Autumn D. Spaeth

Individual Assets (H)

Wells Fargo (cash) — Interest

Bank of America (cash) — None

New York Life Custom Whole Life Insurance — Dividend

Rental Property #1, Aliso Viejo, CA — Rent

Coin collection — None

Chevron Corp (CVX) — Dividend

Account #1 (H)

Aberdeen STD Platinum ETF (PPLT) — None

Aberdeen STD Silver ETF (SIVR) — None

iShares Gold Trust iShares (IAU) — None

SPDR Gold Tr Gold Shs (GLD) — None

Cameco Corp Com NPV (CCJ) — None

Sprott Physical Gold Trust (PHYS) — None

Gold - Bullion Bar -- 5 oz. (GB5) — None

Silver - Silver Bar -- 10 oz. (SB10A) — None

Gold - Bullion Bar -- 10 oz. (GB10) — None

Account #2 (H)

Manning & Napier Disciplined Value (MDVWX) — None

Vanguard Target Retirement Income Inv (VTINX) — None

Vanguard Total Bond Market Index Inv (BND) — None

Putnam Stable Value Fund 50 (cash equivalent) — None

Account #3 (H)

Inv Govt & Agcy Prt (AGPXX) — Dividend

Account #4 (H)

iShares Silver Tr (SLV) — None

First Majestic Silver Corp (AG) — None

United Health Group (UNH) — Dividend — Buy (add'l)

Wheaton Precious Metals Corp (WPM) — Dividend

Account #5 (H)

Brixmor Property Group Inc (BRX) (X) — None

First Majestic Silver Corp (AG) — None — Sold

Western Midstream Partners LPC (WES) (X) — Dividend

Account #6 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #7 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #8 (H)

Vanguard 500 Index (VOO) — Dividend

Individual Assets (H)

Wells Fargo (cash) — Interest

Bank of America (cash) — None

New York Life Custom Whole Life Insurance — Dividend

Rental Property #1, Aliso Viejo, CA — Rent

Coin collection — None

Chevron Corp (CVX) — Dividend

Account #1 (H)

Aberdeen STD Platinum ETF (PPLT) — None

Aberdeen STD Silver ETF (SIVR) — None

iShares Gold Trust iShares (IAU) — None

SPDR Gold Tr Gold Shs (GLD) — None

Cameco Corp Com NPV (CCJ) — None

Sprott Physical Gold Trust (PHYS) — None

Gold - Bullion Bar -- 5 oz. (GB5) — None

Silver - Silver Bar -- 10 oz. (SB10A) — None

Gold - Bullion Bar -- 10 oz. (GB10) — None

Account #2 (H)

Manning & Napier Disciplined Value (MDVWX) — None

Vanguard Target Retirement Income Inv (VTINX) — None

Vanguard Total Bond Market Index Inv (BND) — None

Putnam Stable Value Fund 50 (cash equivalent) — None

Account #3 (H)

Inv Govt & Agcy Prt (AGPXX) — Dividend

Account #4 (H)

iShares Silver Tr (SLV) — None

First Majestic Silver Corp (AG) — None

United Health Group (UNH) — Dividend — Buy (add'l)

Wheaton Precious Metals Corp (WPM) — Dividend

Account #5 (H)

Brixmor Property Group Inc (BRX) (X) — None

First Majestic Silver Corp (AG) — None — Sold

Western Midstream Partners LPC (WES) (X) — Dividend

Account #6 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #7 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #8 (H)

Vanguard 500 Index (VOO) — Dividend

Individual Assets (H)

Wells Fargo (cash) — Interest

Bank of America (cash) — None

New York Life Custom Whole Life Insurance — Dividend

Rental Property #1, Aliso Viejo, CA — Rent

Coin collection — None

Chevron Corp (CVX) — Dividend

Account #1 (H)

Aberdeen STD Platinum ETF (PPLT) — None

Aberdeen STD Silver ETF (SIVR) — None

iShares Gold Trust iShares (IAU) — None

SPDR Gold Tr Gold Shs (GLD) — None

Cameco Corp Com NPV (CCJ) — None

Sprott Physical Gold Trust (PHYS) — None

Gold - Bullion Bar -- 5 oz. (GB5) — None

Silver - Silver Bar -- 10 oz. (SB10A) — None

Gold - Bullion Bar -- 10 oz. (GB10) — None

Account #2 (H)

Manning & Napier Disciplined Value (MDVWX) — None

Vanguard Target Retirement Income Inv (VTINX) — None

Vanguard Total Bond Market Index Inv (BND) — None

Putnam Stable Value Fund 50 (cash equivalent) — None

Account #3 (H)

Inv Govt & Agcy Prt (AGPXX) — Dividend

Account #4 (H)

iShares Silver Tr (SLV) — None

First Majestic Silver Corp (AG) — None

United Health Group (UNH) — Dividend — Buy (add'l)

Wheaton Precious Metals Corp (WPM) — Dividend

Account #5 (H)

Brixmor Property Group Inc (BRX) (X) — None

First Majestic Silver Corp (AG) — None — Sold

Western Midstream Partners LPC (WES) (X) — Dividend

Account #6 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #7 (H)

TIAA ScholarShare 529 Principal Plus Interest Portfolio — None

Account #8 (H)

Vanguard 500 Index (VOO) — Dividend

Trustee, Trust #1 (no reportable holdings)

Judicial Board Member, Secretary, Federal Bar Association - Orange County Chapter

Trustee, Trust #1 (no reportable holdings)

Judicial Board Member, Secretary, Federal Bar Association - Orange County Chapter

Trustee, Trust #1 (no reportable holdings)

Judicial Board Member, Secretary, Federal Bar Association - Orange County Chapter

Liability — Nuvision Credit Union — Mortgage on Rental Property

Liability — Flagstar Bank — Mortgage on Rental Property

Liability — FACTS Grant and Aid — Tuition Service

Liability — Nuvision Credit Union — Mortgage on Rental Property

Liability — Flagstar Bank — Mortgage on Rental Property

Liability — FACTS Grant and Aid — Tuition Service

Liability — Nuvision Credit Union — Mortgage on Rental Property

Liability — Flagstar Bank — Mortgage on Rental Property

Liability — FACTS Grant and Aid — Tuition Service

Spouse's income — 2020 — Optum Services (salary)

Spouse's income — 2020 — Optum Services (salary)

Spouse's income — 2020 — Optum Services (salary)

New York Life Custom Whole Life Insurance: "Dividend" is a term used by NYL to represent a partial return of premiums when there are excess funds

generated by the pool of policy holders. It is not indicative of underlying assets.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.