High Income Advisor Fund — Dividend — Sold
Blackrock Strategic Income Instl — Dividend — Sold (part)
Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l)
Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold
Fidelity U.S. Bond Index Fund — Dividend
Ishares Core S&P Mid-Cap ETF — Dividend — Sold
Ishares Core S&P Small Cap ETF — Dividend
Ishares Core S&P 500 ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Sold
Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l)
Ishares Core Emerg. Mkts. ETF — Sold (part)
Ishares Trust Core EAFE ETF — Dividend — Buy (add'l)
Ishares Trust Core EAFE ETF — Sold
SPDR Ser TR S&P Div. ETF — Dividend — Sold
Vanguard Index FDS Large Cap — Dividend — Sold (part)
Ishares Core 1-5 Year Bond ETF — Dividend — Sold
Ishares TR FLTG Rate NT ETF — Dividend — Sold
Ishares Treasury Floating RA — Dividend — Sold
Pfizer/Viatris Common Stock — Dividend
Principal Financial Group, Inc.Common Stock — Dividend
SPDR Bloomberg — Dividend — Buy
Ishares TR EAFE Growth ETF — Dividend — Buy
Ishares TR MSCI Min. Vol. — Dividend — Buy
Ishares Core S&P Total US Stock Mkt — Dividend — Buy
Principal Bank — Interest
Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div.
Wells Fargo Bank - Cash Accounts — Interest
Principal Ins. Co. - IRA
SAM Balanced Portfolio Fund — Dividend — Sold
Fidelity 500 Index Fund — Dividend — Buy
Fidelity 500 Index Fund — Sold (part)
Fidelity 500 Index Fund — Buy (add'l)
Fidelity Small Cap Index Fund — Dividend — Buy
Fidelity Small Cap Index Fund — Sold (part)
Fidelity Mid Cap Index Fund — Dividend — Buy
Fidelity Mid Cap Index Fund — Sold
Fidelity Global Index Fund — Dividend — Buy
Fidelity Global Index Fund — Sold
Fidelity US Bond Index Fund — Dividend — Buy
Fidelity US Bond Index Fund — Sold (part)
Fidelity US Bond Index Fund — Sold
Fidelity Advisor Total Bond Fund — Dividend — Buy
Fidelity Advisor Total Bond Fund — Sold (part)
Fidelity Short Term Bond Index Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Sold
Fidelity Advisor Tech Fund — Dividend — Buy
Fidelity Advisor Tech Fund — Sold (part)
Fidelity Intl. Index Fund — Dividend — Buy
Fidelity Intl. Index Fund — Sold (part)
Fidelity Large Cap Value Index Fund — Dividend — Buy
Fidelity Select Med Tech Fund — Dividend — Buy
PGIM Short High Yield Fund — Dividend — Buy
Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy
Fidelity Total Mkt Bond Fund — Dividend — Buy
Fidelity Emerg. Mkts Index Fund — Dividend — Buy
Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy
Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend
Trust #2
Cash — Interest
Trust #3
Principal Mid Cap Instl — Dividend
ABH High Income Advisor Fund — Dividend — Sold
Blackrock Strategic Income Instl — Dividend — Sold (part)
Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l)
Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold
Fidelity U.S. Bond Index Fund — Dividend
Ishares Core S&P Mid-Cap ETF — Dividend — Sold
Ishares Core S&P Small Cap ETF — Dividend
Ishares Core S&P 500 ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Sold
Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l)
Ishares Core Emerg. Mkts. ETF — Sold (part)
Ishares Trust Core EAFE ETF — Dividend — Buy (add'l)
Ishares Trust Core EAFE ETF — Sold
SPDR Ser TR S&P Div. ETF — Dividend — Sold
Vanguard Index FDS Large Cap — Dividend — Sold (part)
Ishares Core 1-5 Year Bond ETF — Dividend — Sold
Ishares TR FLTG Rate NT ETF — Dividend — Sold
Ishares Treasury Floating RA — Dividend — Sold
Pfizer/Viatris Common Stock — Dividend
Principal Financial Group, Inc.Common Stock — Dividend
SPDR Bloomberg — Dividend — Buy
Ishares TR EAFE Growth ETF — Dividend — Buy
Ishares TR MSCI Min. Vol. — Dividend — Buy
Ishares Core S&P Total US Stock Mkt — Dividend — Buy
Principal Bank — Interest
Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div.
Wells Fargo Bank - Cash Accounts — Interest
Principal Ins. Co. - IRA
SAM Balanced Portfolio Fund — Dividend — Sold
Fidelity 500 Index Fund — Dividend — Buy
Fidelity 500 Index Fund — Sold (part)
Fidelity 500 Index Fund — Buy (add'l)
Fidelity Small Cap Index Fund — Dividend — Buy
Fidelity Small Cap Index Fund — Sold (part)
Fidelity Mid Cap Index Fund — Dividend — Buy
Fidelity Mid Cap Index Fund — Sold
Fidelity Global Index Fund — Dividend — Buy
Fidelity Global Index Fund — Sold
Fidelity US Bond Index Fund — Dividend — Buy
Fidelity US Bond Index Fund — Sold (part)
Fidelity US Bond Index Fund — Sold
Fidelity Advisor Total Bond Fund — Dividend — Buy
Fidelity Advisor Total Bond Fund — Sold (part)
Fidelity Short Term Bond Index Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Dividend — Buy
JP Morgan Global Allocation Fund — Sold
Fidelity Advisor Tech Fund — Dividend — Buy
Fidelity Advisor Tech Fund — Sold (part)
Fidelity Intl. Index Fund — Dividend — Buy
Fidelity Intl. Index Fund — Sold (part)
Fidelity Large Cap Value Index Fund — Dividend — Buy
Fidelity Select Med Tech Fund — Dividend — Buy
PGIM Short High Yield Fund — Dividend — Buy
Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy
Fidelity Total Mkt Bond Fund — Dividend — Buy
Fidelity Emerg. Mkts Index Fund — Dividend — Buy
Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy
Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend
Trust #2
Cash — Interest
Trust #3
Principal Mid Cap Instl — Dividend
ABH High Income Advisor Fund — Dividend — Sold
Blackrock Strategic Income Instl — Dividend — Sold (part)
Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l)
Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold
Fidelity U.S. Bond Index Fund — Dividend
Ishares Core S&P Mid-Cap ETF — Dividend — Sold
Ishares Core S&P Small Cap ETF — Dividend
Ishares Core S&P 500 ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Dividend — Buy (add'l)
Ishares Edge Quality Factor ETF — Sold
Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l)
Ishares Core Emerg. Mkts. ETF — Sold (part)
Ishares Trust Core EAFE ETF — Dividend — Buy (add'l)
Ishares Trust Core EAFE ETF — Sold
SPDR Ser TR S&P Div. ETF — Dividend — Sold
Vanguard Index FDS Large Cap — Dividend — Sold (part)
Ishares Core 1-5 Year Bond ETF — Dividend — Sold
Ishares TR FLTG Rate NT ETF — Dividend — Sold
Ishares Treasury Floating RA — Dividend — Sold
Pfizer/Viatris Common Stock — Dividend
Principal Financial Group, Inc.Common Stock — Dividend
SPDR Bloomberg — Dividend — Buy
Ishares TR EAFE Growth ETF — Dividend — Buy
Ishares TR MSCI Min. Vol. — Dividend — Buy
Ishares Core S&P Total US Stock Mkt — Dividend — Buy
Principal Bank — Interest
Trustee, Trust #1
Trustee, Trust #2
Trustee, Trust #3
Trustee, Trust #4
Trustee, Trust #1
Trustee, Trust #2
Trustee, Trust #3
Trustee, Trust #4
Trustee, Trust #1
Trustee, Trust #2
Trustee, Trust #3
Trustee, Trust #4
Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity
Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity
Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity
Parts I and VII. Trust #1 was a testamentary trust. All assets of Trust #1 were distributed to the ultimate beneficiaries on January 2, 2020. There are no reportable
assets in Trust #1. Trust #2 is a revocable inter vivos trust. For reasons indicated in prior disclosure reports I have had no reportable interest in Trust #2. All assets
of Trust #2 were distributed to the ultimate beneficiaries on January 2, 2020 except for a cash reserve. I have elected to report the cash reserve in Part VII. Trust #3
is a revocable inter vivos trust. I am a grantor. Trust #3 was funded on January 2, 2020 with distributions from Trusts #1 and #2. Trust #4 is unfunded. There are
no reportable assets.
Part VII(A)(28)(29). Pfizer and Principal Financial stock separately listed in previous reports are now an asset of Trust #3.
Part VII(D)(2). Buy dates for Fidelity Advisor Tech Fund and Fidelity Int'l Index Fund listed under Principal IRA are estimated.
Part VII (D)(4). If no gain is reported the transaction resulted in a loss or no gain.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.