Cornelia Thayer Livingston Pillard

2020

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

456
investments
16
positions
0
gifts
0
agreements
0
debts
16
reimbursements
4
income
20
spouse income

Named parties

Equal Justice Works
Georgetown Law University Center
Federal Judges Association
Yale Law School
Fordham Law School
Wilson Solicitors LLP
Georgetown Law University Center, teaching stipend, Fall 2020
American Civil Liberties Union -- legal director salary
The New York Review of Books -- freelance writer fees
The Nation -- freelance writer fees
Yale University -- adjunct professor
Wilson Solicitors LLP-Kay Everett Memorial Lecture, honorarium $1500

As filed

American Century Ultra Fund Mutual Fund — Int./Div.

Blackrock Muniassets Fund Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Institutional Realty Mutual Fund — Int./Div.

Cohen & Steers Realty Focus Mutual Fund — Int./Div.

Ishares JP Morgan Emerging MKTS Bond ETF — Int./Div.

Ishares MSCI EAFE Index Fund ETF — Int./Div.

Ishares Russell 1000 Growth Fund ETF — Int./Div.

Ishares Russell 1000 Value ETF — Int./Div. — Buy (add'l)

Ishares Russell Mid Cap Index Fund ETF — Int./Div.

Ishares S&P Midcap 400 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Buy (add'l)

Ishares S&P Midcap 400 Value Index Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Value Index Fund ETF — Buy (add'l)

Ishares S&P National AMT Free Muni Bond Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Small Cap 600 Growth Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Buy (add'l)

Ishares U.S. Preferred Stock ETF — Int./Div.

Janus Investment Mutual Fund — Int./Div.

Pimco 1-5 Year U.S. Tips Index Fund — Int./Div.

Royce Total Return Mutual Fund — Int./Div.

SPDR Barclays Short Term High Yield Fund ETF — Int./Div. — Buy (add'l)

SPDR Barclays Short Term High Yield Fund ETF — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Sold (part)

SPDR Euro Stoxx 50 ETF — Int./Div.

SPDR Financial Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Financial Select Sector Fund ETF — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Buy (add'l)

SPDR Industrial Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR S&P Dividend ETF — Int./Div. — Buy (add'l)

SPDR Technology Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Sold (part)

T Rowe Price New Asia Mutual Fund — Int./Div.

T Rowe Price Spectrum Income Mutual Fund — Int./Div.

Vanguard Emerging Markets Stock Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Int./Div. — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Buy (add'l)

Vanguard Reit Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Reit Index Fund ETF — Buy (add'l)

Wisdomtree Emerging Mkts ETF — Int./Div.

Wisdomtree Managed Futures Strategy Fund — Int./Div.

Wisdomtree Total Dividend Fund ETF — Int./Div.

iShares Core U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

iShares Core U.S. Aggregate Bond ETF — Sold (part)

Powershares Global ETF — Int./Div. — Buy (add'l)

Powershares Global ETF — Buy (add'l)

iShares Core S&P 500 ETF — Int./Div. — Buy (add'l)

iShares Core S&P 500 ETF — Sold (part)

VanEck Vectors Natural Resources ETF — None

Invesco S&P Global Water ETF — Int./Div.

iShares iBoxx Investment Grade Corporate Bond ETF — Int./Div. — Sold (part)

iShares iBoxx Investment Grade Corporate Bond ETF — Sold (part)

SDPR Communication Services ETF — Int./Div. — Buy (add'l)

SDPR Communication Services ETF — Buy (add'l)

IRA-BDA #1 (H)

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

IRA-BDA #2 (H)

Fidelity Canada Mutual Fund — Int./Div.

Fidelity Diversified International Mutual Fund — Int./Div. — Sold (part)

Fidelity Select Technology Mutual Fund — Int./Div.

Suntrust cash accounts — Int./Div.

Schwab Total Stock Market Fund — Int./Div.

Vanguard Windsor II Mutual Fund — Int./Div.

Vanguard Windsor Mutual Fund — Int./Div.

Fidelity Magellan Mutual Fund — Int./Div.

Fidelity Low Priced Stock Mutual Fund — Int./Div. — Sold (part)

Schwab Emerging Markets Equity ETF — Int./Div. — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab International Equity ETF — Int./Div. — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab Health Care Mutual Fund — Int./Div.

Powershares Emerging Markets ETF — Int./Div. — Buy (add'l)

Schwab U.S. Broad Market ETF — Int./Div. — Buy (add'l)

TIAA-CREF Lifecycle 2025 Retirement Fund — Int./Div.

TIAA-CREF Large Cap Growth Fund — None — Sold

Ameritas Principal plan Plus - DC529 — None — Sold (part)

NY 529 Moderate Age-Based Option: Income Portfolio — None

Schwab Target 2060 Index Mutual Fund — Int./Div.

iShares U.S. Total Stock Market Index Portfolio ETF — None — Sold (part)

Principal LifeTime Hybrid 2025 CIT Fund — Int./Div.

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Int./Div. — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — None — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Int./Div. — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Int./Div. — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Buy (add'l)

Fidelity Zero International Index Mutual Fund — Int./Div.

Fidelity Zero Toral Market Index Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Sold (part)

Vanguard Target 2030 Retirement Fund — None — Buy (add'l)

Vanguard Total Bond Market Index Fund — Int./Div.

Vanguard Real Estate Index Investor Fund — Int./Div.

Vanguard Total International Stock Index Fund — Int./Div.

Fidelity Government Money Market Fund (X) — Int./Div. — Buy

Fidelity Large Cap Value Enhanced Index Fund (X) — Int./Div. — Buy

American Century Ultra Fund Mutual Fund — Int./Div.

Blackrock Muniassets Fund Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Institutional Realty Mutual Fund — Int./Div.

Cohen & Steers Realty Focus Mutual Fund — Int./Div.

Ishares JP Morgan Emerging MKTS Bond ETF — Int./Div.

Ishares MSCI EAFE Index Fund ETF — Int./Div.

Ishares Russell 1000 Growth Fund ETF — Int./Div.

Ishares Russell 1000 Value ETF — Int./Div. — Buy (add'l)

Ishares Russell Mid Cap Index Fund ETF — Int./Div.

Ishares S&P Midcap 400 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Buy (add'l)

Ishares S&P Midcap 400 Value Index Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Value Index Fund ETF — Buy (add'l)

Ishares S&P National AMT Free Muni Bond Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Small Cap 600 Growth Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Buy (add'l)

Ishares U.S. Preferred Stock ETF — Int./Div.

Janus Investment Mutual Fund — Int./Div.

Pimco 1-5 Year U.S. Tips Index Fund — Int./Div.

Royce Total Return Mutual Fund — Int./Div.

SPDR Barclays Short Term High Yield Fund ETF — Int./Div. — Buy (add'l)

SPDR Barclays Short Term High Yield Fund ETF — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Sold (part)

SPDR Euro Stoxx 50 ETF — Int./Div.

SPDR Financial Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Financial Select Sector Fund ETF — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Buy (add'l)

SPDR Industrial Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR S&P Dividend ETF — Int./Div. — Buy (add'l)

SPDR Technology Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Sold (part)

T Rowe Price New Asia Mutual Fund — Int./Div.

T Rowe Price Spectrum Income Mutual Fund — Int./Div.

Vanguard Emerging Markets Stock Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Int./Div. — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Buy (add'l)

Vanguard Reit Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Reit Index Fund ETF — Buy (add'l)

Wisdomtree Emerging Mkts ETF — Int./Div.

Wisdomtree Managed Futures Strategy Fund — Int./Div.

Wisdomtree Total Dividend Fund ETF — Int./Div.

iShares Core U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

iShares Core U.S. Aggregate Bond ETF — Sold (part)

Powershares Global ETF — Int./Div. — Buy (add'l)

Powershares Global ETF — Buy (add'l)

iShares Core S&P 500 ETF — Int./Div. — Buy (add'l)

iShares Core S&P 500 ETF — Sold (part)

VanEck Vectors Natural Resources ETF — None

Invesco S&P Global Water ETF — Int./Div.

iShares iBoxx Investment Grade Corporate Bond ETF — Int./Div. — Sold (part)

iShares iBoxx Investment Grade Corporate Bond ETF — Sold (part)

SDPR Communication Services ETF — Int./Div. — Buy (add'l)

SDPR Communication Services ETF — Buy (add'l)

IRA-BDA #1 (H)

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

IRA-BDA #2 (H)

Fidelity Canada Mutual Fund — Int./Div.

Fidelity Diversified International Mutual Fund — Int./Div. — Sold (part)

Fidelity Select Technology Mutual Fund — Int./Div.

Suntrust cash accounts — Int./Div.

Schwab Total Stock Market Fund — Int./Div.

Vanguard Windsor II Mutual Fund — Int./Div.

Vanguard Windsor Mutual Fund — Int./Div.

Fidelity Magellan Mutual Fund — Int./Div.

Fidelity Low Priced Stock Mutual Fund — Int./Div. — Sold (part)

Schwab Emerging Markets Equity ETF — Int./Div. — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab International Equity ETF — Int./Div. — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab Health Care Mutual Fund — Int./Div.

Powershares Emerging Markets ETF — Int./Div. — Buy (add'l)

Schwab U.S. Broad Market ETF — Int./Div. — Buy (add'l)

TIAA-CREF Lifecycle 2025 Retirement Fund — Int./Div.

TIAA-CREF Large Cap Growth Fund — None — Sold

Ameritas Principal plan Plus - DC529 — None — Sold (part)

NY 529 Moderate Age-Based Option: Income Portfolio — None

Schwab Target 2060 Index Mutual Fund — Int./Div.

iShares U.S. Total Stock Market Index Portfolio ETF — None — Sold (part)

Principal LifeTime Hybrid 2025 CIT Fund — Int./Div.

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Int./Div. — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — None — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Int./Div. — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Int./Div. — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Buy (add'l)

Fidelity Zero International Index Mutual Fund — Int./Div.

Fidelity Zero Toral Market Index Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Sold (part)

Vanguard Target 2030 Retirement Fund — None — Buy (add'l)

Vanguard Total Bond Market Index Fund — Int./Div.

Vanguard Real Estate Index Investor Fund — Int./Div.

Vanguard Total International Stock Index Fund — Int./Div.

Fidelity Government Money Market Fund (X) — Int./Div. — Buy

Fidelity Large Cap Value Enhanced Index Fund (X) — Int./Div. — Buy

American Century Ultra Fund Mutual Fund — Int./Div.

Blackrock Muniassets Fund Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Institutional Realty Mutual Fund — Int./Div.

Cohen & Steers Realty Focus Mutual Fund — Int./Div.

Ishares JP Morgan Emerging MKTS Bond ETF — Int./Div.

Ishares MSCI EAFE Index Fund ETF — Int./Div.

Ishares Russell 1000 Growth Fund ETF — Int./Div.

Ishares Russell 1000 Value ETF — Int./Div. — Buy (add'l)

Ishares Russell Mid Cap Index Fund ETF — Int./Div.

Ishares S&P Midcap 400 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Buy (add'l)

Ishares S&P Midcap 400 Value Index Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Value Index Fund ETF — Buy (add'l)

Ishares S&P National AMT Free Muni Bond Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Small Cap 600 Growth Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Buy (add'l)

Ishares U.S. Preferred Stock ETF — Int./Div.

Janus Investment Mutual Fund — Int./Div.

Pimco 1-5 Year U.S. Tips Index Fund — Int./Div.

Royce Total Return Mutual Fund — Int./Div.

SPDR Barclays Short Term High Yield Fund ETF — Int./Div. — Buy (add'l)

SPDR Barclays Short Term High Yield Fund ETF — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Sold (part)

SPDR Euro Stoxx 50 ETF — Int./Div.

SPDR Financial Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Financial Select Sector Fund ETF — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Buy (add'l)

SPDR Industrial Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR S&P Dividend ETF — Int./Div. — Buy (add'l)

SPDR Technology Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Sold (part)

T Rowe Price New Asia Mutual Fund — Int./Div.

T Rowe Price Spectrum Income Mutual Fund — Int./Div.

Vanguard Emerging Markets Stock Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Int./Div. — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Buy (add'l)

Vanguard Reit Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Reit Index Fund ETF — Buy (add'l)

Wisdomtree Emerging Mkts ETF — Int./Div.

Wisdomtree Managed Futures Strategy Fund — Int./Div.

Wisdomtree Total Dividend Fund ETF — Int./Div.

iShares Core U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

iShares Core U.S. Aggregate Bond ETF — Sold (part)

Powershares Global ETF — Int./Div. — Buy (add'l)

Powershares Global ETF — Buy (add'l)

iShares Core S&P 500 ETF — Int./Div. — Buy (add'l)

iShares Core S&P 500 ETF — Sold (part)

VanEck Vectors Natural Resources ETF — None

Invesco S&P Global Water ETF — Int./Div.

iShares iBoxx Investment Grade Corporate Bond ETF — Int./Div. — Sold (part)

iShares iBoxx Investment Grade Corporate Bond ETF — Sold (part)

SDPR Communication Services ETF — Int./Div. — Buy (add'l)

SDPR Communication Services ETF — Buy (add'l)

IRA-BDA #1 (H)

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

IRA-BDA #2 (H)

Fidelity Canada Mutual Fund — Int./Div.

Fidelity Diversified International Mutual Fund — Int./Div. — Sold (part)

Fidelity Select Technology Mutual Fund — Int./Div.

Suntrust cash accounts — Int./Div.

Schwab Total Stock Market Fund — Int./Div.

Vanguard Windsor II Mutual Fund — Int./Div.

Vanguard Windsor Mutual Fund — Int./Div.

Fidelity Magellan Mutual Fund — Int./Div.

Fidelity Low Priced Stock Mutual Fund — Int./Div. — Sold (part)

Schwab Emerging Markets Equity ETF — Int./Div. — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab International Equity ETF — Int./Div. — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab Health Care Mutual Fund — Int./Div.

Powershares Emerging Markets ETF — Int./Div. — Buy (add'l)

Schwab U.S. Broad Market ETF — Int./Div. — Buy (add'l)

TIAA-CREF Lifecycle 2025 Retirement Fund — Int./Div.

TIAA-CREF Large Cap Growth Fund — None — Sold

Ameritas Principal plan Plus - DC529 — None — Sold (part)

NY 529 Moderate Age-Based Option: Income Portfolio — None

Schwab Target 2060 Index Mutual Fund — Int./Div.

iShares U.S. Total Stock Market Index Portfolio ETF — None — Sold (part)

Principal LifeTime Hybrid 2025 CIT Fund — Int./Div.

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Int./Div. — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — None — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Int./Div. — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Int./Div. — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Buy (add'l)

Fidelity Zero International Index Mutual Fund — Int./Div.

Fidelity Zero Toral Market Index Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Sold (part)

Vanguard Target 2030 Retirement Fund — None — Buy (add'l)

Vanguard Total Bond Market Index Fund — Int./Div.

Vanguard Real Estate Index Investor Fund — Int./Div.

Vanguard Total International Stock Index Fund — Int./Div.

Fidelity Government Money Market Fund (X) — Int./Div. — Buy

Fidelity Large Cap Value Enhanced Index Fund (X) — Int./Div. — Buy

American Century Ultra Fund Mutual Fund — Int./Div.

Blackrock Muniassets Fund Mutual Fund — Int./Div. — Buy (add'l)

Cohen & Steers Institutional Realty Mutual Fund — Int./Div.

Cohen & Steers Realty Focus Mutual Fund — Int./Div.

Ishares JP Morgan Emerging MKTS Bond ETF — Int./Div.

Ishares MSCI EAFE Index Fund ETF — Int./Div.

Ishares Russell 1000 Growth Fund ETF — Int./Div.

Ishares Russell 1000 Value ETF — Int./Div. — Buy (add'l)

Ishares Russell Mid Cap Index Fund ETF — Int./Div.

Ishares S&P Midcap 400 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Growth Fund ETF — Buy (add'l)

Vanguard Windsor Mutual Fund — Int./Div.

Ishares S&P Midcap 400 Value Index Fund ETF — Int./Div. — Sold (part)

Ishares S&P Midcap 400 Value Index Fund ETF — Buy (add'l)

Ishares S&P National AMT Free Muni Bond Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Growth Fund ETF — Int./Div. — Sold (part)

Ishares S&P Small Cap 600 Growth Fund ETF — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Int./Div. — Buy (add'l)

Ishares S&P Small Cap 600 Value Fund ETF — Buy (add'l)

Ishares U.S. Preferred Stock ETF — Int./Div.

Janus Investment Mutual Fund — Int./Div.

Pimco 1-5 Year U.S. Tips Index Fund — Int./Div.

Royce Total Return Mutual Fund — Int./Div.

SPDR Barclays Short Term High Yield Fund ETF — Int./Div. — Buy (add'l)

SPDR Barclays Short Term High Yield Fund ETF — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Consumer Discretionary Select Sector Fund ETF — Sold (part)

SPDR Euro Stoxx 50 ETF — Int./Div.

SPDR Financial Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Financial Select Sector Fund ETF — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Int./Div. — Buy (add'l)

SPDR Health Care Select Sector Fund ETF — Buy (add'l)

SPDR Industrial Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR S&P Dividend ETF — Int./Div. — Buy (add'l)

SPDR Technology Select Sector Fund ETF — Int./Div. — Sold (part)

SPDR Technology Select Sector Fund ETF — Sold (part)

T Rowe Price New Asia Mutual Fund — Int./Div.

T Rowe Price Spectrum Income Mutual Fund — Int./Div.

Vanguard Emerging Markets Stock Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Emerging Markets Stock Index Fund ETF — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Int./Div. — Buy (add'l)

Vanguard FTSE Developed Markets Fund ETF — Buy (add'l)

Vanguard Reit Index Fund ETF — Int./Div. — Buy (add'l)

Vanguard Reit Index Fund ETF — Buy (add'l)

Wisdomtree Emerging Mkts ETF — Int./Div.

Wisdomtree Managed Futures Strategy Fund — Int./Div.

Wisdomtree Total Dividend Fund ETF — Int./Div.

iShares Core U.S. Aggregate Bond ETF — Int./Div. — Sold (part)

iShares Core U.S. Aggregate Bond ETF — Sold (part)

Powershares Global ETF — Int./Div. — Buy (add'l)

Powershares Global ETF — Buy (add'l)

iShares Core S&P 500 ETF — Int./Div. — Buy (add'l)

iShares Core S&P 500 ETF — Sold (part)

VanEck Vectors Natural Resources ETF — None

Invesco S&P Global Water ETF — Int./Div.

iShares iBoxx Investment Grade Corporate Bond ETF — Int./Div. — Sold (part)

iShares iBoxx Investment Grade Corporate Bond ETF — Sold (part)

SDPR Communication Services ETF — Int./Div. — Buy (add'l)

SDPR Communication Services ETF — Buy (add'l)

IRA-BDA #1 (H)

Fidelity Diversified International Mutual Fund — Int./Div.

Fidelity Select Technology Mutual Fund — Int./Div.

IRA-BDA #2 (H)

Fidelity Canada Mutual Fund — Int./Div.

Fidelity Diversified International Mutual Fund — Int./Div. — Sold (part)

Fidelity Select Technology Mutual Fund — Int./Div.

Suntrust cash accounts — Int./Div.

Schwab Total Stock Market Fund — Int./Div.

Vanguard Windsor II Mutual Fund — Int./Div.

Fidelity Magellan Mutual Fund — Int./Div.

Fidelity Low Priced Stock Mutual Fund — Int./Div. — Sold (part)

Schwab Emerging Markets Equity ETF — Int./Div. — Buy (add'l)

Schwab Emerging Markets Equity ETF — Buy (add'l)

Schwab International Equity ETF — Int./Div. — Buy (add'l)

Schwab International Equity ETF — Buy (add'l)

Schwab Health Care Mutual Fund — Int./Div.

Powershares Emerging Markets ETF — Int./Div. — Buy (add'l)

Schwab U.S. Broad Market ETF — Int./Div. — Buy (add'l)

TIAA-CREF Lifecycle 2025 Retirement Fund — Int./Div.

TIAA-CREF Large Cap Growth Fund — None — Sold

Ameritas Principal plan Plus - DC529 — None — Sold (part)

NY 529 Moderate Age-Based Option: Income Portfolio — None

Schwab Target 2060 Index Mutual Fund — Int./Div.

iShares U.S. Total Stock Market Index Portfolio ETF — None — Sold (part)

Principal LifeTime Hybrid 2025 CIT Fund — Int./Div.

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Int./Div. — Buy (add'l)

Principal Large Cap S&P 500 Index Separate Account Fund (X) — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — None — Buy (add'l)

Principal Mid Cap S&P 500 Index Separate Account Fund — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Int./Div. — Buy (add'l)

Principal Small Cap S&P 600 Index SA Fund — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Int./Div. — Buy (add'l)

Schwab U.S. Aggregate Bond ETF — Buy (add'l)

Fidelity Zero International Index Mutual Fund — Int./Div.

Fidelity Zero Toral Market Index Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Int./Div. — Sold (part)

Fidelity Contrafund K Mutual Fund — Sold (part)

Vanguard Target 2030 Retirement Fund — None — Buy (add'l)

Vanguard Total Bond Market Index Fund — Int./Div.

Vanguard Real Estate Index Investor Fund — Int./Div.

Vanguard Total International Stock Index Fund — Int./Div.

Fidelity Government Money Market Fund (X) — Int./Div. — Buy

Fidelity Large Cap Value Enhanced Index Fund (X) — Int./Div. — Buy

Board member, Equal Justice Works

Adjunct Professor, Georgetown Law University Center

Trustee

Board member, Federal Judges Association

Board member, Equal Justice Works

Adjunct Professor, Georgetown Law University Center

Trustee

Board member, Federal Judges Association

Board member, Equal Justice Works

Adjunct Professor, Georgetown Law University Center

Trustee

Board member, Federal Judges Association

Board member, Equal Justice Works

Adjunct Professor, Georgetown Law University Center

Trustee

Board member, Federal Judges Association

Reimbursement — Yale Law School — Feb. 17-19, 2020 — New Haven, CT — Lecture — Travel, lodging and meals

Reimbursement — Fordham Law School — Feb. 26-27, 2020 — New York, NY — Lecture — Travel, lodging and meals

Reimbursement — Equal Justice Works — Feb. 27-28, 2020 — San Francisco, CA — Board of directors meeting — Travel, lodging and meals

Reimbursement — Wilson Solicitors LLP — March 5-9, 2020 — London, England — Kay Everett Memorial Lecture — Travel