Sidney Allen Fitzwater
2018Annual
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What was filed
63
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income
Named parties
- Cheryl Henry - salary
As filed
American Funds-Wash. Mut. Invs. Fund-A — Int/Div
UBS Bank USA Deposit Acct — Interest
IM Corp. Common Stock — Int/Div
LP. Morgan Chase & Co. Common Stock — Int/Div
Trust #2 (Nos. 5-10) (H)
UBS RMA Gov't Money Mkt. Fund — Int/Div
Lord Abbett Income Fund-Class A — Int/Div
Lord Abbett Intermediate Tax Free Fund- Class A — Int/Div
Lord Abbett Short Duration Income Fund- Class A — Int/Div
Thorburg Limited Term Municipal Fund. Class A — Int/Div
Calamos Growth and Income Fund-Class C — Int/Div
Lord Abbett Fundamental Equity-Class C (See Part VID — None — with line 13)
Lord Abbett Fundamental Equity-Class A 1X) (See Part VIII) — Int/Div
MFS Total Return Bond Fund-C (See Part vin — Int/Div — with line 15)
MFS Total Return Bond Fund-A (X) (See Part VIII) — Int/Div
Lord Abbett Income Fund-Class A — Int/Div
Lord Abbett Intermediate Tax Free Fund: Class A — Int/Div
Lord Abbett Short Duration Income Fund- Class A — Int/Div
Thomburg Limited Term Municipal Fund: Class A — Int/Div
Lincoln Nat'l Corp. Secure Line — Interest
IRA #1 (Nos. 21-26) (H)
Royce Premier Fund (See Part VIII) — Int/Div — Sold (part)
Blackrock Strategic Income A — Int/Div
Blackrock Global Allocation Fund Inc. A (See Part VIII — Int/Div — Sold (part)
First Eagle Global Fund Class A — Int/Div — Sold (part)
Fr-Franklin Income — Int/Div — Sold (part)
Aberdeen Asia-Pacific Income Fund — Int/Div
Ameren Corporation Common Stock — Int/Div
Consolidated Edison. Inc. Common Stock — Int/Div
Dominion Energy, Inc. Common Stock — Int/Div
Dreyfus Strategic Municipals Inc. (Closed: End Fund) — Int/Div
Duke Energy Corp. Common Stock — Int/Div
Entergy Corp. Common Stock — Int/Div
Exelon Corp. Common Stock — Int/Div
ExxonMobil Corp. Common Stock — Int/Div
Firstenergy Corp. Common Stock — Int/Div
NextEra Energy, Inc. Common Stock — Int/Div
Hawaiian Electric Industries Inc. Common Stock — Int/Div
Express Scripts Holding Co. Common Stock (See Part VIN — None — with line 62)
Merck & Co. Inc. Common Stock — Int/Div
Monsanto Co. New Common Stock (See Part VIII) — Int/Div — Sold
Nuveen Quality Municipal Income Fund — Int/Div
Nuveen Municipal Credit Income Fund — Int/Div
Nuveen AMT-Free Quality Municipal Income Fund — Int/Div
Nuveen Municipal Value Fund Inc — Int/Div
Nuveen Select Maturities Municipal Fund — Int/Div
Pepsico, Inc. Common Stock — Int/Div
Phizer Inc. Common Stock — Int/Div
Invesco Van Kampen Mumcipal Opportunity Trust — Int/Div
Westar Energy Inc. Common Stock (See Part VII) — Int/Div — with line 63)
Xcel Energy Inc. Common Stock — Int/Div
TIAA-CREF Savings and Investment Plan (Annuity) — None
TIAA-CREF (IRA) Managed Allocation Fund IR — None — Sold (part)
USAA Tax Exempt Long-Term Bond Fund — Interest
Blackrock Strategic Income A — Int/Div
Emerson Electric Co. Common Stock — Int/Div
Roval Dutch Shell PLC Common Stock — Int/Div
WEC Energy Group Inc. Common Stock — Int/Div
Minn. Life Ins. Co. Eclipse Protector Indexed Univ, Life Policy — None
Enbridge Inc. Common Stock — Int/Div
Bank of America Cash Account — None
Cigna Corp. Common Stock (X) (See Part vin — None
Evergy, Inc. Common Stock (X) (See Part Vin — Int/Div
Spouse's income — 2018 — Cheryl Henry - salary
Part VII, Item Nos. 12 and 13
The asset disclosed as Item No. 12 was exchanged for the asset disclosed as Item No, 13 on May 29, 2018. Because the form does not permit the use of the term
“exchanged,” I designated the type of transaction in Column D(1) as “merged.” No gain code is disclosed in Column D(4) for Item No. 12 because the transaction
was a non-taxable exchange that did not result in a gain.
Part VIL, Item Nos, 14 and 15
Item No, 14 is reported as Trem No. 13 in my 2017 Financial Disclosure Report under the name “MFS Total Return Bond Fund.” The specific name is “MFS Total
Return Bond Fund-C.” under which name it is reported as Item No. 14 in this report. The asset disclosed as Item No. 14 was exchanged for the asset disclosed
as Item No. 15 on April 24, 2018. Because the form does not permit the use of the term “exchanged.” | designated the type of transaction in Column D(1) as
“merged.” No gain code is disclosed in Column D(4) for Item No. 14 because the transaction was a non-taxable exchange that did not result in a gain.
Part VII, Item No. 22
No gai code is disclosed in Column D(4) for this item because it was sold at a loss,
Part VII, Item No. 24
No gam code is disclosed in Column (4) for this item because it was sold at a loss.
Part VII, Item Nos. 39 and 62
Express Seripts Holding Company combined with Cigna Corporation effective December 20, 2018. Because the form does not permit the use of the term
“combined,” 1 designated the type of transaction in Column D(1) as “merged.” Cigna Corporation is reported in Item No. 62 as 4 new asset.
Part VII, Item No. 41
Monsanto Company was acquired by Bayer AG effective June 7, 2018 for cash. My shares of Monsanto Company were sold under the terms of this acquisition.
Part VIL, Item Nos. 50 and 63
Westar Energy Inc. merged with Evergy, Inc, effective June 4, 2018. Evergy, Inc. was formed by the merger of Westar Energy, Inc. and Great Plains Energy
Incorporated. Shares of Westar Energy, Inc. were exchanged for Evergy, Inc. common stock. No gain code is disclosed in Column D(4) for Item No. 50 because
the transaction did not result in a gain. Evergy, Inc. is reported in Item No. 63 as a new asset.
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