Sidney Allen Fitzwater

2018Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 63

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Cheryl Henry - salary

As filed

American Funds-Wash. Mut. Invs. Fund-A — Int/Div

UBS Bank USA Deposit Acct — Interest

IM Corp. Common Stock — Int/Div

LP. Morgan Chase & Co. Common Stock — Int/Div

Trust #2 (Nos. 5-10) (H)

UBS RMA Gov't Money Mkt. Fund — Int/Div

Lord Abbett Income Fund-Class A — Int/Div

Lord Abbett Intermediate Tax Free Fund- Class A — Int/Div

Lord Abbett Short Duration Income Fund- Class A — Int/Div

Thorburg Limited Term Municipal Fund. Class A — Int/Div

Calamos Growth and Income Fund-Class C — Int/Div

Lord Abbett Fundamental Equity-Class C (See Part VID — None — with line 13)

Lord Abbett Fundamental Equity-Class A 1X) (See Part VIII) — Int/Div

MFS Total Return Bond Fund-C (See Part vin — Int/Div — with line 15)

MFS Total Return Bond Fund-A (X) (See Part VIII) — Int/Div

Lord Abbett Income Fund-Class A — Int/Div

Lord Abbett Intermediate Tax Free Fund: Class A — Int/Div

Lord Abbett Short Duration Income Fund- Class A — Int/Div

Thomburg Limited Term Municipal Fund: Class A — Int/Div

Lincoln Nat'l Corp. Secure Line — Interest

IRA #1 (Nos. 21-26) (H)

Royce Premier Fund (See Part VIII) — Int/Div — Sold (part)

Blackrock Strategic Income A — Int/Div

Blackrock Global Allocation Fund Inc. A (See Part VIII — Int/Div — Sold (part)

First Eagle Global Fund Class A — Int/Div — Sold (part)

Fr-Franklin Income — Int/Div — Sold (part)

Aberdeen Asia-Pacific Income Fund — Int/Div

Ameren Corporation Common Stock — Int/Div

Consolidated Edison. Inc. Common Stock — Int/Div

Dominion Energy, Inc. Common Stock — Int/Div

Dreyfus Strategic Municipals Inc. (Closed: End Fund) — Int/Div

Duke Energy Corp. Common Stock — Int/Div

Entergy Corp. Common Stock — Int/Div

Exelon Corp. Common Stock — Int/Div

ExxonMobil Corp. Common Stock — Int/Div

Firstenergy Corp. Common Stock — Int/Div

NextEra Energy, Inc. Common Stock — Int/Div

Hawaiian Electric Industries Inc. Common Stock — Int/Div

Express Scripts Holding Co. Common Stock (See Part VIN — None — with line 62)

Merck & Co. Inc. Common Stock — Int/Div

Monsanto Co. New Common Stock (See Part VIII) — Int/Div — Sold

Nuveen Quality Municipal Income Fund — Int/Div

Nuveen Municipal Credit Income Fund — Int/Div

Nuveen AMT-Free Quality Municipal Income Fund — Int/Div

Nuveen Municipal Value Fund Inc — Int/Div

Nuveen Select Maturities Municipal Fund — Int/Div

Pepsico, Inc. Common Stock — Int/Div

Phizer Inc. Common Stock — Int/Div

Invesco Van Kampen Mumcipal Opportunity Trust — Int/Div

Westar Energy Inc. Common Stock (See Part VII) — Int/Div — with line 63)

Xcel Energy Inc. Common Stock — Int/Div

TIAA-CREF Savings and Investment Plan (Annuity) — None

TIAA-CREF (IRA) Managed Allocation Fund IR — None — Sold (part)

USAA Tax Exempt Long-Term Bond Fund — Interest

Blackrock Strategic Income A — Int/Div

Emerson Electric Co. Common Stock — Int/Div

Roval Dutch Shell PLC Common Stock — Int/Div

WEC Energy Group Inc. Common Stock — Int/Div

Minn. Life Ins. Co. Eclipse Protector Indexed Univ, Life Policy — None

Enbridge Inc. Common Stock — Int/Div

Bank of America Cash Account — None

Cigna Corp. Common Stock (X) (See Part vin — None

Evergy, Inc. Common Stock (X) (See Part Vin — Int/Div

Spouse's income — 2018 — Cheryl Henry - salary

Part VII, Item Nos. 12 and 13

The asset disclosed as Item No. 12 was exchanged for the asset disclosed as Item No, 13 on May 29, 2018. Because the form does not permit the use of the term

“exchanged,” I designated the type of transaction in Column D(1) as “merged.” No gain code is disclosed in Column D(4) for Item No. 12 because the transaction

was a non-taxable exchange that did not result in a gain.

Part VIL, Item Nos, 14 and 15

Item No, 14 is reported as Trem No. 13 in my 2017 Financial Disclosure Report under the name “MFS Total Return Bond Fund.” The specific name is “MFS Total

Return Bond Fund-C.” under which name it is reported as Item No. 14 in this report. The asset disclosed as Item No. 14 was exchanged for the asset disclosed

as Item No. 15 on April 24, 2018. Because the form does not permit the use of the term “exchanged.” | designated the type of transaction in Column D(1) as

“merged.” No gain code is disclosed in Column D(4) for Item No. 14 because the transaction was a non-taxable exchange that did not result in a gain.

Part VII, Item No. 22

No gai code is disclosed in Column D(4) for this item because it was sold at a loss,

Part VII, Item No. 24

No gam code is disclosed in Column (4) for this item because it was sold at a loss.

Part VII, Item Nos. 39 and 62

Express Seripts Holding Company combined with Cigna Corporation effective December 20, 2018. Because the form does not permit the use of the term

“combined,” 1 designated the type of transaction in Column D(1) as “merged.” Cigna Corporation is reported in Item No. 62 as 4 new asset.

Part VII, Item No. 41

Monsanto Company was acquired by Bayer AG effective June 7, 2018 for cash. My shares of Monsanto Company were sold under the terms of this acquisition.

Part VIL, Item Nos. 50 and 63

Westar Energy Inc. merged with Evergy, Inc, effective June 4, 2018. Evergy, Inc. was formed by the merger of Westar Energy, Inc. and Great Plains Energy

Incorporated. Shares of Westar Energy, Inc. were exchanged for Evergy, Inc. common stock. No gain code is disclosed in Column D(4) for Item No. 50 because

the transaction did not result in a gain. Evergy, Inc. is reported in Item No. 63 as a new asset.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Sidney Allen Fitzwater | Frix