James R. Sacca

Northwestern Mutual Whole Life Policy — Dividend

Northwestern Mutual Variable Life Policy

MSA Select Bond — None

MSA Money Market — None

MSA Index 500 Stock — None

MSA Mid Cap Growth Stock — None

MSA High Yield Bond — None

MSA Growth Stock — None

MSA Small Cap Growth Stock — None

MSA Small Cap Value — None

MSA Index 400 Stock — None

MSA International Growth — None

MSA Domestic Equity — None

MSA International Equity — None

MSA Asset Allocation — None

Russell Real Estate Securities — None

IRA #1

American Century Diversified Bond Fund (ADFIX) — None — Sold

American Funds Europacific Growth Fund (AEPFX) — None — Sold

American Funds Fundamental Investors (FINFX) — Dividend — Sold

American Funds High Income TrustFund (AHIFX) — None — Sold

Invesco International Growth Fund (AIIYX) — None — Sold

American Tower Corp (AMT) — Dividend — Buy

American Funds New Perspectives (ANWFX) — Distribution — Buy

Ark Innovation Fund (ARKK) — Distribution — Buy

Brown Capital Small Company Fund (BCSSX) — Distribution — Buy

Vanguard Total Bond Fund (BND) — Dividend — Buy

Morgan Stanley Insight Fund (CPODX) — Distribution — Buy

Deleware Emerging Market Fund (DEMIX) — Distribution — Buy

Dodge & Cox Income Fund (DODIX) — Distribution — Buy

Ishares MSCI ETF Fund (EFA) — Dividend — Buy

Eaton Vance Floating Rate Income Fund (EIFHX) — Dividend — Buy

Fidelity Advisor Newinsights Fund (FINSX) — Distribution — Sold

Fidelity Advisor Small Cap Value Fund (FCVIX) — None — Sold

Ishares Core S&P 500 Fund (IVV) — Dividend — Buy

JP Morgan Opportunity Equity Fund (JOEQX) — Distribution — Buy

MFA Value Fund (MEIIX) — Dividend — Buy

MFS International Value Fund (MINIX) — None — Sold

PIMCO Real Return Fund (PRLPX) — Dividend — Sold

PIMCO Commodities Plus Fund (PCLPX) — Dividend — Buy

Putnam Convertible Securities Fund (PCGYX) — Distribution — Buy

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold

Vanguard Health Care EFT (VHT) — Dividend — Sold

Select Sector SPDR Consumer Staples (XLP) — None — Sold

New World Fund (NFFFX) — Dividend — Buy (add'l)

New World Fund (NFFFX) — Buy (add'l)

John Hancock Disc Mid Cap Fund (JVMIX) — Dividend — Buy (add'l)

First Eagle Overseas Fund (SGOIX) — Dividend — Buy

AB Global Bond Fund (ANAYX) — Dividend — Sold

Fidelity Adv Biotech (FBTIX) — None — Sold

PIMCO Income Fund (PONPX) — Dividend

PIMCO International Stock Fund (PSKIX) — None — Sold

Gugg SP 500 Fund (RSP) — None — Sold

Opp Dev Mark Fund (ODVYX) — None — Sold

PIMCO Comm Real Ret (PCRPX) — Dividend — Sold

PIMCO Stocksplus (PTOPX) — Dividend — Sold

T Rowe Health Science (PRHSX) — Distribution — Buy (add'l)

T Rowe Blue Chip Fund — Distribution — Buy

T Rowe Blue Chip Fund — Sold (part)

Cohen & Steers Real Estate (CSDIX) — None — Sold

Vanguard Energy Fund (VDE) — Dividend — Sold (part)

Vanguard Energy Fund (VDE) — Buy

Dreyfus Insured Deposit Program money market account — Interest

Roth IRA

Pershing Money market — Int./Div.

Brown Cap Small Comm Fund (BCSSX) — Distribution — Buy

Brown Cap Small Comm Fund (BCSSX) — Buy (add'l)

Van Total Bond Fund (BND) — Dividend — Buy

Van Total Bond Fund (BND) — Buy (add'l)

Van Total Bond Fund (BND) — Buy (add'l)

Cohen Steers RE Secur Fund (CSDIX) — Dividend — Buy

Cohen Steers RE Secur Fund (CSDIX) — Buy (add'l)

Fidelity Adv Bond Fund (FEPIX) — Distribution — Buy

Fidelity Adv Bond Fund (FEPIX) — Buy (add'l)

Gugg Macro Opp Fund (GIOIX) — Dividend — Buy

Gugg Macro Opp Fund (GIOIX) — Buy (add'l)

Ishares Gold Trust (IAU) — None — Buy

Ishares Gold Trust (IAU) — Buy (add'l)

Ishares Core SP Mid Cap (IJH) — Dividend — Buy

Ishares Core SP Mid Cap (IJH) — Buy (add'l)

IShares Core Small Cap (IJR) — Dividend — Buy

IShares Core Small Cap (IJR) — Buy (add'l)

Ishores Core S&P 500 (IVV) — Dividend — Buy

Ishores Core S&P 500 (IVV) — Buy (add'l)

New World Fund Class F-2 (NFFFX) — Dividend — Buy

New World Fund Class F-2 (NFFFX) — Buy (add'l)

PIMCO Comm Plus (PCLPX) — Dividend — Buy

PIMCO Comm Plus (PCLPX) — Buy (add'l)

Parnassus Mid Cap Fund (PFPMX) — Dividend — Buy

Parnassus Mid Cap Fund (PFPMX) — Buy (add'l)

PIMCO Income Fund (PONPX) — Dividend — Buy

PIMCO Income Fund (PONPX) — Buy (add'l)

Schwab Int Equity Fund (SCHF) — Dividend — Buy

Schwab Int Equity Fund (SCHF) — Buy (add'l)

SPDR SP 1500 Value Fund (VLU) — Dividend — Buy

Vanguard Short Teerm Inflation Fund (VTIP) — Dividend — Buy

Vanguard Short Teerm Inflation Fund (VTIP) — Buy (add'l)

Vanguard Emerg Mark Fund (VWO) — Dividend — Buy

Vanguard Emerg Mark Fund (VWO) — Buy (add'l)

West Asset Core Bond Fund (WATFX) — Dividend — Buy

Brokerage Account

American Funds Europacific Growth Fund (AEPFX) — None — Sold

American Tower Corp (AMT) — Dividend — Buy

The Growth Fund of America (GFFFX) — None — Sold

Gold (GLD) — None — Buy

Ishares Core Mid Cap Fund (IJH) — Dividend — Buy

Ishares Core Small Cap Fund (IJR) — Dividend — Buy

Ishres Core SP 500 Fund (IVV) — Dividend — Buy

JPMorgan Opp Equity Fund (JOEQX) — Distribution — Buy

MFS Value Fund (MEIIX) — Dividend

Pimco Commod Plus (PCLPX) — Dividend

Pimco Income Fund (PONPX) — Dividend — Buy

Sterling Cap f/k/a Stratton Small Cap Value Fund (STSCX) — None — Sold

American Century Tax Free Bond Fund (TWTIX) — Distribution — Sold

Vanguard Mid-Cap Stock Index Fund (VIMAX) — Dividend — Sold

Vanguard Index Trust Total Stock Market Portfolio Fund (VTSAX) — Dividend

Vanguard Energy Index Fund (VDE) — Dividend — Buy

Vanguard Emerging Market Fund (VWO) — Dividend — Buy

John Hancock Disciplined Value Mid Cap Fund (JVMIX) — Dividend — Sold

AB Global Bond Fund (ANAYX) — Dividend — Sold

Ark Innovation ETF (ARKK) — Distribution — Buy

Amer Fund Capital World Bond Fund (BFWFX) — Dividend — Buy

American Funds New Perspective Fund (ANWFX) — Distribution — Buy

Vanguard Total Bond Market Fund (BND) — Dividend — Buy

Del Emerging Market Fund (DEMIX) — Distribution — Buy

Ishares MSCI ETF (EFA) — Dividend — Buy

Fidelity Advisor Int Cap Apprec Fund (FCPIX) — Dividend — Buy

Fidelity Advisor Municipal Inc Fund (FROGX) — Distribution — Buy

Fidelity Advisor RE Inc Fund (FRIRX) — Dividend — Buy

Putnam Conv Securities Fund (PCGYX) — Dividend — Sold

Vanguard Healthcare Fund (VHT) — Dividend — Sold (part)

New World Fund (NFFFX) — Dividend

Select Sector Consumer Staples (XLP) — Dividend — Sold

Cohen & Steers Realty Income Fund (CSDIX) — Distribution — Sold

First Eagle Oveseas (SGOIX) — Dividend — Sold

First Eagle Oveseas (SGOIX) — Buy

Fidelity Adv Biotech (FBTIX) — None — Sold

EV Float Hi Inc (EIFHX) — Dividend — Sold

Ishares TR TIP Bond (TIP) — Dividend — Sold

American Funds Tax Exempt Fund (TEAFX) — Distribution — Buy

Dreyfus General Money Market Fund — Interest

SunTrust Bank deposit accounts — Interest

Virginia 529 Plan-American Funds

2021 Fund — Dividend — Redeemed (part)

2021 Fund — Redeemed (part)

2024 Fund — Dividend — Redeemed (part)

2024 Fund — Redeemed (part)

2024 Fund — Redeemed (part)

2024 Fund — Buy (add'l)

2027 Fund — Dividend — Buy (add'l)