John Rich 3

MassMutual whole life insurance policies — Int./Div.

Perkins Thompson 401k plan

Harbor Capital Appreciation — Dividend

Vanguard 500 Index Admiral Ser — Dividend

Vanguard Mid Cap Index Admiral — Dividend

Vanguard Int'l Growth Admiral — Dividend

Rollover IRA account

Templeton Growth Fund Inc. Class A Shares — Int./Div.

IRA Account

Franklin Templeton FD Allocator SER Founding — Int./Div.

Bank of America checking account — Interest

Bank of America savings account — Interest

Vanguard brokerage account

Vanguard Total Stock Market ETF — Int./Div.

Vanguard Federal Money Market Fund — Interest

MassMutual whole life insurance policies — Int./Div.

Perkins Thompson 401k plan

Harbor Capital Appreciation — Dividend

Vanguard 500 Index Admiral Ser — Dividend

Vanguard Mid Cap Index Admiral — Dividend

Vanguard Int'l Growth Admiral — Dividend

Rollover IRA account

Templeton Growth Fund Inc. Class A Shares — Int./Div.

IRA Account

Franklin Templeton FD Allocator SER Founding — Int./Div.

Bank of America checking account — Interest

Bank of America savings account — Interest

Vanguard brokerage account

Vanguard Total Stock Market ETF — Int./Div.

Vanguard Federal Money Market Fund — Interest

MassMutual whole life insurance policies — Int./Div.

Perkins Thompson 401k plan

Harbor Capital Appreciation — Dividend

Vanguard 500 Index Admiral Ser — Dividend

Vanguard Mid Cap Index Admiral — Dividend

Vanguard Int'l Growth Admiral — Dividend

Rollover IRA account

Templeton Growth Fund Inc. Class A Shares — Int./Div.

IRA Account

Franklin Templeton FD Allocator SER Founding — Int./Div.

Bank of America checking account — Interest

Bank of America savings account — Interest

Vanguard brokerage account

Vanguard Total Stock Market ETF — Int./Div.

Vanguard Federal Money Market Fund — Interest

Member, Board of Fellows, Portland Museum of Art

Vice-chair, Maine Justice Action Group

Member, Board of Fellows, Portland Museum of Art

Vice-chair, Maine Justice Action Group

Member, Board of Fellows, Portland Museum of Art

Vice-chair, Maine Justice Action Group

Agreement — 2008 — Perkins Thompson, P.A. 401k plan (ongoing participation; mutual funds only)

Agreement — 2008 — Perkins Thompson, P.A. 401k plan (ongoing participation; mutual funds only)

Agreement — 2008 — Perkins Thompson, P.A. 401k plan (ongoing participation; mutual funds only)

Addendum re: Part VII:

I have deleted R.W. Baird Tactical ETF Allocation Portfolio, listed at Line 13 of my 2019 Financial Disclosure Report, as it was closed in May 2019 and all assets

were transferred to the joint Vanguard Brokerage Account as reported last year.