James A. Teilborg

ISHARES TIPS BOND ETF — Dividend — Buy (add'l)

++++ (2000, $79,000.) — None

(H) PACIFIC LIFE VARIABLE UNIVERSAL LIFE

FIXED ACCOUNT-PACIFIC LIFE — None

THERMOSURGERY, INC. — None

(H) NATIONWIDE FLEXIBLE VARIABLE UNIVERSAL LIFE POLICY

NW NVIT MD CAP INDEX 1 (FORMERLY NVIT MID CAP INDEX 1) — None

BNY MEL VIF APP (NAME CHANGE FROM DREY VIF APPRECIATION PT ) — None

INVESCO OPP VI DISC MDCP (FORMERLY OPP MIDCAP/VA NSS) — None

INVESCO OPP VI DISC MD CP (FORMERLY OPP MS ST/VA NSS) — None

JnsHndrsn VIT OVRSEAS SVC (FORMERY JNS ASP OVERSEAS SERVICE — None

NW NVIT WF DISC1 (FORMERLY NVIT MULT-MGR MID CAP GROWTH) — None

(H) EQUITABLE LIFE POLICY

EQ/ INTERMEDIATE GOVERNMENT BOND — None

EQ/ BLACK ROCK BASIC VALUE EQUITY — None

EQ/ MID CAP INDEX — None

EQ/LARGE CAP CORE ,MGD VOL (FORMERLY EQ/LARGE CAP CORE PLUS) — None

EQ/LARGE CAP GROWTH MGD VOL (-FORMERLY AXA LARGE CAP GROWTH) — None

EQ/INTL CORE MNGD VOLAT (FORMERLY AXA INTL INTERNATIONAL CORE PLUS — None

CHARTER SMALL CAP VALUE — None

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2017-2020A, (NO CONTROL) — Int./Div.

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2017-2020A, (NO CONTROL) — Int./Div. — Redeemed

JOHN HANCOCK FREEDOM 529, PORTFOLIO 2021-20524A (NO CONTROL) — Int./Div. — Redeemed (part)

NUVEEN MUNICIPAL VALUE FUND — Dividend

(H) LINCOLN NATIONAL AMERICAN LEGACY III VIEW 14L

AF BL CHP INCOME & GROWTH — None

AF GROWTH — None

AF GRWTH-INC — None

AF GLBL SM CAP — None

AF INT'L — None

AF NEW WORLD — None

GLOBAL GROWTH-INCOME — None

AF GLOBAL GROWTH — None

AF BOND — None

GLOBAL BOND — None

GOV'T/AAA SECURITIES — None

HIGH INCOME BOND — None

AXA EQUITABLE WHOLE LIFE INSURANCE — Int./Div.

METROPOLITAN TOWER LIFE — Int./Div.

BANK OF AMERICA NA, RASP — Int./Div.

ISHARES MBS ETF — Int./Div. — Buy (add'l)

ISHARES MBS ETF — Sold (part)

ISHARES MBS ETF — Sold (part)

ISHARES MBS ETF — Buy (add'l)

(H) PRUDENTIAL RETIREMENT B SERIES ANNUITY

AST ACADEMIC STRATEGIES ASSET ALLOCATION — None

AST GOLDMAN SACHS MULTI- ASSET — None

AST BLACKROCK GLOBAL STRATEGIES PORT. — None

AST PRUDENTIAL GROWTH ALLOCATION — None

ISHARES IBOXX $ INV GRADE CORP BD FD — Dividend — Sold (part)

ISHARES IBOXX $ INV GRADE CORP BD FD — Buy (add'l)

ISHARES IBOXX $ INV GRADE CORP BD FD — Sold (part)

ISHARES IBOXX $ INV GRADE CORP BD FD — Sold (part)

ISHARES IBOXX $ INV GRADE CORP BD FD — Buy (add'l)

VANGUARD INTERMEDIATE TERM BOND ETF — Dividend — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Sold (part)

VANGUARD INTERMEDIATE TERM BOND ETF — Buy (add'l)

VANGUARD INTERMEDIATE TERM BOND ETF — Buy (add'l)

INVESCO EMERGING MARKET SOVEREIGN — Dividend — Buy (add'l)

ISHARES 3-7 YEAR TREASURY BOND ETF — Dividend — Sold

++++ (2015, $55,000.) — None

VANGUARD GROWTH ETF — Dividend — Buy (add'l)

VANGUARD GROWTH ETF — Sold (part)

ISHARES INC CORE MSCI EMERG MKTS ETF — Dividend — Buy (add'l)

ISHARES INC CORE MSCI EMERG MKTS ETF — Buy (add'l)

ISHARES INC CORE MSCI EMERG MKTS ETF — Sold (part)

ISHARES INC CORE MSCI EMERG MKTS ETF — Sold (part)

VANGUARD VALUE ETF — Dividend — Sold (part)

VANGUARD VALUE ETF — Buy (add'l)

VANGUARD VALUE ETF — Buy (add'l)

INVESCO PREFERRED ETF — Dividend

VANGUARD SMALL CAP VALUE ETF — Dividend — Buy (add'l)

VANGUARD SMALL CAP VALUE ETF — Buy (add'l)

VANGUARD SMALL CAP VALUE ETF — Sold (part)

VANGUARD SMALL CAP GROWTH ETF — Dividend — Buy (add'l)

VANGUARD SMALL CAP GROWTH ETF — Buy (add'l)

VANGUARD SMALL CAP GROWTH ETF — Buy (add'l)

VANGUARD SMALL CAP GROWTH ETF — Sold (part)

VANECK VECTORS. JPMORGAN EM LOCAL CURR CCY — None — Sold

ISHARES IBOXX HIGH YIELD CORP BD — None — Sold

ISHARES TR CORE MSCI EAF — Dividend — Buy (add'l)

ISHARES TR CORE MSCI EAF — Buy (add'l)

ISHARES TR CORE MSCI EAF — Sold (part)

ISHARES TR CORE MSCI EAF — Buy (add'l)

MERRILL LYNCH CASH ACCOUNT — None — Merged (with line 111)

VANGUARD SHORT-TERM CORP BOND — Dividend — Sold (part)

VANGUARD SHORT-TERM CORP BOND — Sold (part)

VANGUARD SHORT-TERM CORP BOND — Buy (add'l)

VANGUARD INTERMEDIATE-TERM CORPORATE BOND FD — Dividend

XTRACKERS USE HIGH YIELD CORP BOND ETF — Dividend

BLACKROCK LIQUIDITY FUND T FD — Dividend

ISHARES 20+ YEAR — Dividend — Buy

ISHARES 20+ YEAR — Sold (part)

ISHARES 20+ YEAR — Sold (part)

ISHARES 20+ YEAR — Buy (add'l)

SCHWAB SHORT TERM U.S.TREASURY — Dividend — Buy

SCHWAB SHORT TERM U.S.TREASURY — Sold (part)

SCHWAB SHORT TERM U.S.TREASURY — Sold (part)

SCHWAB SHORT TERM U.S.TREASURY — Buy (add'l)

VANECK VECTORS FALLEN ANGEL — Dividend — Buy

SPDR BLOOMBERG BARCLAYS — Dividend — Buy

SPDR BLOOMBERG BARCLAYS — Buy (add'l)

SPDR BLOOMBERG BARCLAYS — Buy (add'l)

SPDR BLOOMBERG BARCLAYS — Buy (add'l)

SPDR BLOOMBERG BARCLAYS — Buy (add'l)

SPDR BLOOMBERG BARCLAYS — Buy (add'l)

(H) INVESTMENT ACCOUNT # 2

ML BANK DEPOSIT PROGRAM — Interest — Open

BLACKROCK LIQUIDITY FUND T FUND INSTL CL — Dividend — Buy

INVESCO EMERGING MARKETS SOVEREIGN DET ETF — Dividend — Buy

INVESCO PREFERRED ETF — Dividend — Buy

ISHARES 20+ YEARS TREASURY BOND ETF — Dividend — Buy

ISHARES TIPS BOND ETF — Dividend — Buy

ISHARES MBS ETF — Dividend — Buy

ISHARES INC CORE MSCI EMERGING MKTS ETF — Dividend — Buy

ISHARES TR CORE MSCI EAF EFT — Dividend — Buy

SCHWAB SHORT-TERM U.S. TREASURY ETF — Dividend — Buy

SPDR BLOOMBERG BARCLAYS 1-3 MNTH T BILL ETF — Dividend — Buy

VANECK VECTORS FALLEN ANGEL HIGH YIELD B — Dividend — Buy

VANGUARD SMALL CAP VALUE ETF — Dividend — Buy

VANGUARD SMALL CAP GROWTH ETF — Dividend — Buy

VANGUARD VALUE ETF — Dividend — Buy

VANGUARD GROWTH ETF — Dividend — Buy

VANGUARD INTERMDIATE-TERM BOND ETF — Dividend — Buy

VANGUARD SHORT-TERM CORPORATE BOND — Dividend — Buy

VANGUARD TOTAL INTERNATIONAL BOND ETF — Dividend — Buy

XTRACKERS USD HIGH YIELD CORPORATE BOND ETF — Dividend — Buy

DIRECTOR AND VICE PRESIDENT, CLAREMONT HOMEOWNERS ASSOCIATION

DIRECTOR

Agreement — 1997 — METROPOLITAN LIFE # 1 (STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES)

Reimbursement — LIBERTY UNIVERSITY — SEPTEMBER 25-27, 2020 — LYNCHBERG, VIRGINIA — PARTICIPATE IN MOOT COURT FINALS — HOTEL AND PLANE FARE

Income — 2020 — METROPOLITAN LIFE (STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES) — $13,000.00