Christopher L. Ray

2020

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What was filed

244
investments
2
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
2
spouse income

Named parties

POA #1
Self-employed (event planner)

As filed

Individual Assets (H)

Bank of America (cash) — Interest

Mass Mutual S 500 Low Vol Price Rtrn Daily Risk Control Fixed Annuity — None

Brighthouse 6 Year Shield 25 S&P 500 Index Fixed Annuity — None

Account #1 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Sold

Goldman Sach Lrg. (GSLC) — Dividend — Sold

IShares Edge (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap ETF (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend

Doubleline Total Return (DLTNX) — Dividend — Sold (part)

Doubleline Total Return (DLTNX) — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #2 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg (GSLC) — Dividend — Sold

Ishares Edge MSCI Min (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Angel Oak Multi Strategy (ANGLX) — Dividend

Doubleline Total Return (DBLTX) — Dividend — Sold (part)

Doubleline Total Return (DBLTX) — Buy (add'l)

AQR Lg Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #3 (H)

Schwab Bank (cash) (Y)

Flexshares Intl Qty (IQDF) — Dividend — Sold (part)

Invesco Bulletshares 2021 Corporate Bond (BSCL) — Dividend — Sold

IShares Core S&P Mid Cap (IJH) — Dividend — Sold (part)

IShares Core S&P Mid Cap (IJH) — Buy (add'l)

IShares MSCI EAFE (EFA) — Dividend

IShares Edge MSCI Min (ACWV) — Dividend — Sold (part)

JPMorgan Diverse Rtrn (JPIN) — Dividend

Proshares S&P 500 Div Aristocrat ETF (NOBL) — None — Buy

Proshares S&P 500 Div Aristocrat ETF (NOBL) — Sold (part)

Wisdomtree CBOE 500 (PUTW) — Dividend

Angel Oak Multi Strategy (ANGIX) — Dividend

Blackrock High Yield Bond Instl (BHYIX) — Dividend — Buy

Blackrock Total Return (MAHQX) — Dividend

Doubleline Total Return (DBLTX) — Dividend

Eaton Vance Global Macro (EIGMX) — Dividend

Guggenheim Macro Oppty Inst (GIOIX) — Dividend — Sold

Pioneer Bond Fund CL (PICYX) — Dividend — Sold (part)

AQR Lg Cap Devensive Style I (AUEIX) — Dividend

AQR Style Premia (QSLIX) — None — Sold

Baron Emrg Mkts FD Retail (BEXIX) — None

Fuller & Thaler Behavioral (FTHSX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #4 (H)

Flexshares Intl Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg (GSLC) — Dividend — Sold

IShares Edge MSCI (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap ETF (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend

Doubleline Total Return (DLTNX) — Dividend — Sold (part)

Doubleline Total Return (DLTNX) — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #5 (H)

CREF Stock — None

CREF Social Choice — None

CREF Bond — None

Account #6 (H)

TIAA Traditional Standard — None

Account #7 (H)

Flexshares Intl Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg. (GSLC) — Dividend — Sold

IShares Edge MSCI (ACWV) — Dividend — Buy (add'l)

Schwab US Large Cap (SCHX) — Dividend — Sold (part)

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend

SPDR Mid Cap (SPMD) — Dividend — Buy (add'l)

SPDR Mid Cap (SPMD) — Buy (add'l)

SPDR Mid Cap (SPMD) — Sold (part)

Vanguard Total World Stock (VT) — Dividend — Buy (add'l)

Vanguard Total World Stock (VT) — Sold (part)

Vanguard Short Term (VCSH) — Dividend — Sold

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree CBOE 500 (PUTW) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend — Sold (part)

Angel Oak Multi Strategy (ANGLX) — Buy (add'l)

Blackrock High Yield Bond Svc (BHYSX) — Dividend — Buy

Eaton Vance Global Macro (EAGMX) — Dividend

Lord Abbott Interm Tax Free A (LISAX) — Dividend — Sold (part)

Lord Abbott Interm Tax Free A (LISAX) — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Dividend — Sold

AQR Lg Defensive Style N (AUENX) — Dividend — Sold (part)

AQR Style Premia ALT (QSLIX) — None — Buy (add'l)

AQR Style Premia ALT (QSLIX) — Sold

Baron Emrg Mkts FD Retail (BEXFX) — None — Sold (part)

Baron Emrg Mkts FD Retail (BEXFX) — Buy (add'l)

Cohen & Steers Preferred SEC & Inc (CPXAX) — Dividend — Buy

Cohen & Steers Preferred SEC & Inc (CPXAX) — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Sold (part)

Individual Assets (H)

Bank of America (cash) — Interest

Mass Mutual S 500 Low Vol Price Rtrn Daily Risk Control Fixed Annuity — None

Brighthouse 6 Year Shield 25 S&P 500 Index Fixed Annuity — None

Account #1 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Sold

Goldman Sach Lrg. (GSLC) — Dividend — Sold

IShares Edge (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap ETF (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend

Doubleline Total Return (DLTNX) — Dividend — Sold (part)

Doubleline Total Return (DLTNX) — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #2 (H)

Flexshares Intl. Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg (GSLC) — Dividend — Sold

Ishares Edge MSCI Min (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Angel Oak Multi Strategy (ANGLX) — Dividend

Doubleline Total Return (DBLTX) — Dividend — Sold (part)

Doubleline Total Return (DBLTX) — Buy (add'l)

AQR Lg Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #3 (H)

Schwab Bank (cash) (Y)

Flexshares Intl Qty (IQDF) — Dividend — Sold (part)

Invesco Bulletshares 2021 Corporate Bond (BSCL) — Dividend — Sold

IShares Core S&P Mid Cap (IJH) — Dividend — Sold (part)

IShares Core S&P Mid Cap (IJH) — Buy (add'l)

IShares MSCI EAFE (EFA) — Dividend

IShares Edge MSCI Min (ACWV) — Dividend — Sold (part)

JPMorgan Diverse Rtrn (JPIN) — Dividend

Proshares S&P 500 Div Aristocrat ETF (NOBL) — None — Buy

Proshares S&P 500 Div Aristocrat ETF (NOBL) — Sold (part)

Wisdomtree CBOE 500 (PUTW) — Dividend

Angel Oak Multi Strategy (ANGIX) — Dividend

Blackrock High Yield Bond Instl (BHYIX) — Dividend — Buy

Blackrock Total Return (MAHQX) — Dividend

Doubleline Total Return (DBLTX) — Dividend

Eaton Vance Global Macro (EIGMX) — Dividend

Guggenheim Macro Oppty Inst (GIOIX) — Dividend — Sold

Pioneer Bond Fund CL (PICYX) — Dividend — Sold (part)

AQR Lg Cap Devensive Style I (AUEIX) — Dividend

AQR Style Premia (QSLIX) — None — Sold

Baron Emrg Mkts FD Retail (BEXIX) — None

Fuller & Thaler Behavioral (FTHSX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #4 (H)

Flexshares Intl Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg (GSLC) — Dividend — Sold

IShares Edge MSCI (ACWV) — Dividend

Schwab US Large Cap (SCHX) — Dividend

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap ETF (SPMD) — Dividend

Vanguard Total World Stock (VT) — Dividend

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend

Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend

Doubleline Total Return (DLTNX) — Dividend — Sold (part)

Doubleline Total Return (DLTNX) — Buy (add'l)

AQR LG Cap Defensive (AUENX) — Dividend

Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend

Nuveen Preferred SEC (NPSRX) — Dividend

Account #5 (H)

CREF Stock — None

CREF Social Choice — None

CREF Bond — None

Account #6 (H)

TIAA Traditional Standard — None

Account #7 (H)

Flexshares Intl Qty (IQDF) — Dividend — Sold

Goldman Sachs Lrg. (GSLC) — Dividend — Sold

IShares Edge MSCI (ACWV) — Dividend — Buy (add'l)

Schwab US Large Cap (SCHX) — Dividend — Sold (part)

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend

SPDR Mid Cap (SPMD) — Dividend — Buy (add'l)

SPDR Mid Cap (SPMD) — Buy (add'l)

SPDR Mid Cap (SPMD) — Sold (part)

Vanguard Total World Stock (VT) — Dividend — Buy (add'l)

Vanguard Total World Stock (VT) — Sold (part)

Vanguard Short Term (VCSH) — Dividend — Sold

Wisdomtree International High Div ETF (DTH) — Dividend — Buy

Wisdomtree CBOE 500 (PUTW) — Dividend

Angel Oak Multi Strategy (ANGLX) — Dividend — Sold (part)

Angel Oak Multi Strategy (ANGLX) — Buy (add'l)

Blackrock High Yield Bond Svc (BHYSX) — Dividend — Buy

Eaton Vance Global Macro (EAGMX) — Dividend

Lord Abbott Interm Tax Free A (LISAX) — Dividend — Sold (part)

Lord Abbott Interm Tax Free A (LISAX) — Buy (add'l)

Nuveen Preferred SEC (NPSRX) — Dividend — Sold

AQR Lg Defensive Style N (AUENX) — Dividend — Sold (part)

AQR Style Premia ALT (QSLIX) — None — Buy (add'l)

AQR Style Premia ALT (QSLIX) — Sold

Baron Emrg Mkts FD Retail (BEXFX) — None — Sold (part)

Baron Emrg Mkts FD Retail (BEXFX) — Buy (add'l)

Cohen & Steers Preferred SEC & Inc (CPXAX) — Dividend — Buy

Cohen & Steers Preferred SEC & Inc (CPXAX) — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy (add'l)

Fuller & Thaler Behavioral (FTHNX) — Sold (part)

Power of Attorney, POA #1

Spouse's income — 2020 — Self-employed (event planner)

Part VII, Account #5 and Account #6: These are TIAA Single Life Variable Income Annuities; underlying assets for each annuity are listed in Part VII.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.