Thomas B. Smith

2020

Ask Donna

Pull out the substance of this filing.

What was filed

138
investments
4
positions
0
gifts
2
agreements
0
debts
0
reimbursements
2
income
2
spouse income

Named parties

Business Law Section of the Florida Bar
Sedona Conference
State of Florida--Pension
Orlando Health--Hourly Wages

As filed

Truist Bank Account — Interest — Open

Fidelity MSCI Financials Index ETF — Dividend — Buy

Fidelity MSCI Financials Index ETF — Dividend — Buy (add'l)

Fidelity MSCI Financials Index ETF — Dividend — Sold

Walt Disney Company — None — Buy

Walt Disney Company — None — Sold

SPDR SER TR S&P Semiconductor ETF — Dividend — Buy

Dow Jones Average Index ETF — Dividend — Buy

Fiserv Inc. Stock — Dividend — Buy

Fiserv Inc. Stock — Dividend — Sold

JP Morgan Chase & Co. stock — Dividend — Buy

Blackrock, Inc. stock — Dividend — Buy

Simon Property Group, Inc. — Dividend — Buy

Simon Property Group, Inc. — Dividend — Sold

Simon Property Group, Inc. — Dividend — Buy

ETF Managers Trust ETFMG Alternative Harvest ETF — Dividend — Buy

Newmont Corp. Common Stock — None — Buy

Newmont Corp. Common Stock — None — Sold

American Center ETF TR American Century Focused Large Cap Value Fund — Dividend — Buy

Microsoft Corp. Stock — None — Buy

Microsoft Corp. Stock — None — Sold

Dynavax Stock — None — Buy

Bitcoin — None — Buy

Etherum — None — Buy

Valic Fixed Account Plus fixed income annuity — Dividend

Country Life Insurance Company Life Policy single premium whole life — Dividend

SunTrust Bank Account — Interest

McCoy Federal Credit Union — Interest

AB High Income Fund — Dividend — Buy (add'l)

AB High Income Fund — Dividend

Angel Oak Multi Strategy — Dividend — Sold (part)

Angel Oak Multi Strategy — Dividend — Buy (add'l)

Angel Oak Multi Strategy — Dividend

Doubleline Core Fixed Income CL — Dividend — Buy (add'l)

Doubleline Core Fixed Income CL — Dividend

Goldman Sachs GQG Partners Intl OPP1 — Dividend — Buy

JPMorgan Emerging Markets Equity Class I — Dividend — Buy

JPMorgan Emerging Markets Equity Class I — Dividend — Sold (part)

JPMorgan Emerging Markets Equity Class I — Dividend

IShares Russell 2000 ETF — Dividend — Buy

IShares Russell 2000 ETF — Dividend — Buy (add'l)

IShares TR MSCI ACWI EX US — Dividend — Buy

IShares TR MBS ETF — Dividend — Buy

IShares TR Barclays 7-10 year — Int./Div. — Buy

IShares TR Barclays 7-10 year — Int./Div. — Sold (part)

IShares TR Barclays 7-10 year — Int./Div.

IShares TR MSCI EAFE Min VL — Dividend — Sold (part)

IShares TR MSCI EAFE Min VL — Dividend — Sold

SPDR Gold TR Gold SHS — Dividend — Buy

SPDR Gold TR Gold SHS — Dividend — Sold (part)

SPDR Gold TR Gold SHS — Dividend

Schwab Strategic TR US Mid-Cap ETF — Dividend — Buy

Schwab Strategic TR US Mid-Cap ETF — Dividend

SPDR Ser Tr S&P 600 Small Cap ETF — Dividend — Sold

SPDR S&P Midcap 400 ETF — Dividend — Sold

PIMCO Income Fund Institutional Fund — Int./Div. — Buy (add'l)

Pimco Income Fund Institutional Fund — Int./Div. — Buy (add'l)

Pimco Income Fund Institutional Fund — Int./Div.

Vanguard Index FDS Vanguard Growth formerly Vanguard Index TR Vipers — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth formerly Vanguard Index TR Vipers — Dividend

Vanguard Index FDS Vanguard Value ETF formerly Vanguard Index TR — Dividend

Vanguard FTSE Developed Market ETF — Dividend — Sold (part)

Vanguard FTSE Developed Market ETF — Dividend — Sold

Vanguard Intl Equity Index FDS FTSE EMR MKT ETF — Dividend — Sold

DFA International Core Equity — Dividend — Buy (add'l)

DFA International Core Equity — Dividend — Sold

Truist Bank Account — Interest — Open

Fidelity MSCI Financials Index ETF — Dividend — Buy

Fidelity MSCI Financials Index ETF — Dividend — Buy (add'l)

Fidelity MSCI Financials Index ETF — Dividend — Sold

Walt Disney Company — None — Buy

Walt Disney Company — None — Sold

SPDR SER TR S&P Semiconductor ETF — Dividend — Buy

Dow Jones Average Index ETF — Dividend — Buy

Fiserv Inc. Stock — Dividend — Buy

Fiserv Inc. Stock — Dividend — Sold

JP Morgan Chase & Co. stock — Dividend — Buy

Blackrock, Inc. stock — Dividend — Buy

Simon Property Group, Inc. — Dividend — Buy

Simon Property Group, Inc. — Dividend — Sold

Simon Property Group, Inc. — Dividend — Buy

ETF Managers Trust ETFMG Alternative Harvest ETF — Dividend — Buy

Newmont Corp. Common Stock — None — Buy

Newmont Corp. Common Stock — None — Sold

American Center ETF TR American Century Focused Large Cap Value Fund — Dividend — Buy

Microsoft Corp. Stock — None — Buy

Microsoft Corp. Stock — None — Sold

Dynavax Stock — None — Buy

Bitcoin — None — Buy

Etherum — None — Buy

Valic Fixed Account Plus fixed income annuity — Dividend

Country Life Insurance Company Life Policy single premium whole life — Dividend

SunTrust Bank Account — Interest

McCoy Federal Credit Union — Interest

AB High Income Fund — Dividend — Buy (add'l)

AB High Income Fund — Dividend

Angel Oak Multi Strategy — Dividend — Sold (part)

Angel Oak Multi Strategy — Dividend — Buy (add'l)

Angel Oak Multi Strategy — Dividend

Doubleline Core Fixed Income CL — Dividend — Buy (add'l)

Doubleline Core Fixed Income CL — Dividend

Goldman Sachs GQG Partners Intl OPP1 — Dividend — Buy

JPMorgan Emerging Markets Equity Class I — Dividend — Buy

JPMorgan Emerging Markets Equity Class I — Dividend — Sold (part)

JPMorgan Emerging Markets Equity Class I — Dividend

IShares Russell 2000 ETF — Dividend — Buy

IShares Russell 2000 ETF — Dividend — Buy (add'l)

IShares TR MSCI ACWI EX US — Dividend — Buy

IShares TR MBS ETF — Dividend — Buy

IShares TR Barclays 7-10 year — Int./Div. — Buy

IShares TR Barclays 7-10 year — Int./Div. — Sold (part)

IShares TR Barclays 7-10 year — Int./Div.

IShares TR MSCI EAFE Min VL — Dividend — Sold (part)

IShares TR MSCI EAFE Min VL — Dividend — Sold

SPDR Gold TR Gold SHS — Dividend — Buy

SPDR Gold TR Gold SHS — Dividend — Sold (part)

SPDR Gold TR Gold SHS — Dividend

Schwab Strategic TR US Mid-Cap ETF — Dividend — Buy

Schwab Strategic TR US Mid-Cap ETF — Dividend

SPDR Ser Tr S&P 600 Small Cap ETF — Dividend — Sold

SPDR S&P Midcap 400 ETF — Dividend — Sold

PIMCO Income Fund Institutional Fund — Int./Div. — Buy (add'l)

Pimco Income Fund Institutional Fund — Int./Div. — Buy (add'l)

Pimco Income Fund Institutional Fund — Int./Div.

Vanguard Index FDS Vanguard Growth formerly Vanguard Index TR Vipers — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth formerly Vanguard Index TR Vipers — Dividend

Vanguard Index FDS Vanguard Value ETF formerly Vanguard Index TR — Dividend

Vanguard FTSE Developed Market ETF — Dividend — Sold (part)

Vanguard FTSE Developed Market ETF — Dividend — Sold

Vanguard Intl Equity Index FDS FTSE EMR MKT ETF — Dividend — Sold

DFA International Core Equity — Dividend — Buy (add'l)

DFA International Core Equity — Dividend — Sold

Member of Execcutive Council, Business Law Section of the Florida Bar

Member of Working Group, Sedona Conference

Member of Execcutive Council, Business Law Section of the Florida Bar

Member of Working Group, Sedona Conference

Agreement — 2020 — State of Florida Employee Pension Plan--No Control

Income — 2020 — State of Florida--Pension — $55,034.88

Spouse's income — 2020 — Orlando Health--Hourly Wages

Section VII, Investments and Trusts Line 1 is the account in which the investment advisor holds my uninvested cash. According to my investment advisor the

name of the account changed from Federated Prime Obligations Trust SH Money Market to Truist Bank Account due to a bank merger. I have attempted, without

success, to obtain the date when this occurred.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.