Alan S. Trust
2020
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What was filed
495
investments
3
positions
0
gifts
3
agreements
0
debts
6
reimbursements
3
income
0
spouse income
Named parties
- Loss
- loss
- see part VIII
- transfer within MassMu
- trasfer within MassMu
- transfer wthin MassMu
- rollover to NY 529 line123
- Mazel Tov bond
- reallocatoin within Invesc
- reallocation within Invesc
- reallocation within INvesc
- erallocation within Invesc
- St John's University School of Law, Queens NY
- Federal Bar Association
- American Bankr Institute
- Teaching - St Johns University School of Law
As filed
AmeriPrise (H)
AmeriPrise (H)
AmeriPrise (H)
Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest
RVS Life Fixed (fully annuitized 12.30.19) — Distribution
AVZ- A (H)
Blackrock Total Ret. (was AMP) MAHQX — None — Sold — Loss
Artisan High Income ARTFX — None — Sold — Loss
Amer Cent Inflation Adjusted Bond AIAHX — Int./Div.
AVZ-A-NEW (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Times Sq Small Cap TQTIX — Int./Div.
Inv Opp Int'l Grw OIGYX — Int./Div.
Casuseway Emerg Mkts Fund CEMIX — Int./Div.
DElaware Value FUnd DDVIX — None
DWS Enhanced Commod Strat SKIRX — None
Emerald Growth FGROX — Int./Div.
Harding Loevner Inst. Emerg Mkts HLMEX — Int./Div.
Hartford Scriders Intl MLT HFYYX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
PIMCO Total ret. PTTNX — Int./Div.
ISHARES Core S&P 500 ETF IVV — Int./Div.
ISHARES CORE US AGG BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
AVZ- L (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Timesquare Int Sm TQTIX — Int./Div.
invesco Opp Int'l Growth OIGYX — Int./Div.
Cayseway Emerging Mkt CEMIX — Int./Div.
Delaware Value DDVIX — None
DWS Enhanced Comm SKIRX — None
Harding Loevner Inst Emrg HLMEX — Int./Div.
Hartford Schroeder MLT CP HFYYX — Int./Div.
ISHARES SP 500 IVV — Int./Div.
ISHARES CORE US BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
PIMCO Total ret. PTTPX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
Emerald Growth FGROX — Int./Div.
IISIX — None — Sold — loss
BIICX — None — Sold — Loss
BHYIX — None — Sold — Loss
Alliance Bernstein Disc Value (A IRA) — see part VIII
Mass Mutual (H)
Mass Mutual Annuity -- MML Equity — None — Sold — transfer within MassMu
MML Opp Global Strategic Income — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Global — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Main Street Small Cap — None
Mass Mutual Annuity -- Opp Main Street — None — Sold (part) — trasfer within MassMu
MassMu Opp Disc MidCap — None — Sold — transfer within MassMu
MML US Gov't Money Market — None — Buy (add'l) — transfer within MassMu
MML US Gov't Money Market — Buy (add'l) — transfer within MassMu
MML Managed Bond — None — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer wthin MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Blend — None — Sold — transfer within MassMu
Invesco Opp Gov't Money — None — Buy
SCHOLARS EDGE (H)
Principal Blue Chip Portfolio — None — Sold (part)
Aggressive Portfolio — None — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part)
Aggressive Portfolio — Sold (part)
Moderate Portfolio fka 60 — None
Vanguard Mid Cap Index — None
Principal SystematEx Int'l Portfolio — None
Merrill Lynch (H)
AMZN — None — Sold (part)
AMZN — Sold (part)
AMZN — Sold (part)
APPL — Dividend — Sold
CVS — Dividend — Sold (part) — loss
DIS — Dividend — Sold (part)
DUNKIN — None — Buy
DUNKIN — Buy (add'l)
DUNKIN — Sold (part)
DUNKIN — Sold (part)
DUNKIN — Sold
Eli Lilly — Dividend — Buy
FB — None — Sold (part)
FB — Sold
GOOGL — None — Sold (part)
GOOGL — Sold
GRPN — None — Sold (part)
GRPN — Sold (part) — loss
GRPN — Sold (part)
JETBLUE — None — Buy
JETBLUE — Sold (part) — loss
NYT — Dividend — Sold (part)
ORCL — Dividend — Sold (part)
ORCL — Sold
PFIZER — None — Buy
SIEGY — Dividend — Sold — loss
LUV — Dividend — Buy (add'l)
LUV — Buy (add'l)
LUV — Buy (add'l)
LUV — Sold (part) — loss
LUV — Sold (part)
Planet Fitness — None — Buy
Planet Fitness — Sold
Stryker — None — Buy
Stryker — Sold
NY 529 (H)
Aggressive Growth Port. — None — Sold (part)
Aggressive Growth Port. — Sold (part)
Mid Cap Stock Port. — None — Sold (part)
Mid Cap Stock Port. — Sold (part)
Small Cap Stock Port. — None — Sold (part)
Small Cap Stock Port. — Sold (part)
Growth port — None — Sold (part)
Mod Growth Port — None — Sold (part)
MISC. ASSETS (H)
Belt West Funding Corp raw land in Dallas County — None
Royal McAbee universal life insurance — None
State of Israel savings bond — Interest — Redeemed (part) — Mazel Tov bond
Energy East common stock — Dividend
Justice Federal cash bank accounts — Int./Div.
Wells Fargo checking acct — Interest
US treasuries — Interest
AMERICAN GENERAL IRA and de minimus common stock — Int./Div.
INVESCO-AL (H)
Opp Main Street MSIGX — Int./Div. — Buy (add'l) — reallocatoin within Invesc
Opp Discovery OPOCX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Main St Mid Cap OPMSX — Int./Div. — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — erallocation within Invesc
Opp Equity Inc. OAEIX — Int./Div. — Sold — reallocation within Invesc
Opp Rising Divs (b) OARDX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Main St Small Cap OSCAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Global Focus GLVAX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Intl Small Mid OSMAX — None — Sold — reallocation within Invesc
OFI IntL; Diversity OIDAX — Int./Div.
OFI Port Series Growth OAAIX — None — Buy (add'l) — reallocation within Invesc
OFI Port Series Growth OAAIX — Sold — reallocation within Invesc
OFI Cap App OPTFX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Cap App OPTFX — Buy (add'l) — reallocation within Invesc
OFI Global Opp OPGIX — Int./Div. — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Buy (add'l) — reallocation within Invesc
OFI Intl Growth OIGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Core Bond Fund (OPIGX) — Int./Div. — Buy — reallocation within Invesc
Core Bond Fund (OPIGX) — Sold — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Int./Div. — Buy — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Sold — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Int./Div. — Buy — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Sold — reallocation within Invesc
Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest
RVS Life Fixed (fully annuitized 12.30.19) — Distribution
AVZ- A (H)
Blackrock Total Ret. (was AMP) MAHQX — None — Sold — Loss
Artisan High Income ARTFX — None — Sold — Loss
Amer Cent Inflation Adjusted Bond AIAHX — Int./Div.
AVZ-A-NEW (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Times Sq Small Cap TQTIX — Int./Div.
Inv Opp Int'l Grw OIGYX — Int./Div.
Casuseway Emerg Mkts Fund CEMIX — Int./Div.
DElaware Value FUnd DDVIX — None
DWS Enhanced Commod Strat SKIRX — None
Emerald Growth FGROX — Int./Div.
Harding Loevner Inst. Emerg Mkts HLMEX — Int./Div.
Hartford Scriders Intl MLT HFYYX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
PIMCO Total ret. PTTNX — Int./Div.
ISHARES Core S&P 500 ETF IVV — Int./Div.
ISHARES CORE US AGG BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
AVZ- L (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Timesquare Int Sm TQTIX — Int./Div.
invesco Opp Int'l Growth OIGYX — Int./Div.
Cayseway Emerging Mkt CEMIX — Int./Div.
Delaware Value DDVIX — None
DWS Enhanced Comm SKIRX — None
Harding Loevner Inst Emrg HLMEX — Int./Div.
Hartford Schroeder MLT CP HFYYX — Int./Div.
ISHARES SP 500 IVV — Int./Div.
ISHARES CORE US BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
PIMCO Total ret. PTTPX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
Emerald Growth FGROX — Int./Div.
IISIX — None — Sold — loss
BIICX — None — Sold — Loss
BHYIX — None — Sold — Loss
Alliance Bernstein Disc Value (A IRA) — see part VIII
Mass Mutual (H)
Mass Mutual Annuity -- MML Equity — None — Sold — transfer within MassMu
MML Opp Global Strategic Income — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Global — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Main Street Small Cap — None
Mass Mutual Annuity -- Opp Main Street — None — Sold (part) — trasfer within MassMu
MassMu Opp Disc MidCap — None — Sold — transfer within MassMu
MML US Gov't Money Market — None — Buy (add'l) — transfer within MassMu
MML US Gov't Money Market — Buy (add'l) — transfer within MassMu
MML Managed Bond — None — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer wthin MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Blend — None — Sold — transfer within MassMu
Invesco Opp Gov't Money — None — Buy
SCHOLARS EDGE (H)
Principal Blue Chip Portfolio — None — Sold (part)
Aggressive Portfolio — None — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part)
Aggressive Portfolio — Sold (part)
Moderate Portfolio fka 60 — None
Vanguard Mid Cap Index — None
Principal SystematEx Int'l Portfolio — None
Merrill Lynch (H)
AMZN — None — Sold (part)
AMZN — Sold (part)
AMZN — Sold (part)
APPL — Dividend — Sold
CVS — Dividend — Sold (part) — loss
DIS — Dividend — Sold (part)
DUNKIN — None — Buy
DUNKIN — Buy (add'l)
DUNKIN — Sold (part)
DUNKIN — Sold (part)
DUNKIN — Sold
Eli Lilly — Dividend — Buy
FB — None — Sold (part)
FB — Sold
GOOGL — None — Sold (part)
GOOGL — Sold
GRPN — None — Sold (part)
GRPN — Sold (part) — loss
GRPN — Sold (part)
JETBLUE — None — Buy
JETBLUE — Sold (part) — loss
NYT — Dividend — Sold (part)
ORCL — Dividend — Sold (part)
ORCL — Sold
PFIZER — None — Buy
SIEGY — Dividend — Sold — loss
LUV — Dividend — Buy (add'l)
LUV — Buy (add'l)
LUV — Buy (add'l)
LUV — Sold (part) — loss
LUV — Sold (part)
Planet Fitness — None — Buy
Planet Fitness — Sold
Stryker — None — Buy
Stryker — Sold
NY 529 (H)
Aggressive Growth Port. — None — Sold (part)
Aggressive Growth Port. — Sold (part)
Mid Cap Stock Port. — None — Sold (part)
Mid Cap Stock Port. — Sold (part)
Small Cap Stock Port. — None — Sold (part)
Small Cap Stock Port. — Sold (part)
Growth port — None — Sold (part)
Mod Growth Port — None — Sold (part)
MISC. ASSETS (H)
Belt West Funding Corp raw land in Dallas County — None
Royal McAbee universal life insurance — None
State of Israel savings bond — Interest — Redeemed (part) — Mazel Tov bond
Energy East common stock — Dividend
Justice Federal cash bank accounts — Int./Div.
Wells Fargo checking acct — Interest
US treasuries — Interest
AMERICAN GENERAL IRA and de minimus common stock — Int./Div.
INVESCO-AL (H)
Opp Main Street MSIGX — Int./Div. — Buy (add'l) — reallocatoin within Invesc
Opp Discovery OPOCX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Main St Mid Cap OPMSX — Int./Div. — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — erallocation within Invesc
Opp Equity Inc. OAEIX — Int./Div. — Sold — reallocation within Invesc
Opp Rising Divs (b) OARDX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Main St Small Cap OSCAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Global Focus GLVAX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Intl Small Mid OSMAX — None — Sold — reallocation within Invesc
OFI IntL; Diversity OIDAX — Int./Div.
OFI Port Series Growth OAAIX — None — Buy (add'l) — reallocation within Invesc
OFI Port Series Growth OAAIX — Sold — reallocation within Invesc
OFI Cap App OPTFX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Cap App OPTFX — Buy (add'l) — reallocation within Invesc
OFI Global Opp OPGIX — Int./Div. — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Buy (add'l) — reallocation within Invesc
OFI Intl Growth OIGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Core Bond Fund (OPIGX) — Int./Div. — Buy — reallocation within Invesc
Core Bond Fund (OPIGX) — Sold — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Int./Div. — Buy — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Sold — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Int./Div. — Buy — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Sold — reallocation within Invesc
Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest
RVS Life Fixed (fully annuitized 12.30.19) — Distribution
AVZ- A (H)
Blackrock Total Ret. (was AMP) MAHQX — None — Sold — Loss
Artisan High Income ARTFX — None — Sold — Loss
Amer Cent Inflation Adjusted Bond AIAHX — Int./Div.
AVZ-A-NEW (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Times Sq Small Cap TQTIX — Int./Div.
Inv Opp Int'l Grw OIGYX — Int./Div.
Casuseway Emerg Mkts Fund CEMIX — Int./Div.
DElaware Value FUnd DDVIX — None
DWS Enhanced Commod Strat SKIRX — None
Emerald Growth FGROX — Int./Div.
Harding Loevner Inst. Emerg Mkts HLMEX — Int./Div.
Hartford Scriders Intl MLT HFYYX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
PIMCO Total ret. PTTNX — Int./Div.
ISHARES Core S&P 500 ETF IVV — Int./Div.
ISHARES CORE US AGG BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
AVZ- L (H)
Inv. Opp DIsc ODIYX — Int./Div.
AMG Timesquare Int Sm TQTIX — Int./Div.
invesco Opp Int'l Growth OIGYX — Int./Div.
Cayseway Emerging Mkt CEMIX — Int./Div.
Delaware Value DDVIX — None
DWS Enhanced Comm SKIRX — None
Harding Loevner Inst Emrg HLMEX — Int./Div.
Hartford Schroeder MLT CP HFYYX — Int./Div.
ISHARES SP 500 IVV — Int./Div.
ISHARES CORE US BOND ETF AGG — Int./Div.
ISHARES RUSSELL 2000 ETF IWM — Int./Div.
ISHARES TRUST CORE MSCI ETF IEFA — Int./Div.
ISHARES CORE MSCI EMERGING ETF IEMG — Int./Div.
MFS New DIsc Value Fund NDVIX — Int./Div.
Metropolitan West Total Ret MWTIX — Int./Div.
Principal RE SEC Inst PIREX — None
Vanguard RE ETF VNQ — None
PIMCO Total ret. PTTPX — Int./Div.
Loomis Sayles Gr. LSGRX — Int./Div.
Emerald Growth FGROX — Int./Div.
IISIX — None — Sold — loss
BIICX — None — Sold — Loss
BHYIX — None — Sold — Loss
Alliance Bernstein Disc Value (A IRA) — see part VIII
Mass Mutual (H)
Mass Mutual Annuity -- MML Equity — None — Sold — transfer within MassMu
MML Opp Global Strategic Income — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Global — None — Sold — transfer within MassMu
Mass Mutual Annuity -- Opp Main Street Small Cap — None
Mass Mutual Annuity -- Opp Main Street — None — Sold (part) — trasfer within MassMu
MassMu Opp Disc MidCap — None — Sold — transfer within MassMu
MML US Gov't Money Market — None — Buy (add'l) — transfer within MassMu
MML US Gov't Money Market — Buy (add'l) — transfer within MassMu
MML Managed Bond — None — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer wthin MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — trasfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Managed Bond — Buy (add'l) — transfer within MassMu
MML Blend — None — Sold — transfer within MassMu
Invesco Opp Gov't Money — None — Buy
SCHOLARS EDGE (H)
Principal Blue Chip Portfolio — None — Sold (part)
Aggressive Portfolio — None — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part) — rollover to NY 529 line123
Aggressive Portfolio — Sold (part)
Aggressive Portfolio — Sold (part)
Moderate Portfolio fka 60 — None
Vanguard Mid Cap Index — None
Principal SystematEx Int'l Portfolio — None
Merrill Lynch (H)
AMZN — None — Sold (part)
AMZN — Sold (part)
AMZN — Sold (part)
APPL — Dividend — Sold
CVS — Dividend — Sold (part) — loss
DIS — Dividend — Sold (part)
DUNKIN — None — Buy
DUNKIN — Buy (add'l)
DUNKIN — Sold (part)
DUNKIN — Sold (part)
DUNKIN — Sold
Eli Lilly — Dividend — Buy
FB — None — Sold (part)
FB — Sold
GOOGL — None — Sold (part)
GOOGL — Sold
GRPN — None — Sold (part)
GRPN — Sold (part) — loss
GRPN — Sold (part)
JETBLUE — None — Buy
JETBLUE — Sold (part) — loss
NYT — Dividend — Sold (part)
ORCL — Dividend — Sold (part)
ORCL — Sold
PFIZER — None — Buy
SIEGY — Dividend — Sold — loss
LUV — Dividend — Buy (add'l)
LUV — Buy (add'l)
LUV — Buy (add'l)
LUV — Sold (part) — loss
LUV — Sold (part)
Planet Fitness — None — Buy
Planet Fitness — Sold
Stryker — None — Buy
Stryker — Sold
NY 529 (H)
Aggressive Growth Port. — None — Sold (part)
Aggressive Growth Port. — Sold (part)
Mid Cap Stock Port. — None — Sold (part)
Mid Cap Stock Port. — Sold (part)
Small Cap Stock Port. — None — Sold (part)
Small Cap Stock Port. — Sold (part)
Growth port — None — Sold (part)
Mod Growth Port — None — Sold (part)
MISC. ASSETS (H)
Belt West Funding Corp raw land in Dallas County — None
Royal McAbee universal life insurance — None
State of Israel savings bond — Interest — Redeemed (part) — Mazel Tov bond
Energy East common stock — Dividend
Justice Federal cash bank accounts — Int./Div.
Wells Fargo checking acct — Interest
US treasuries — Interest
AMERICAN GENERAL IRA and de minimus common stock — Int./Div.
INVESCO-AL (H)
Opp Main Street MSIGX — Int./Div. — Buy (add'l) — reallocatoin within Invesc
Opp Discovery OPOCX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Main St Mid Cap OPMSX — Int./Div. — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — reallocation within INvesc
Opp Disc Mid Cap Gr (b) OEGAX — Sold (part) — erallocation within Invesc
Opp Equity Inc. OAEIX — Int./Div. — Sold — reallocation within Invesc
Opp Rising Divs (b) OARDX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Main St Small Cap OSCAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Opp Global Focus GLVAX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Intl Small Mid OSMAX — None — Sold — reallocation within Invesc
OFI IntL; Diversity OIDAX — Int./Div.
OFI Port Series Growth OAAIX — None — Buy (add'l) — reallocation within Invesc
OFI Port Series Growth OAAIX — Sold — reallocation within Invesc
OFI Cap App OPTFX — Int./Div. — Buy (add'l) — reallocation within Invesc
OFI Cap App OPTFX — Buy (add'l) — reallocation within Invesc
OFI Global Opp OPGIX — Int./Div. — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Sold (part) — reallocation within Invesc
OFI Global Opp OPGIX — Buy (add'l) — reallocation within Invesc
OFI Intl Growth OIGAX — Int./Div. — Buy (add'l) — reallocation within Invesc
Core Bond Fund (OPIGX) — Int./Div. — Buy — reallocation within Invesc
Core Bond Fund (OPIGX) — Sold — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Int./Div. — Buy — reallocation within Invesc
Intermed Bond Factor (OFIAX) — Sold — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Int./Div. — Buy — reallocation within Invesc
Dividend Inc Fund (IAUTX) — Sold — reallocation within Invesc
Adjunct professor of law, St John's University School of Law, Queens NY
Adjunct professor of law, St John's University School of Law, Queens NY
Adjunct professor of law, St John's University School of Law, Queens NY
Agreement — April 2008 — following dissolution of Trust.Law.Firm, P.C. on April 1, 2008, I am to receive the net profits of the firm recieved thereafter based on my sole ownership
Agreement — April 2008 — following dissolution of Trust.Law.Firm, P.C. on April 1, 2008, I am to receive the net profits of the firm recieved thereafter based on my sole ownership
Agreement — April 2008 — following dissolution of Trust.Law.Firm, P.C. on April 1, 2008, I am to receive the net profits of the firm recieved thereafter based on my sole ownership
Reimbursement — Federal Bar Association — 2/25/20 — Brooklyn, NY — attend bar ass'n event — reimbursement for actual out of pocket travel
Reimbursement — American Bankr Institute — 3/2/20 — NY, NY — judge at a moot court competition — reimbursement for actual out of pocket travel
Reimbursement — Federal Bar Association — 2/25/20 — Brooklyn, NY — attend bar ass'n event — reimbursement for actual out of pocket travel
Reimbursement — American Bankr Institute — 3/2/20 — NY, NY — judge at a moot court competition — reimbursement for actual out of pocket travel
Reimbursement — Federal Bar Association — 2/25/20 — Brooklyn, NY — attend bar ass'n event — reimbursement for actual out of pocket travel
Reimbursement — American Bankr Institute — 3/2/20 — NY, NY — judge at a moot court competition — reimbursement for actual out of pocket travel
Income — 2020 — Teaching - St Johns University School of Law — $8,000.00
Income — 2020 — Teaching - St Johns University School of Law — $8,000.00
Income — 2020 — Teaching - St Johns University School of Law — $8,000.00
Line 53 Alliance Bernstein Discovery Value Fund (ABYSX) was sold 11/04/2019 but inadvertently misreported on the 2019 report. The sale amount was code K
for a gain of code B.
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