Patti B. Saris

What was filed

668
investments
4
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
6
spouse income

Named parties

Part VIII
part VIII
TRUST #4 (See Part VID)
TRUST #5 (See Part VII)
Board of the Federal Judges Association
Audit Committee and Trust of the National Academy of Arts and Sciences
HARVARD BUSINESS PUBLISHING, MA - Royalties
HIGHVISTA STATEGIES LLC, MA - Advisory fee
SRB CORPORATION - Advisory fee
LONG POINT REAL ESTATE - Advisory fee
ONATHAN ROSE COMPANIES - Advisory fee
REGENT PARTNERS - Advisory fee

As filed

Trust #5 (H)

Hephaestion, LP (private equity) — None

Hephaestion Co Inv I LP — None

Porus Inv Hldg Co Ltd — None

Xander Master Fund LLC — None

Ptolemy Holdings Trust — Distribution

Lear Our History LLC (private equity) — None

Patagonia Sur, LLC (private equity) — None

Trust #32 (H)

Baupost Value Partners LP I — None — Redeemed — Part VIII

Kensico Offshore Fd Ltd LP — None

Independent Franchise Partners US Eq Fd (IFPUX ) mutual fund — Int/Div — Sold (part)

Independent Franchise Partners US Eq Fd (IFPUX ) mutual fund — Sold (part)

Frontier MFG Global Eq-Inst (FMGEX) mutual fund — None — Donated

First Republic Bank, Bank account (cash account) — Interest

Trust #10 (H)

Britehouse life, universal Life insurance** See Part VIII Note — None

Trust #11 (H)

Sun Life Assurance, universal life insurance — None

Manufacturers Life Ins, universal life (ohn Hancock) — None

IRA Rollover (H)

Federated Hermes Treasury Obl - (cash equivalent) — Int/Div — Buy (add'l)

Federated Hermes Treasury Obl - (cash equivalent) — Buy (add'l)

Vanguard Total Wild Stock Idx Fd (VT) mutual fd — None — Sold

Park St Capl Natural Res Fd L.P — Distribution

US Fidenza LLC — None

Park St Capital V LP — None

Highfields Capital II LP — Distribution — Redeemed — Part VIII

Park St Natural Resource Fund II Combined (Private Equity) — None

Park Street Capital VI (Private Equity Fd) — Distribution

Patron Capital LP II (private equity) — Distribution

US Dublin LLC — None

Europa Fund II US LP — Distribution — Redeemed — Part VIII

Weston Presidio V LP — None

Trust #18 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #19 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #20 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Fidelity Cash Reserves Fund (x) — Int/Div — Open

Ishares TR Natl Mun BD ETF Fd (x) — Int/Div — Open

Vanguard INTL Equity Index FDS Total World Stk Index FD ETF SHS (x) — Int/Div — Open

Trust #21 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Shares TR Natl Mun BD ETF ED (x) — Int/Div — Open

Vanguard Intl Equity Index FDS Total World Stk Index FD ETF (x) — Int/Div — Open

Park St Cap Priv Eq Fd VII A LP — Distribution

Park St Cap Natural Res Fd III LP combined (priv Eq) — Distribution

TA X LP (Priv Eq) — Distribution — Redeemed — Part VIII

Local Motors Series A pfd stock — None

PSC Luxembourg Hldgs LLC — None

Trust #23 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

IShares TR Natl Mun BD ETF FD (x) — Int/Div — Open

Vanguard Intl Equity Index FDS Total World Stk Index FD ETF (x) — Int/Div — Open

Trust #24 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #25 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #26 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Fidelity Cash Reserves Fund (x) — Int/Div — Open

Ishares TR Natl Mun BD ETF FD (x) — Int/Div — Open

Vanguard INTL Equity Index FDS Total World Stk Index FD ETF SHS (x) — Int/Div — Open

Liveprocess Corp Ser A pfd stock — None

Meridia Capital LP — None

Meta4 Group Ltd LP — None

Middle East North A frica Opportunities Fd, LP — None

Trust #27 (H)

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account 2) — Interest

Hephaestion LP — None

Hephaestion Co Inv I LP — None

Porus Inv Hldg Co Ltd — None

Xander Master Fund LLC — None

Ptolemy Holdings Trust — Distribution

Fidelity Cash Reserves Fund (x) — Int/Div — Open

Fidelity Cash Reserves Fund (x) — Sold (part)

Ishares TR Natl Mun BD ETF FD (x) — Int/Div — Open

Vanguard Intl Equity Index FDS Total World Stk Index FD ETS SHS (x) — Int/Div — Open

Trust #28 (H)

Intin MECM Investments LLC (privately held) — Distribution

Vanguard Dvd Apprec Ind-adm (VDADX) — Int/Div

Vanguard Emerg Mkts Stock Indx-adm (VEMAX) mutual fd — Int/Div

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account 2) — Interest

Hephaestion LP — None

Hephaestion Co Inv I LP — None

Porus Inv Hldg Co Ltd — None

Xander Master Fund LLC — None

Ptolemy Holdings Trust — Distribution

RBC (Royal Bank of Canada), bank accounts — Interest

Gold boullion — None

MECM Investments LLC (H)

Gold Bullion — None

MA St Dev Fin Agy Bds, municipal bds — Interest — Matured — Part VIII

CHARLESTON CNTY SC 5% 11-01-2021 BEO — Interest — Sold — Part VIII

Frederick Cty MD municipal bds — Interest — Matured — Part VIII

Lone Star Real Estate Fd II (U.S.), LP (priv equity) — Distribution

Lone Star Fund VII (U.S.), LP (priv equity) — None

PS Opportunities Onshore LP (priv equity) — Distribution — Redeemed — Part VIII

University Utah University Revs (municipal Bds) — Interest — Sold — Part VIII

MA St Sch Bldg Auth 5-15-2021 (municipal bds) — Interest

Morehead St Univ KY municipal bds — Interest — Sold — Part VIII

Stratford CT municipal bds — Interest

Franklin IND Cmnty-Sch Bldg municipal bds — Interest

MARYLAND ST 5% 08-01-2025 BEO — Interest

Edgbaston Asian Equity Trust (private eq) — None — Redeemed — Part VIII

Oakland Univ Mich Rev municipal fds — Interest

MFB Northem Funds US Govt money mkt (cash equiv) — Interest

Governors Lane Onshore Fund LP (private equity) — None — Redeemed — Part VIII

Waterline Ventures II LP (private equity) — None — Buy (add'l)

Waterline Ventures II LP (private equity) — Buy (add'l)

Regent Opportunity Fund IV, LLC (private equity) — None — Buy (add'l)

US Bank Security acct (H)

FirstAm US Treas mm CL Z cash equiv (mutual fd) — Int/Div — Buy (add'l)

FirstAm US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)

FirstAm US Treas mm CL Z cash equiv (mutual fd) — Sold (part)

Independent Fran Part EQ FD (mutual FD) — Int/Div — Sold (part)

Independent Fran Part EQ FD (mutual FD) — Sold (part)

Euro Currency (cash equiv) — None — Buy (add'l)

Euro Currency (cash equiv) — Buy (add'l)

Euro Currency (cash equiv) — Sold (part)

Frontegra MFG Global Equity Instl (mutual FD) — Int/Div — Sold (part)

Frontegra MFG Global Equity Instl (mutual FD) — Sold (part)

Vanguard Dividend A pprec IDX Admiral (mutual fd) — Int/Div — Buy (add'l)

Vanguard Dividend A pprec IDX Admiral (mutual fd) — Sold — Part VIII

ishares MSCI World ETF — None — Sold — Part VIII

Castlelake V LPs (private equity) — None — Buy (add'l)

Castlelake V LPs (private equity) — Buy (add'l)

Berkshire Wind Pwr Coop Corp Mass municipal bds — Interest

SPRINGFIELD MASS WTR & SWR COMMN REV 5% 04-15-2026 BEO — Interest

WA Multnomah & Yamhill Cntys municipal bds — Interest — Sold — Part VIII

Brookside Cap Partners Fd LP — Distribution

Summit Ptms Priv Eq Fd VII-A — Distribution

Hony Capital Fund 2008, LP — Distribution

Lone Star Fund VI (US), LP — Distribution

Lone Star Europe Holdings (US), LP — Distribution

Lone Star Real Estate Fund (US), LP — None

Lime Rock Partners VI LP (private equity) — Distribution — Buy (add'l)

Lime Rock Partners VI LP (private equity) — Buy (add'l)

Lone Star Fund VIII (US) LP (private equity) — None

Lone Star Real Estate Fund III (US), LP (private eq) — Distribution

Castlelake IV LP (private eq) — Distribution

Lime Rock Partners VII LP (private eq) — Distribution — Buy (add'l)

Lime Rock Partners VII LP (private eq) — Buy (add'l)

Lone Star IX (US), LP (private eq) — Distribution

Aria Investment Partners LP LLC (private equity) — Distribution — Buy (add'l)

Centerbridge Cap Ptnrs LPs (Priv. Eq) — Distribution

MP Fund! LP (private eq) — None

Kildare European Partners I, LP (private eq) — Distribution

Acacia Conservation Fund LP (private equity) - Artemis R E Prinr — None

Artemis R E Prinrs Hlthcare Fd I LP (private equity) — Distribution — Buy (add'l)

Artemis R E Prinrs Hlthcare Fd I LP (private equity) — Buy (add'l)

Artemis Real Est Partners Fd I (NR) LP — None

Artemis Real Est Partnrs Fd II LP — Distribution — Buy (add'l)

Baupost Val Partners LP II — None

Abrams Capital Partners II LP — None — Sold (part) — part VIII

Advent International GPE VIII-B LP (private equity) — None — Buy (add'l)

Advent International GPE VIII-B LP (private equity) — Buy (add'l)

Charlesbank Executives Fund IX, LP — Distribution — Buy (add'l)

Charlesbank Executives Fund IX, LP — Buy (add'l)

Charlesbank Executives Fund IX, LP — Sold (part) — part VIII

CX Partners Fd Limited (private eq) — Distribution

Denham Oil & Gas Fd LP (private equity) — Distribution — Buy (add'l)

Elliott Associates LP — None — Sold (part)

Elliott Associates LP — Sold (part) — Part VIII

FE Industrial Partners I LP — Distribution — Buy (add'l)

FE Industrial Partners I LP — Buy (add'l)

FE Industrial Partners I LP — Sold (part) — Part VIII

Hephaestion II LP priv eq — None

Hephaestion III LP — None

Hephaestion IV LP (private equity) — Distribution

Hephaestion Retail LP priv eq — None

HighVistaI LP — None — Sold (part) — Part VIII

Hillhouse Fund III LP (private equity) — Distribution — Buy (add'l)

Hillhouse Fund III LP (private equity) — Buy (add'l)

Hillhouse Fund IV, L.P — Distribution — Buy (add'l)

Hillhouse Fund IV, L.P — Buy (add'l)

Innovation works Development Fd II, LP (private equity) — Distribution

Kabouter International Opportunities Fd II LLC (private equity) — None

Kensico Associates LP (private equity) — Distribution

Kildare European Partners II LP — Distribution — Buy (add'l)

Kildare European Partners II LP — Buy (add'l)

Lime Rock Partners IV LP (combined) (private equities) — None

Lime Rock Partners V, LP combined — None — Buy (add'l)

Long Pond Capital QP Fund, LP — Distribution — Sold (part) — Part VIII

MEN Partners, LP — None — Buy (add'l)

NCP Fund I, LP (Nonantum Capital Partners Fund I) — None — Buy (add'l)

NCP Fund I, LP (Nonantum Capital Partners Fund I) — Buy (add'l)

Orion European Real Estate Fund II CV — None

Orion European Real Estate Fund III CV — None — Buy (add'l)

Orion European Real Estate Fund III CV — Buy (add'l)

Orion European Real Estate Fund IV CV — Distribution — Buy (add'l)

Orion European Real Estate Fund IV CV — Buy (add'l)

Orion European Real Estate Fund V SLP — Distribution — Buy (add'l)

Orion European Real Estate Fund V SLP — Buy (add'l)

Penta Asia Long Short Fund LTD — None

Polaris Vent Part Entrep Fd V LP — Distribution — Sold (part) — Part VIII

Polaris Vent Part Entrep Fd V LP — Sold (part) — Part VIII

Polaris Vent Part Entrep Fd V LP — Sold (part)

Polaris Vent Part Entrep Fd V LP — Sold (part) — Part VIII

S Capital, L.P — None — Buy (add'l)

S Capital, L.P — Buy (add'l)

Tekne Partners, LP (private equity) — None — Sold (part) — Part VIII

Thorntree Capital Fund LP — Distribution — Sold (part) — Part VIII

X Investment Holding Ltd/Indian Dream Financial Advisors — None

MA St College Bds Municipal Bds — Interest — Matured — Part VIII

MEDINA CNTY OHIO LIBR DIST 5% 12-01-2020 BEO — Interest — Sold — Part VIII

OREGON ST 5% 12-01-2020 BEO — Interest — Sold — Part VIII

Metropolitan St Louis, MO municipal fds — Interest

Castle Rock Colo Sales & Use Tax Rev municipal bds — Interest

Edmond OK Pub Wks Auth Sales Tax & Util Rev municipal bds — Interest — Sold — Part VIII

Massachusetts St Clean Wtr municipal bds — Interest

Minneapolis & St Paul MN Met Arpts Comm municipal bds — Interest

New York NY City HSG Dev Corp municipal bond — Interest

South Dakota Brd Regts Hsg & Auxiliary Fac municipal bds — Interest

BOSTON MASS 5.0% 01 MAR 2036 — Interest

MA ST TRANSN FD 5% 05-15-2021 BEO — Interest

MASSACHUSETTS DEPT TRANSN MET HWY SYS REV 5.0% — Interest

UTAH TRAN AUTH SALES TAX REV 5.25% — Interest

CHARLESTON S C WTRWKS & SWR REV 5.0% — Interest — Sold

TEWKSBURY MA MUN PURPLN 3% — Interest — Sold

NEW YORK NY CITY TRANSITIONAL FIN AUTH REV 5% — Interest — Sold — Part VIII

Durable Capital - Class B — None — Buy (add'l)

Hillhouse Gaoling Fund — None

Lindsell Train Global Equity LLC — None

Lux Co-Invest Opportunities II — None — Buy (add'l)

Lux Co-Invest Opportunities II — Buy (add'l)

Cardlytics Stock (stock distribution from Polaris Fund) — None — Sold

S Capital Opportunity Fund — None — Buy (add'l)

S Capital Opportunity Fund — Buy (add'l)

Whale Rock Flagship Fund LP — None — Buy (add'l)

ISHARES RUSSELL 2000 INDEX ETF (x) — None — Open

ISHARES RUSSELL 2000 INDEX ETF (x) — Sold — Part VIII

Ishares Gold Trust (x) — None — Open

Kala Pharma (Stock Distribution) (x) — None — Open

Kala Pharma (Stock Distribution) (x) — Sold — Part VIII

Phreesia, Inc (Stock Distribution) (x) — None — Open

Phreesia, Inc (Stock Distribution) (x) — Sold

Phreesia, Inc (Stock Distribution) (x) — None — Open

Phreesia, Inc (Stock Distribution) (x) — Sold

FATE (Stock Distribution) (x) — None — Open

FATE (Stock Distribution) (x) — Sold — Part VIII

Phreesia, Inc (Stock Distribution) (x) — None — Open

Phreesia, Inc (Stock Distribution) (x) — Sold

Phreesia, Inc (Stock Distribution) (x) — None — Open

Phreesia, Inc (Stock Distribution) (x) — Sold — Part VIII

FATE(Stock Distribution) (x) — None — Open

FATE(Stock Distribution) (x) — Sold

Wayfair (Stock Distribution) (x) — None — Open

Wayfair (Stock Distribution) (x) — Sold — Part VIII

D1 Capital Partners Onshore LP (x) — None — Open

Hillhouse Focused Growth Fund V (x) — None — Open

Hillhouse Focused Growth Fund V (x) — Buy (add'l)

Hillhouse Focused Growth Fund V (x) — Sold (part) — Part VIII

Hillhouse Fund V (x) — None — Open

Hillhouse Fund V (x) — Sold (part) — Part VIII

Hillhouse Venture Fund V (x) — None — Open

Hillhouse Venture Fund V (x) — Buy (add'l)

Hillhouse Venture Fund V (x) — Sold (part)

Hillhouse Venture Fund V (x) — Sold (part) — Part VIII

HLCI Investment Fund II (x) — None — Open

HighVista BioTech Opp Fund (x) — None — Open

Overlook Partners Fund (x) — None — Open

Overlook Partners Fund (x) — Buy (add'l)

S Capital II, LP (x) — None — Open

S Capital II, LP (x) — Buy (add'l)

Section 32 (x) — None — Open

Section 32 (x) — Buy (add'l)

TrueBridge Capital Partners (x) — None — Open

The Engine Fund (x) — None — Open

Waterline Ventures III LP (private equity) (x) — None — Open

RA Capital Healthcare Fund LP (x) — None — Open

MASSACHUSETTS ST DEV FIN AGY REV 5.0% DUE 7-1-2039 (x) — Interest — Open

MASSACHUSETTS ST DEV FIN AGY REV 5.0% DUE 4-1-2028 (x) — Interest — Open

MASSACHUSETTS ST DEV FIN AGY REV 5.0% DUE 10-15-2030 (x) — Interest — Open

MA St Sch Bldg Auth Ded Sales Tax Rev 5.0% BEO 11-15-2046 (x) — Interest — Open

MASSACHUSETTS ST 5.0% DUE 11-01-2029 BEO (x) — None — Open

MEDFORD ORE HOSP FACS AUTH REV 5.0% DUE 08-15-2033 (x) — None — Open

First Republic Bank, bank account (cash account) — Interest

Perry Partners, LP (private equity) — None — Sold (part) — Part VIII

Local Motors Inc Ser B pfd stock — None

Local Motors Inc Ser C pfd stock — None

AdoreMe Inc-seed pfd (fka WebcamGen Inc Ser A pfd) clsly held — None

Highland Capital Partners VIII, LP — None

Prosperitas Real Est Partners III LP (private equity) — None

Prosperitas Real Est Partners IIIA LP (private equity) — None

Prosperitas Real Est Partners IIIB LP (private equity) — None

Liveprocess Corp Ser B pfd — None

Trust #29 (H)

Plymouth Rock Co Inc OC C1 A com stock (closely held) — Int/Div

MECM Investments, LLC interest — Distribution — Sold (part) — part VIII

First Republic Bank, Bank account (cash account) — None

First Republic Bank, Bank account (cash account 2) — Interest

First Republic Bank, Bank account (cash account 3) (x) — Interest — Open

Trust #31 (H)

Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd — Int/Div

Vanguard Emerg Mkts Stock Indx-adm (VEMAX) mutual fd — Int/Div

Intin MECM Investments LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account 2) (x) — Interest — Open

Intin MECM Investments LLC (closely held) — Distribution

Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd — Int/Div

Vanguard Emerg Mkts Stock Indx-adm (VEMAX mutual fund — Int/Div

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account 2) — Interest

Hephaestion LP — None

Hephaestion Co Inv I LP — None

Porus Inv Hldg Co Ltd — None

Xander Master Fund LLC — None

Ptolemy Holdings Trust — Distribution

Compass DRR Mexico F1-2 Limited (private equity) — None

RNPF Co Invest LLC (private equity) — None

RP Holdings Fund II, LLC (private equity) — Distribution

Velos Partners Fund I LP (private equity) — None

Proclara Biosciences Inc Ser D pfd stock (fka Neurophage Pharmls) — None

Local Motors Inc Ser B-1 pfd (closely held) — None

Proclara Biosciences Inc Ser E pfd stock (fka Neurophage Pharmls) — None

CourtScribes Inc Ser A prim pfd (Delaware Corp) — None

Blackivy LLC (private eq) — None

Coastal Force Invt in Real Estate LP (private eq) — None

Longpoint Realty Partners LP CL B (private eq) — None — Buy (add'l)

IRA Rollover #2 (H)

Vanguard Total Wild Stock Idx Fd (VT) mutial fd — None — Sold — part VIII

Federated Hermes Treasury Obl (cash equiv) — Interest — Buy (add'l) — part VIII

Federated Hermes Treasury Obl (cash equiv) — Buy (add'l)

Trust #33 (H)

First Republic Bank, Bank account (cash account) — Interest

Interest in Trust #35 — Distribution — Sold (part) — part VIII

Guesty Inc Ser A pfd stock — None

HST Solar Farms Inc Ser A-2 Pfd (closely held) — None

Graduate Syndicate Fund I LP (private equity) — Distribution

Blackstone Distressed Securites Fund LP (private equity) — None

Semma Therapeutics Inc Ser B Pfd stock — None

Venn 2014 LTD (private equity) — None

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Fidelity Cash reserves (x) — Int/Div — Open

Trust #34 (H)

Intin MECM Investment LLC (privately held) — Distribution

First Republic Bank, Bank account (cash account) — Interest

Fidelity Cash Reserves Fund (x) — Int/Div — Open

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #35 (H)

Plymouth Rock Co Inc OC C1 A - common stock — Int/Div

First Republic Bank, Bank account (cash account) — Interest

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

Trust #36 (H)

Intin MECM Investments, LLC Interest — Distribution — Sold (part) — Part VIII

Intin MECM Investments, LLC Interest — Distributed — Part VIII

First Republic Bank, Bank account (cash account) — Interest — Closed — Part VIII

First Republic Bank, Bank account (cash account) 2 (x) — Interest — Open

First Republic Bank, Bank account (cash account) 2 (x) — Closed — Part VIII

Fidelity cash reserves — None — Buy (add'l)

Fidelity cash reserves — Buy (add'l)

Fidelity cash reserves — Sold — Part VIII

Graduate Syndicate Fund 2 LP — None — Buy (add'l)

NREP NSF III InvestCo 66 AS — None — Buy (add'l)

NREP NSF III InvestCo 66 AS — Buy (add'l)

Proclara Biosciences Inc Ser F PFD — None

MECM Investments, LLC interest — Distribution — Buy (add'l)

MECM Investments, LLC interest — Distribution

Glidewell (x) — None — Open

IRA Rollover #3 (H)

Federated Treasury Obliga - IS (cash equiv) — Interest — Buy (add'l) — Part VIII

Vanguard Total Wild Stock Idx Fd (VT) mutual fd — None — Sold

Trust #38 (H) — Closed

Ropes Wealth Advisors (H) — None — Closed — Part VIII

Trust #39 (H) (x)

First Republic Bank, Bank account (cash account) (x) — Interest — Open

MECM Investments, LLC interest (x) — Distribution — Open

MECM Investments, LLC interest (x) — Sold (part) — Part VIII

Co-Tnustee, TRUST #4 (See Part VID)

Co-Tmustee, TRUST #5 (See Part VII)

Dhrector, Board of the Federal Judges Association

Member, Audit Committee and Trust of the National Academy of Arts and Sciences

Spouse's income — 2020 — HARVARD BUSINESS PUBLISHING, MA - Royalties

Spouse's income — 2020 — HIGHVISTA STATEGIES LLC, MA - Advisory fee

Spouse's income — 2020 — SRB CORPORATION - Advisory fee

Spouse's income — 2020 — LONG POINT REAL ESTATE - Advisory fee

Spouse's income — 2020 — ONATHAN ROSE COMPANIES - Advisory fee

Spouse's income — 2020 — REGENT PARTNERS - Advisory fee

Part I. Postions -

A. Reference is made to Trust # of which

is aco-trustee. NOTE: All asssets have been separately reported on the FDR and properly disclosed.

B. Reference is made to Trust #5 of which.

is aco-trustee. NOTE: All asssets have been separately reported on the FDR and properly disclosed.

Part VII. Investments and Trusts -

A. Items listed on calendar year 2019 Financial Disclosure Report (FDR) and excluded for calendar year 2020 do not meet the aggregate income, or aggregate

value levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 102(a)(3)

and 102(a)(1)(B)).

Item 2: Baupost Value Partners LPI - There was no reportable gain on the redemption.

Item 33: Highfields Capital II LP - There was no reportable gain on the redemption.

Item 38: Europa Fund II US LP - There was no reportable gain on the redemption.

Item 63: TA X LP (Priv Eq) - There was no reportable gain on the redemption.

Item 119: MA St Dev Fin Agy Bds, municipal bds - There was no reportable gain on bond maturity.

Item 120: CHARLESTON CNTY SC 5% 11-01-2021 BEO - There was no reportable gain on the sale.

Item 121: Frederick Cty MD municipal bds - There was no reportable gain on bond maturity.

Item 124: PS Opportunities Onshore LP (priv equity) - There was no reportable gain on the redemption.

Item 125: University Utah University Revs (municipal Bds) - There was no reportable gain on the sale.

Item 127: Morehead St Univ KY municipal bds - There was no reportable gain on the sale.

Item 131: Edgbaston A sian Equity Trust (private eq) - There was no reportable gain on the redemption.

Item 134: Governors Lane Onshore Fund LP (private equity) - There was no reportable gain on the redemption.

Item 351: Vanguard Dividend A pprec IDX Admiral (mutual fd) - There was no reportable gain on the sale.

Item 353: ishares MSCI World ETF - There was no reportable gain on the sale.

Item 358: WA Multnomah & Y amhill Cntys municipal bds - There was no reportable gain on the sale.

Item 389: A brams Capital Partners II LP - There was no reportable gain on the redemption.

Item 393: Charlesbank Executives Fund IX, LP - distributed Wayfair stock, see item #520

Item 401: Elliott Associates LP - There was no reportable gain on the redemption.

Item 403: FE Industrial Partners I LP - There was no reportable gain on the redemption.

Item 411: HighVista I LP - There was no reportable gain on the redemption.

Item 437: Long Pond Capital QP Fund, LP - There was no reportable gain on the redemption.

Item 454: Polaris Vent Part Entrep Fd V LP - distributed Kala Pharmaceuticals Inc stock, see item #506, distributed Phreesia, Inc stock, see item #508, distributed

Phreesia, Inc stock, see item #510, distributed FATE, Inc stock, see item #512, distributed Phreesia, Inc stock, see item #514, distributed Phreesia, Inc stock, see

item #516, distributed FATE, Inc stock, see item #518,

Item 469: Tekne Partners, LP (private equity) - There was no reportable gain on the redemption.

Item 470: Thomtree Capital Fund LP - There was no reportable gain on the redemption.

Item 472

: MA St College Bds Municipal Bds - There was no reportable gain on bond maturity.

Item 473:

: MEDINA CNTY OHIO LIBR DIST 5% 12-01-2020 BEO - There was no reportable gain on the sale.

Item 474:

: OREGON ST 5% 12-01-2020 BEO - There was no reportable gain on the sale.

Item 477:

: Edmond OK Pub Wks Auth Sales Tax & Util Rev municipal bds - There was no reportable gain on the sale.

Item 489:

: NEW YORK NY CITY TRANSITIONAL FIN AUTH REV 5% - There was no reportable gain on the sale.

Item 503:

: ISHARES RUSSELL 2000 INDEX ETF - There was no reportable gain on the sale.

Item 506:

: Kala Pharma (Stock Distribution) - There was no reportable gain on the sale.

Item 512

: FATE (Stock Distribution) - There was no reportable gain on the sale.

Item 516:

; Phreesia, Inc (Stock Distribution) - There was no reportable gain on the sale.

Item 523:

: Hillhouse Focused Growth Fund V - There was no reportable gain on the redemption.

Item 526:

; Hillhouse Fund V - There was no reportable gain on the redemption.

Item 528:

: Hillhouse Venture Fund V - There was no reportable gain on the redemption.

Ttem 555:

: Perry Partners, LP (private equity) - There was no reportable gain on the redemption.

Item 566:

: MECM Investments, LLC interest - Distribution was to Item#658, there was no reportable gain on the distribution.

Item 606: Vanguard Total Wild Stock Idx Fd (VT) mutial fd - There was no reportable gain on the sale.

Item 607: Federated Hermes Treasury Obl (cash equiv) - There was a name change per the investment, The old was Federated USTreas Cash Rsv cash eq mutual

fd, the new name is Federated Hermes Treasury Obl.

Item 623: Interest in Trust #35 - Distribution was to Item#637, there was no reportable gain on the distribution.

Item 642: Int in MECM Investments, LLC Interest - the first Distribution was to Item#633, there was no reportable gain on the distribution. The second

Distribution was to Item#658, there was no reportable gain on the distribution.

Item 644: First Republic Bank, Bank account (cash account) - Account was closed and transfered to Item#554

Item 646: First Republic Bank, Bank account (cash account) - Account was closed and transfered to Item#554

Item 647: Fidelity cash reserves - There was no reportable gain on the sale.

Item 662: Federated Hermes Treasury Obl (cash equiv) - There was a name change per the investment, The old was Federated USTreas Cash Rsv cash eq mutual

fd, the new name is Federated Hermes Treasury Obl.

Item 665: Ropes Wealth Advisors - Account was liqudated in 2019. The account was closed on 1/1/2020.

Item 668: MECM Investments, LLC interest - Distribution was to Item#658, there was no reportable gain on the distribution.