Frix
Try Donna

Laura Taylor Swain

2020

Ask Donna

Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 362

    investments

  • 4

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • Havens Relief Fund Society
  • Trust #1 (no reportable assets)

As filed

Individual Assets (H)

HSBC Bank (cash) — Interest

Citibank (cash) — Interest

Synchrony Bank (cash) — Interest

. Employees Stock Ownership Plan (no control) — Dividend

Account #1 (H)

Schwab Govt Money Fund (SWGXX) (cash) (Y)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — None — Buy (add'l)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold

Fidelity MSCI Industrials (FIDU) — Dividend — Sold

Fidelity MSCI Comm SRV Index (FCOM) — Dividend — Sold (part)

Fidelity MSCI Comm SRV Index (FCOM) — Sold (part)

Fidelity MSCI Comm SRV Index (FCOM) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Dividend — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Stpls (FSTA) — Dividend — Buy (add'l)

Fidelity MSCI Cons Stpls (FSTA) — Sold (part)

Fidelity MSCI Cons Stpls (FSTA) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Dividend — Sold (part)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Sold (part)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Infor Tech (FTEC) — Dividend — Sold (part)

Fidelity MSCI Infor Tech (FTEC) — Sold (part)

Fidelity MSCI Infor Tech (FTEC) — Sold (part)

Fidelity MSCI Utilities ETF (FUTY) — Dividend — Buy

Invesco Optimum Yield (PDBC) — None — Sold (part)

Invesco Optimum Yield (PDBC) — Buy (add'l)

Invesco Optimum Yield (PDBC) — Sold (part)

Invesco Optimum Yield (PDBC) — Sold (part)

Invesco Optimum Yield (PDBC) — Buy (add'l)

IShares Bond ETF Agency Bond (AGZ) — Dividend — Sold

Invesco Preferred ETF (PGX) — Dividend — Buy

Invesco QQQ Trust (QQQ) — Dividend — Buy

Ishares Broad Usd Hg Yld (USHY) — Dividend — Buy (add'l)

Ishares Broad Usd Hg Yld (USHY) — Sold (part)

Ishares Broad Usd Hg Yld (USHY) — Buy (add'l)

IShares CMBS ETF (CMBS) — Dividend — Sold

IShares Short Term Corp Bd ETF (IGSB) — Dividend — Buy

IShares Short Term Corp Bd ETF (IGSB) — Sold (part)

Ishares Intermediate-Term (IGIB) — Dividend — Sold (part)

Ishares Intermediate-Term (IGIB) — Sold (part)

Ishares Currency Holdings MSCI (HEZU) — None — Buy (add'l)

Ishares Currency Holdings MSCI (HEZU) — Sold

IShares TIPS Bond ETF (TIP) — None — Sold

SPDR Dow Jones REIT (RWR) — Dividend — Sold (part)

SPDR Dow Jones REIT (RWR) — Sold (part)

SPDR Dow Jones REIT (RWR) — Buy (add'l)

SPDR Intrmdt Trm Crprate Bnd ETF (SPIB) — Dividend — Sold (part)

SPDR Intrmdt Trm Crprate Bnd ETF (SPIB) — Sold (part)

SPDR Long Term Treasury (SPTL) — Dividend — Sold (part)

SPDR S&P 600 Small Cap ETF (SPSM) — Dividend — Sold (part)

SPDR S&P 600 Small Cap ETF (SPSM) — Buy (add'l)

SPDR S&P 600 Small Cap ETF (SPSM) — Sold (part)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Dividend — Buy

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Buy (add'l)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Sold (part)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Dividend — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Dividend — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard Large Cap ETF (VV) — Dividend — Sold (part)

Vanguard Large Cap ETF (VV) — Buy (add'l)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Long Term Cor Bd ETF (VCLT) — Dividend — Sold (part)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Dividend — Sold (part)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Sold (part)

Account #2 (H)

Western Asset Instl Government Fund (INGXX) (cash) (Y)

IShares Gold TR (IAU) — None — Buy (add'l)

IShares Gold TR (IAU) — Sold (part)

IShares Tr Latin Amer 40 ETF (ILF) — Dividend — Buy

IShares Tr Latin Amer 40 ETF (ILF) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

Ishares TR Russell 2000 ETF (IWM) — Dividend

IShares TR Core S&P Small-Cap ETF (IJR) — Dividend — Buy

IShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Trust MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy

IShares TR MSCI All Country Asia (AAXJ) — None — Buy (add'l)

IShares TR MSCI All Country Asia (AAXJ) — Sold

IShares TR JPMorgan Emerging Mkts (EMB) — Dividend — Sold

IShares Tr Global REIT ETF (REET) — Dividend — Buy

IShares Tr Mtg Real Estate ETF (REM) — Dividend — Buy

Pimco ETF TR Enhanced Short Mat (MINT) — Dividend — Sold (part)

Pimco ETF TR Enhanced Short Mat (MINT) — Buy (add'l)

Pimco ETF TR Enhanced Short Mat (MINT) — Sold (part)

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Dividend — Buy

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Sold (part)

Vanguard Spec Fds Dividend Appreciation (VIG) — Dividend — Buy

Vanguard Spec Fds Dividend Appreciation (VIG) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Dividend — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Dividend — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Charlotte Fds (BNDX) — Dividend — Sold

Vanguard Intl Equity Index (VWO) — Dividend — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Account #3 (H)

Western Asset Instl Govt (INGXX) (cash) (X) — Interest

IShares Gold Tr (IAU) — None — Buy (add'l)

IShares Gold Tr (IAU) — Sold (part)

IShares Tr Latin Amer 40 ETF (ILF) — Dividend — Buy

IShares Tr Latin Amer 40 ETF (ILF) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

IShares Tr Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Buy (add'l)

Ishares Tr Russell 2000 ETF (IWM) — Dividend

IShares Tr Core S&P Small-Cap ETF (IJR) — Dividend — Buy

IShares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Tr MSCI All Country Asia (AAXJ) — None — Buy (add'l)

IShares Tr MSCI All Country Asia (AAXJ) — Sold

IShares Tr JPMorgan Emerging Mkts (EMB) — Dividend — Sold (part)

IShares Trust MSCI Small Cap ETF (SCZ) — Dividend — Buy

IShares Tr Global REIT ETF (REET) — Dividend — Buy

IShares Tr Mtg Real Estate ETF (REM) — Dividend — Buy

Pimco ETF Tr Enhanced Short Mat (MINT) — Dividend — Sold

Pimco ETF Tr Enhanced Short Mat (MINT) — Buy

Pimco ETF Tr Enhanced Short Mat (MINT) — Sold (part)

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Dividend — Buy

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Sold (part)

Vanguard Spec Fds Dividend Appreciation (VIG) — Dividend — Buy

Vanguard Spec Fds Dividend Appreciation (VIG) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Dividend — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Dividend — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Charlotte Fds (BNDX) — Dividend — Sold

Vanguard Intl Equity Index (VWO) — Dividend — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Individual Assets (H)

HSBC Bank (cash) — Interest

Citibank (cash) — Interest

Synchrony Bank (cash) — Interest

. Employees Stock Ownership Plan (no control) — Dividend

Account #1 (H)

Schwab Govt Money Fund (SWGXX) (cash) (Y)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — None — Buy (add'l)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold (part)

Aberdeen Standard Physcl Swiss Gld ETF (SGOL) — Sold

Fidelity MSCI Industrials (FIDU) — Dividend — Sold

Fidelity MSCI Comm SRV Index (FCOM) — Dividend — Sold (part)

Fidelity MSCI Comm SRV Index (FCOM) — Sold (part)

Fidelity MSCI Comm SRV Index (FCOM) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Dividend — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Discr (FDIS) — Sold (part)

Fidelity MSCI Cons Stpls (FSTA) — Dividend — Buy (add'l)

Fidelity MSCI Cons Stpls (FSTA) — Sold (part)

Fidelity MSCI Cons Stpls (FSTA) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Dividend — Sold (part)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Sold (part)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Health (FHLC) — Buy (add'l)

Fidelity MSCI Infor Tech (FTEC) — Dividend — Sold (part)

Fidelity MSCI Infor Tech (FTEC) — Sold (part)

Fidelity MSCI Infor Tech (FTEC) — Sold (part)

Fidelity MSCI Utilities ETF (FUTY) — Dividend — Buy

Invesco Optimum Yield (PDBC) — None — Sold (part)

Invesco Optimum Yield (PDBC) — Buy (add'l)

Invesco Optimum Yield (PDBC) — Sold (part)

Invesco Optimum Yield (PDBC) — Sold (part)

Invesco Optimum Yield (PDBC) — Buy (add'l)

IShares Bond ETF Agency Bond (AGZ) — Dividend — Sold

Invesco Preferred ETF (PGX) — Dividend — Buy

Invesco QQQ Trust (QQQ) — Dividend — Buy

Ishares Broad Usd Hg Yld (USHY) — Dividend — Buy (add'l)

Ishares Broad Usd Hg Yld (USHY) — Sold (part)

Ishares Broad Usd Hg Yld (USHY) — Buy (add'l)

IShares CMBS ETF (CMBS) — Dividend — Sold

IShares Short Term Corp Bd ETF (IGSB) — Dividend — Buy

IShares Short Term Corp Bd ETF (IGSB) — Sold (part)

Ishares Intermediate-Term (IGIB) — Dividend — Sold (part)

Ishares Intermediate-Term (IGIB) — Sold (part)

Ishares Currency Holdings MSCI (HEZU) — None — Buy (add'l)

Ishares Currency Holdings MSCI (HEZU) — Sold

IShares TIPS Bond ETF (TIP) — None — Sold

SPDR Dow Jones REIT (RWR) — Dividend — Sold (part)

SPDR Dow Jones REIT (RWR) — Sold (part)

SPDR Dow Jones REIT (RWR) — Buy (add'l)

SPDR Intrmdt Trm Crprate Bnd ETF (SPIB) — Dividend — Sold (part)

SPDR Intrmdt Trm Crprate Bnd ETF (SPIB) — Sold (part)

SPDR Long Term Treasury (SPTL) — Dividend — Sold (part)

SPDR S&P 600 Small Cap ETF (SPSM) — Dividend — Sold (part)

SPDR S&P 600 Small Cap ETF (SPSM) — Buy (add'l)

SPDR S&P 600 Small Cap ETF (SPSM) — Sold (part)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Dividend — Buy

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Buy (add'l)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Sold (part)

Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF (EMLC) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Dividend — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l)

Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Dividend — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l)

Vanguard FTSE Emerging Mkts (VWO) — Sold (part)

Vanguard Large Cap ETF (VV) — Dividend — Sold (part)

Vanguard Large Cap ETF (VV) — Buy (add'l)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Large Cap ETF (VV) — Sold (part)

Vanguard Long Term Cor Bd ETF (VCLT) — Dividend — Sold (part)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Dividend — Sold (part)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l)

Vanguard Mrtg-Backd ETF Mortg-Backed Secs (VMBS) — Sold (part)

Account #2 (H)

Western Asset Instl Government Fund (INGXX) (cash) (Y)

IShares Gold TR (IAU) — None — Buy (add'l)

IShares Gold TR (IAU) — Sold (part)

IShares Tr Latin Amer 40 ETF (ILF) — Dividend — Buy

IShares Tr Latin Amer 40 ETF (ILF) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares TR Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l)

Ishares TR Russell 2000 ETF (IWM) — Dividend

IShares TR Core S&P Small-Cap ETF (IJR) — Dividend — Buy

IShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares TR Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Trust MSCI EAFE Small Cap ETF (SCZ) — Dividend — Buy

IShares TR MSCI All Country Asia (AAXJ) — None — Buy (add'l)

IShares TR MSCI All Country Asia (AAXJ) — Sold

IShares TR JPMorgan Emerging Mkts (EMB) — Dividend — Sold

IShares Tr Global REIT ETF (REET) — Dividend — Buy

IShares Tr Mtg Real Estate ETF (REM) — Dividend — Buy

Pimco ETF TR Enhanced Short Mat (MINT) — Dividend — Sold (part)

Pimco ETF TR Enhanced Short Mat (MINT) — Buy (add'l)

Pimco ETF TR Enhanced Short Mat (MINT) — Sold (part)

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Dividend — Buy

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Sold (part)

Vanguard Spec Fds Dividend Appreciation (VIG) — Dividend — Buy

Vanguard Spec Fds Dividend Appreciation (VIG) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Dividend — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Dividend — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Charlotte Fds (BNDX) — Dividend — Sold

Vanguard Intl Equity Index (VWO) — Dividend — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Account #3 (H)

Western Asset Instl Govt (INGXX) (cash) (X) — Interest

IShares Gold Tr (IAU) — None — Buy (add'l)

IShares Gold Tr (IAU) — Sold (part)

IShares Tr Latin Amer 40 ETF (ILF) — Dividend — Buy

IShares Tr Latin Amer 40 ETF (ILF) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Dividend — Sold (part)

IShares Tr Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Buy (add'l)

IShares Tr Russell 1000 Value ETF (IWD) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Dividend — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Sold (part)

IShares Tr Russell 1000 Growth ETF (IWF) — Buy (add'l)

Ishares Tr Russell 2000 ETF (IWM) — Dividend

IShares Tr Core S&P Small-Cap ETF (IJR) — Dividend — Buy

IShares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Tr Core S&P Small-Cap ETF (IJR) — Sold (part)

IShares Tr MSCI All Country Asia (AAXJ) — None — Buy (add'l)

IShares Tr MSCI All Country Asia (AAXJ) — Sold

IShares Tr JPMorgan Emerging Mkts (EMB) — Dividend — Sold (part)

IShares Trust MSCI Small Cap ETF (SCZ) — Dividend — Buy

IShares Tr Global REIT ETF (REET) — Dividend — Buy

IShares Tr Mtg Real Estate ETF (REM) — Dividend — Buy

Pimco ETF Tr Enhanced Short Mat (MINT) — Dividend — Sold

Pimco ETF Tr Enhanced Short Mat (MINT) — Buy

Pimco ETF Tr Enhanced Short Mat (MINT) — Sold (part)

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Dividend — Buy

SPDR Ser Tr Bloom Barc Hi Yield Bd ETF (JNK) — Sold (part)

Vanguard Spec Fds Dividend Appreciation (VIG) — Dividend — Buy

Vanguard Spec Fds Dividend Appreciation (VIG) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Dividend — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Buy (add'l)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Bd Index Fds (BND) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Dividend — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Sold (part)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Intl Fd FTSE Developed Mkts (VEA) — Buy (add'l)

Vanguard Charlotte Fds (BNDX) — Dividend — Sold

Vanguard Intl Equity Index (VWO) — Dividend — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Vanguard Intl Equity Index (VWO) — Buy (add'l)

Board Member, Havens Relief Fund Society

Trustee, Trust #1 (no reportable assets)

Board Member, Havens Relief Fund Society

Trustee, Trust #1 (no reportable assets)

Part VII, . Employees Stock Ownership Plan: The investments of this ESOP, which was established in 2009, are not participant-directed.

The information reported is the most recent available information, which is as of 12/31/2016.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Laura Taylor Swain | Frix