Emmet G. Sullivan

Individual Assets (H)

Wells Fargo (cash accounts) — Interest

Rental Property I Income (Washington, DC) — Rent

Rental Property II Income (Washington, DC) — Rent

Account #1 (H)

Janney Sweep Account (cash) — Interest

Abbott Laboratories (ABT) — Dividend — Sold

Adobe Inc (ADBE) — None — Sold (part)

Alphabet Inc Cl A (GOOGL) — None

Amazon.com Inc (AMZN) — None — Sold (part)

American Tower Corp (AMT) — Dividend — Buy

Apple Inc (AAPL) — Dividend — Sold (part)

Costco Wholesale Corp (COST) — Dividend

Diamondback Energy Inc (FANG) — None — Buy

Diamondback Energy Inc (FANG) — Sold

D R Horton Inc (DHI) — Dividend — Sold

D R Horton Inc (DHI) — Buy

Intel Corp (INTC) — Dividend — Buy

Intel Corp (INTC) — Buy (add'l)

Intel Corp (INTC) — Sold

L3Harris Technologies Inc (LHX) — Dividend — Sold

Lam Research Corp (LRCX) — Dividend — Buy

Microsoft Corp (MSFT) — Dividend — Sold (part)

NVIDIA Corp (NVDA) — Dividend — Buy

Raytheon Technologies (RTX) — Dividend — Buy

Raytheon Technologies (RTX) — Buy (add'l)

Raytheon Technologies (RTX) — Sold

Southwest Airlines (LUV) — None — Buy

Southwest Airlines (LUV) — Buy (add'l)

Union Pacific Corp (UNP) — None — Buy

United Parcel Service (UPS) — None — Buy

United Rentals Inc (URI) — None — Sold

Unitedhealth Group Inc (UNH) — Dividend

Vertex Pharmaceuticals (VRTX) — None — Buy

Vertex Pharmaceuticals (VRTX) — Buy (add'l)

Vertex Pharmaceuticals (VRTX) — Sold

Visa Inc Cl A (V) — Dividend

Zoetis Inc Cl A (ZTS) — Dividend

First Trust Large Cap Core Alphadex ETF (FEX) — Dividend — Sold (part)

First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)

First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)

First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)

First Trust Large Cap Core Alphadex ETF (FEX) — Buy (add'l)

First Trust Large Cap Core Alphadex ETF (FEX) — Buy (add'l)

First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)

First Trust Small Cap Core Alphadex ETF (FYX) — Dividend — Buy

First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)

IShares Russell Mid Cap ETF (IWR) — Dividend — Sold (part)

IShares Russell Mid Cap ETF (IWR) — Sold (part)

IShares Russell Mid Cap ETF (IWR) — Sold (part)

IShares Russell Mid Cap ETF (IWR) — Sold

Vanguard S&P 500 Index ETF (VOO) — Dividend — Buy (add'l)

Vanguard S&P 500 Index ETF (VOO) — Sold (part)

PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy (add'l)

PGIM Total Return Bond Cl Z (PDBZX) — Sold (part)

PGIM Absolute Return Bond Cl Z (PADZX) — Dividend — Sold

Putnam Short Duration Income CL Y (PSDYX) — Dividend — Sold

Western Asset Core Bond Cl I (WATFX) — Dividend — Buy

Western Asset Core Bond Cl I (WATFX) — Sold (part)

Account #2 (H)

First Trust Nasdaq 100 Equal Weighted Index ETF (QQEW) — Dividend — Buy

First Trust Cloud Computing Index ETF (SKYY) — Dividend — Buy

First Trust Cloud Computing Index ETF (SKYY) — Sold

First Trust Nasdaq Bank ETF (FTXO) — Dividend — Sold

First Trust Horizon Managed Volatility Dev Intl ETF (HDMV) — Dividend — Sold

First Trust Cap Strength ETF (FTCS) — Dividend — Buy (add'l)

First Trust Cap Strength ETF (FTCS) — Sold (part)

First Trust Consumer Discretionary Alphadex ETF (FXD) — None — Sold

First Trust Devel Mkts Ex US Alphadex ETF (FDT) — Dividend — Buy

First Trust Dow Jones Internet Index ETF (FDN) — None — Buy

First Trust Emerging Markets Alphadex (FEM) — Dividend — Buy (add'l)

First Trust Europe Alphadex ETF (FEP) — Dividend

First Trust Large Cap Value Opportunity ETF (FTA) — Dividend — Buy (add'l)

First Trust Large Cap Growth Opportunity (FTC) — Dividend — Sold (part)

First Trust Mid Cap Growth Alphadex ETF (FNY) — Dividend

First Trust NYSE Arca Bio Tech Index (FBT) — None

First Trust Technology Alphadex (FXL) — Dividend — Sold (part)

First Trust Technology Alphadex (FXL) — Sold

First Trust Technology Alphadex (FXL) — Buy

First Trust Value Line Dividend Index ETF (FVD) — Dividend — Sold (part)

AB Global Bond Advisor (ANAYX) — Dividend — Sold

PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy (add'l)

PGIM Total Return Bond Cl Z (PDBZX) — Sold (part)

Account #3 (H)

Dreyfus Govt Cash Mgmt (cash) (Y)

Abbott Laboratories (ABT) — Dividend — Buy (add'l)

Activision Blizzard (ATVI) — None — Buy

Activision Blizzard (ATVI) — Buy (add'l)

Activision Blizzard (ATVI) — Buy (add'l)

Activision Blizzard (ATVI) — Sold

Adidas AG Spons ADR (ADDYY) — None

Adobe Inc (ADOBE) — None — Buy (add'l)

Adobe Inc (ADOBE) — Buy (add'l)

Adobe Inc (ADOBE) — Buy (add'l)

Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — None — Sold (part)

Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Buy (add'l)

Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Sold (part)

Alphabet Inc. C1 A (GOOGL) — None — Buy (add'l)

Alphabet Inc. C1 A (GOOGL) — Buy (add'l)

Amazon.com Inc (AMZN) — None — Buy (add'l)

Apple Inc. (AAPL) — Dividend — Buy (add'l)

Applied Materials Inc (AMAT) — Dividend — Buy

Applied Materials Inc (AMAT) — Sold

Biomarin Pharmaceutical Inc (BMRN) — None — Buy

Biomarin Pharmaceutical Inc (BMRN) — Buy (add'l)

Biomarin Pharmaceutical Inc (BMRN) — Sold

Blackstone Group Inc Cl A (BX) — Dividend — Sold

Carmax Inc (KMX) — None — Buy (add'l)

Carmax Inc (KMX) — Sold

CDW Corp (CDW) — Dividend — Sold

Chipotle Mexican Grill Inc Cl A (GMG) — None — Buy

Chipotle Mexican Grill Inc Cl A (GMG) — Buy (add'l)

Comcast Corp Cl A New (CMCSA) — Dividend — Sold

Costco Wholesale Corp (COST) — Dividend — Sold (part)

Costco Wholesale Corp (COST) — Buy (add'l)

D R Horton Inc (DHI) — Dividend — Sold

D R Horton Inc (DHI) — Buy

D R Horton Inc (DHI) — Buy (add'l)

Diamondback Energy Inc (FANG) — None — Buy

Diamondback Energy Inc (FANG) — Buy (add'l)

Diamondback Energy Inc (FANG) — Buy (add'l)

Diamondback Energy Inc (FANG) — Sold

Equinix Inc (EQIX) — Dividend — Buy

Equinix Inc (EQIX) — Buy (add'l)

Equinix Inc (EQIX) — Sold

Expedia Group Inc (EXPE) — None — Buy

Expedia Group Inc (EXPE) — Buy (add'l)

Ferrari NV New (RACE) — Dividend — Buy (add'l)

Ferrari NV New (RACE) — Buy (add'l)

Intel Corp (INTC) — Dividend — Buy

Intel Corp (INTC) — Buy (add'l)

Intel Corp (INTC) — Sold

JPMorgan Chase & Company (JPM) — Dividend — Sold (part)

JPMorgan Chase & Company (JPM) — Buy (add'l)

JPMorgan Chase & Company (JPM) — Buy (add'l)

L3Harris Technologies Inc (LHX) — Dividend — Buy (add'l)

L3Harris Technologies Inc (LHX) — Sold

LAM Research Corp (LRCX) — Dividend — Buy (add'l)

Lockheed Martin Corp (LMT) — Dividend — Buy

Lockheed Martin Corp (LMT) — Sold

Masco Corp (MAS) — Dividend — Buy

Masco Corp (MAS) — Sold

Microsoft Corp (MSFT) — Dividend — Sold (part)

Microsoft Corp (MSFT) — Buy (add'l)

Netflix Inc (NFLX) — None — Buy

Netflix Inc (NFLX) — Sold

Nike Inc (NKE) — Dividend — Buy

NVIDIA Corp (NVDA) — Dividend — Buy

NVIDIA Corp (NVDA) — Sold (part)

Northrop Grumman Corp (NOC) — Dividend — Sold

Paypal Holdings Inc (PYPL) — None — Buy (add'l)

Paypal Holdings Inc (PYPL) — Sold (part)

Paypal Holdings Inc (PYPL) — Buy (add'l)

Pioneer Natural Resources Co (PXD) — Dividend — Buy

Pioneer Natural Resources Co (PXD) — Buy (add'l)

Pioneer Natural Resources Co (PXD) — Sold

Quanta Services Inc (PWR) — None — Buy

Quanta Services Inc (PWR) — Buy (add'l)

Raytheon Technologies Corp (RTX) — None — Buy

Raytheon Technologies Corp (RTX) — Buy (add'l)

Raytheon Technologies Corp (RTX) — Buy (add'l)

Raytheon Technologies Corp (RTX) — Sold

ServiceNow Inc (NOW) — None — Buy

Southwest Airlines (LUV) — None — Buy

Southwest Airlines (LUV) — Buy (add'l)

Starbucks Corp (SBUX) — Dividend — Sold

Texas Instruments Inc (TXN) — Dividend — Sold

Thermo Fisher Scientific Inc (TMO) — Dividend

Transdigm Group Inc (TDG) — None — Buy

Transdigm Group Inc (TDG) — Sold

United Parcel Service (UPS) — Dividend — Buy

United Parcel Service (UPS) — Buy (add'l)

United Rentals Inc (URI) — None — Sold

United Rentals Inc (URI) — Buy

United Rentals Inc (URI) — Buy (add'l)

United Rentals Inc (URI) — Sold (part)

United Healthcare Group Inc (UNH) — Dividend — Buy (add'l)

Vertex Pharmaceuticals (VRTX) — None — Buy

Vertex Pharmaceuticals (VRTX) — Buy (add'l)

Vertex Pharmaceuticals (VRTX) — Buy (add'l)

Vertex Pharmaceuticals (VRTX) — Sold

Visa Inc Class A (V) — Dividend — Buy (add'l)

Walt Disney Co (DIS) — Dividend — Buy (add'l)

Walt Disney Co (DIS) — Buy (add'l)

Walt Disney Co (DIS) — Buy (add'l)

Waste Management Inc Del (WM) — Dividend — Sold

Zebra Technologies Corp Cl A (ZBRA) — None — Buy (add'l)

Zebra Technologies Corp Cl A (ZBRA) — Buy (add'l)

Zebra Technologies Corp Cl A (ZBRA) — Sold (part)

Zoetis Inc Cl A (ZTS) — Dividend — Buy (add'l)

Zoom Video Communications (ZM) — None — Buy

Zoom Video Communications (ZM) — Buy (add'l)

First Trust Small Cap Core Alphadex ETF (FYX) — Dividend — Buy

First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)

First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)

iShares Russell 1000 Value ETF (IWD) — Dividend — Sold

iShares Russell 1000 Growth ETF (IWF) — Dividend — Sold

JPMorgan Mid Cap Value Cl I (JMVSX) — None — Sold

T Rowe Price Growth Stock (PRGFX) — None — Sold

Director, Abramson Scholarship Foundation

Agreement — 1994 — D.C. Government (defined benefit pension plan)

Liability — Wells Fargo — Equity Line / Rental Property, Washington, DC

Income — 2020 — Pension (D.C. Government) — $67,983.00

Part VII, line 3: One-third interest Rental Property #1 (Washington, DC).

Part VII, line 4: One-half interest in Rental Property #2 (Washington, DC).

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.