William S. Duffey jr

Brokerage Account #2 (H)

MS Bank Deposit Program — Interest

Blackrock Global Allocation C — Int/Div

4, — Distribution

Franklin Mutual Recovery ( — Int/Div

Invesco VK Amer Franchise C — Distribution

Invesco Developing Markets C — Int/Div

5. — Distribution

Investco VK Mum Income — Int/Div — Sold

Lord Abbett SHT Duration Inc C — Int/Div — Buy

IRA #1 — Int/Div

13 — Distribution

14 — Interest

MS Bank Deposit Program

Wells Fargo Company — Sold

Duke Energy Corp

Wellpoint Inc — Sold

Dell Inc — Sold

Rio Tinto Finance USA Limited

General Electric Capital Corp

Morgan Stanley

Comcast Corp New

Goldman Sachs Group Inc

Marathon Oil Corp

Verizon Commumications

Glaxosmithkline Cap Inc

Mondelez International - name change formerly Kraft Foods

Tyco International Finan

ATET Ine

Boeing Co

CVS Caremark Corp

Indiana Michigan Power

Alma Group Inc

Federal National Mtg Assn

Franklin Income

Invesco Equal Wehid S&P 500 (

AIP ABSLT RTNSTS

IRA #2 — Interest

MS Bank Dep Program(Y)

Keyworth Bank

AIP ABSLT RTNSTS

Roth IRA #1 — Int/Div

44 — Distribution

Invesco VK Corporate Bond € — Sold

Invesco Growth & Income — Buy

Roth IRA #2 — Int/Div

48 — Distribution

Invesco VK Growth & Income (

Brokerage Account #1 (H)

MS Bank Deposit Program — Interest

One GA Bk — None

Van Eck Intl Inv Gold FD A — None — Sold (part)

Van Eck Intl Inv Gold FD A — Sold

Brokerage Account #3 (H)

MS Bank Deposit Program — Interest

Aleran Mp Etf — Distribution — Buy (add'l)

Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — None — Buy (add'l)

Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — Sold (part)

Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — Buy (add'l)

Ishares Russel 2000 Growth Fd — Int/Div — Buy (add'l)

Ishares Russel 2000 Value Fd — Int/Div — Buy (add'l)

Ishares Russel Midcap G In Fd — Int/Div — Sold (part)

Ishares Russel Midcap V In Fd — Int/Div — Buy (add'l)

Ishares S&P SOO GRWTH Index — Int/Div — Buy (add'l)

Ishares S&P SOO GRWTH Index — Sold (part)

Ishares S&P SOO GRWTH Index — Sold (part)

Ishares S&P SOO GRWTH Index — Buy (add'l)

Ishares S&P S00 Value Index — Int/Div — Buy (add'l)

Ishares S&P S00 Value Index — Sold (part)

Ishares S&P S00 Value Index — Buy (add'l)

Ishares S&P S00 Value Index — Buy (add'l)

SPDR DJ Wilshre Global Rea- — Int/Div — Sold (part)

SPDR DJ Wilshre Global Rea- — Buy (add'l)

Dreyfus Intl Bond — Int/Div — Sold (part)

Dreyfus Intl Bond — Sold (part)

Eaton Vance GLB Micro Abs Reti — Int/Div — Sold (part)

Eaton Vance GLB Micro Abs Reti — istnbution — Sold (part)

Eaton Vance GLB Micro Abs Reti — Sold (part)

Eaton Vance GLB Micro Abs Reti — Sold

Franklin Fed Intm Trm Txfr Adv — Int/Div — Sold (part)

Franklin Fed Intm Trm Txfr Adv — Sold (part)

Franklin Fed Intm Trm Txfr Adv — Buy (add'l)

MFS International Value — Int/Div — Buy

Ks — Distribution

MFS Municipal LTD Maturity — Int/Div — Buy

MFS Municipal LTD Maturity — Sold (part)

MFS Municipal LTD Maturity — Buy (add'l)

Oakmark International — Int/Div — Buy

Oakmark International — Distribution — Buy (add'l)

Oakmark International — Buy (add'l)

Oppenheimer SR Floating Rate — Int/Div — Buy

Thomburg Intl Value — Int/Div — Buy (add'l)

Thomburg Intl Value — Sold (part)

Thomburg Intl Value — Sold (part)

Thomburg Intl Value — Sold

Virtus Insight Emrg. Mkts. — Int/Div — Sold (part)

Virtus Insight Emrg. Mkts. — Distribution — Sold (part)

IRA #3 — Int/Div

100. — Distribution

mm — Interest

Morgan Stanley Bank Deposit Program

Alenan MLP EFT — Sold (part)

Alenan MLP EFT — Buy (add'l)

Barcap ETN-IPATH Dow Jones-AlG Commidity Tot — Buy (add'l)

Barcap ETN-IPATH Dow Jones-AlG Commidity Tot — Buy (add'l)

Ishares Russell 2000 Growth FD — Buy (add'l)

Ishares Russell 2000 Growth FD — Sold (part)

Ishares Russell 2000 Value FD — Sold (part)

Ishares Russell 2000 Value FD — Buy (add'l)

Ishares Russell Midcap G In FD — Sold (part)

Ishares Russell Midcap G In FD — Sold (part)

Ishares Russell Midcap V In FD — Sold (part)

Ishares Russell Midcap V In FD — Buy (add'l)

Ishares S&P S00 GRWTH Index — Buy (add'l)

Ishares S&P S00 GRWTH Index — Sold (part)

Ishares S&P S00 GRWTH Index — Buy (add'l)

Ishares S&P S00 Value Index — Buy (add'l)

Ishares S&P S00 Value Index — Buy (add'l)

Ishares S&P S00 Value Index — Buy (add'l)

SPDR DJ Wilshire Global Rea — Sold (part)

SPDR DJ Wilshire Global Rea — Buy (add'l)

Drevfus Intl Bond — Sold (part)

Drevfus Intl Bond — Sold (part)

Eaton Vance GLB Mcro Abs Ret — Sold (part)

Eaton Vance GLB Mcro Abs Ret — Sold (part)

Eaton Vance GLB Mcro Abs Ret — Sold

Lord Abbett SHT Duration Inc F — Buy

Lord Abbett SHT Duration Inc F — Buy (add'l)

Metropolitan West tot Ret Bd — Sold (part)

Metropolitan West tot Ret Bd — Buy (add'l)

MFS Intemational Value — Buy

Oakmark Internat! — Buy

Oakmark Internat! — Buy (add'l)

Oakmark Internat! — Buy (add'l)

Oppenheimer SR Floating Rate Y — Buy

Oppenheimer SR Floating Rate Y — Buy (add'l)

Thomburg Intl Value Position:2 — Buy (add'l)

Thomburg Intl Value Position:2 — Sold (part)

Thomburg Intl Value Position:2 — Sold

Virtus Insight Emrg Mkts — Sold (part)

Virtus Insight Emrg Mkts — Sold (part)

NW Mutual Estate CompLife — None

John Hancock Life Insurance — None

C& B Capital I, LP. * — Distribution

146, — Interest

C & B Capital II, L.P. ** — Interest

148. — Distribution

Betsy Byars, Inc — None

Gold coins — None

Chair of the Board of Directors, Atlanta Track Club

Chair of the Board of Directors, Center for Young Adult Addiction and Recovery Kennesaw State University

Reimbursement — American Conference } Institute — 01/24/2013 01/252013 — Mam, FL — Educational seminar — Travel

Reimbursement — College of Labor and Employment Lawyers — 02/22.2013 02/242013 — Coral Gables, FL — Educational semmar — Travel

Reimbursement — Institute of Continuing Legal } Education in Georgia — 07/26/2013 077282013 — Amcha Island. FL — Activiy of professionil or civic organization — Travel

Reimbursement — American Conference Institute — 12/08:2013 127112013 — New York, NY — Educational semmar — Travel

Spouse's income — 2013 — Simon & Schuster - royalties from copyrights

Spouse's income — 2013 — Penguin Group (USA) Ing. - royalties from copyrights

Spouse's income — 2013 — Holtzbrnink Publishing Holdings, LP DBA Macmillan - royalties from copyrights

Spouse's income — 2013 — Timber Ridge Elementary - speaking fees

Spouse's income — 2013 — Self-emploved writer

*Ownership interest percentage is (1. 208971%. During the reporting period, C&B Capital 1, L.P. held interests in the following companies:

= Global Care, Inc

- Liaison Technologies, Inc. (acquired nuBridges, Inc.)

- Healthcare Solutions, Inc.

- Focus Receivables Management, Inc.

**Ownership interest percentage is 0.668217%. During the reporting period, C&B Capital 11, LP. held interests in the following companies:

- Alimera Sciences, Inc.

- BPG Holdings, LLC/SG-BPG, LLC

- Brand Group Holdings, Inc.

- Brightree, LLC

- Cartera Commerce, Tne.

- Controlscan, Inc.

- Healthcare Solutions, Inc.

- Navitas Lease Finance Corp.

= PMW Technologies, Inc. dba PeopleMatter

- Q2 Holdings, Inc.

- CB Holdings, Inc.

- REACH Health, Inc.

- SnagAJob.com, Inc.

- Stratos Management Systems Holding LLC

- FX Bridge Technologies

* - PODS Holding, Inc.