C. Kathryn Preston

2020

Ask Donna

Pull out the substance of this filing.

What was filed

256
investments
2
positions
0
gifts
2
agreements
4
debts
0
reimbursements
0
income
2
spouse income

Named parties

Name Change
Escalante Golf, Inc.
Family Trust #1
Huntington National Bank
Ohio Police & Fire Pension Fund (retirement benefits)

As filed

Huntington National Bank Accounts — Interest

Bank of America Accounts — Interest

Fifth Third Bank Accounts — Interest

Chase Bank Accounts — Interest

CPT Enterp. LLC - member equity int (H) see Part VIII (Y)

Ashland Global Holdings, Inc. f/k/a Ashland, Inc. ("ASH") - stock — Dividend

Chubb Ltd. ("CB") f/k/a Chubb Corp - stock — Dividend

Conoco Philips ("COP") - stock — Dividend

Dollar General Corp. ("DG") - stock — Dividend

Essex Property Trust Inc. ("ESS") - stock — Dividend

First Trust Health Care AlphaDex Fund ETF ("FXH") -shares — None

General Dynamics Corp. ("GD") - stock — Dividend

M&T Bank Corporation ("MTB") - stock — Dividend

Van Eck Vectors Pharm ETF ("PPH") - Shares — Dividend

Invesco QQQ ETF ("QQQ") - shares — Dividend

SPDR S&P 500 ETF ("SPY") - shares — Dividend

Truist Bank f/k/a Suntrust Investment Services Inc. Money Market — Dividend — Name Change

Valvoline, Inc. ("VVV") - stock — Dividend

Farm Property (127.92 acres) Jasper Co., IA — Rent

Huntington Bancshares Pension Plan (see Part VIII) — None

Talcott Resolution f/k/a Hartford Life Ins. Policy (H)

American Funds Ins. Asset Alloc. Fund (see Part VIII) — None

American Funds Ins. Bond Fund (see Part VIII) — None

American Funds Ins. Growth Income Fund (see Part VIII) — None

Franklin Mut. Shares VIP Fund (see Part VIII) — None

Fidelity VIP Contra Fund Portfolio (see Part VIII) — None

Fidelity VIP Mid Cap Portfolio (see Part VIII) — None

HLS Int'l Opport. Fund (see Part VIII) — None

Invesco Oppenheimer Global Fund (see Part VIII) — None

Invesco VI Comstock Fund (see Part VIII) — None

Brokerage Account #1 (H)

Edward Jones Cash account — Interest

Amazon - stock — None

Proctor & Gamble Co. - common stock — Dividend

Raytheon Tech. Corp. f/k/a United Tech. Corp. - stock; see also 41-42 — Dividend — Name Change

Verizon Communications - common stock — Dividend

Walt Disney Co. - stock — Dividend

Federated OH Muni Income Fund — Int./Div.

CAIBX - Class A Bonds — Dividend

Sherwin Williams Co - stock — Dividend

Carrier Global Corp. - stock (X) — Dividend — Spinoff (from line 35)

Otis Worldwide Corp. - stock (X) — Dividend — Spinoff (from line 35)

Otis Worldwide Corp. - stock (X) — Sold (part)

Brokerage Account #2 (H)

American Balanced Fund - Class A Bonds — Dividend — Buy (add'l)

American Balanced Fund - Class A Bonds — Buy (add'l)

American Growth Fund of America - Class A Bonds — Dividend

IRA # 1 (H)

ABALX - Class A Bonds — Dividend

ABNDX - Class A Bonds — Dividend

AGTHX - Class A Bonds — Dividend

AHITX - Class A Bonds — Dividend

AIVSX - Class A Bonds — Dividend

AMECX - Class A Bonds — Dividend

CWGIX - Class A Bonds — Dividend

SMCWX - Class A Bonds — Dividend

AMRMX - Class A Bonds — Dividend

IRA # 2 (H)

Dodge & Cox Bal. Fund - Shares — Dividend

Hershey Foods Corp. - stock — Dividend

Rum Cove, LLC - member equity interest — None

Rental prop N.Captiva Isl, FL (purchased 2011 $350,000) — Rent

Personal property attendant to rental property — None

Stonegate Bank checking account — None

IRA #3 (H)

Edward Jones Cash Account — Interest

AMCPX - Class A Bonds — Dividend

ABALX - Class A Bonds — Dividend

AHITX - Class A Bonds — Dividend

CAIBX - Class A Bonds — Dividend

CWGIX - Class A Bonds — Dividend

ANCFX - Class A Bonds — Dividend

AMECX - Class A Bonds — Dividend

AIVSX - Class A Bonds — Dividend

PGBOX - Class A Bonds — Dividend

ONIAX - Class A Bonds — Dividend

OIEIX - Class A Bonds — Dividend

VHIAX - Class A Bonds — Dividend

OHYAX - Class A Bonds — Dividend

JCMAX - Class A Bonds — Dividend

OMBAX - Class A Bonds — Dividend

ANEFX - Class A Bonds — Dividend

ANWPX - Class A Bonds — Dividend

SMCWX - Class A Bonds — Dividend

JVAAX - Class A Shares — Dividend

VSCOX - Class A Shares — Dividend

ABNDX - Class A Shares — Dividend

IRA #4 (H)

Note receivable (see Part VIII) — Interest — Escalante Golf, Inc.

Escalante Gallery LLC - member equity interest — Distribution

Escalante River Club LLC - member equity interest — Distribution

IRA #5 (H)

American Mut. Fund (AMRMX) - shares — Dividend

American Bond Fund of America (ABNDX) - shares (see Part VIII) — Dividend

American Cap. Inc. Bldr. Mut. Fund (CAIBX) - shares (see Part VIII) — Dividend

American Growth Fund of Amer. (AGTHX) - shares (see Part VIII) — Dividend

JP Morgan Core Bond Fund (PGBOX) - shares — Dividend

JP Morgan High Yield Fund (OHYAX) - shares — Dividend

JP Morgan Mid Cap Equity Fund (JCMAX) - shares — Dividend

American Small Cap World Fund (SMCWX) - shares (see Part VIII) — Dividend

Family Trust #1 (H)

Rental Property #1, Cape Coral, FL (Purchased 2005 $679,900) — Rent

Investment Property, N. Captiva, FL — None

CPT Enterp. LLC - member equity int (H) See Part VIII (X)

Ashland Global Holdings, Inc. f/k/a Ashland, Inc. ("ASH") - stock — Dividend

Chubb Ltd. ("CB") f/k/a Chubb Corp - stock — Dividend

Conoco Philips ("COP") - stock — Dividend

Dollar General Corp. ("DG") - stock — Dividend

Essex Property Trust Inc. ("ESS") - stock — Dividend

First Trust Health Care AlphaDex Fund ETF ("FXH") -shares — None

General Dynamics Corp. ("GD") - stock — Dividend

M&T Bank Corporation ("MTB") - stock — Dividend

Van Eck Vectors Pharm ETF ("PPH") - Shares — Dividend

Invesco QQQ ETF ("QQQ") - shares — Dividend

SPDR S&P 500 ETF ("SPY") - shares — Dividend

Truist Bank f/k/a Suntrust Investment Services Inc. Money Market — Dividend — Name Change

Valvoline, Inc. ("VVV") - stock — Dividend

Farm Property (127.92 acres) Jasper Co., IA — Rent

Huntington National Bank Accounts — Interest

Bank of America Accounts — Interest

Fifth Third Bank Accounts — Interest

Chase Bank Accounts — Interest

CPT Enterp. LLC - member equity int (H) see Part VIII (Y)

Ashland Global Holdings, Inc. f/k/a Ashland, Inc. ("ASH") - stock — Dividend

Chubb Ltd. ("CB") f/k/a Chubb Corp - stock — Dividend

Conoco Philips ("COP") - stock — Dividend

Dollar General Corp. ("DG") - stock — Dividend

Essex Property Trust Inc. ("ESS") - stock — Dividend

First Trust Health Care AlphaDex Fund ETF ("FXH") -shares — None

General Dynamics Corp. ("GD") - stock — Dividend

M&T Bank Corporation ("MTB") - stock — Dividend

Van Eck Vectors Pharm ETF ("PPH") - Shares — Dividend

Invesco QQQ ETF ("QQQ") - shares — Dividend

SPDR S&P 500 ETF ("SPY") - shares — Dividend

Truist Bank f/k/a Suntrust Investment Services Inc. Money Market — Dividend — Name Change

Valvoline, Inc. ("VVV") - stock — Dividend

Farm Property (127.92 acres) Jasper Co., IA — Rent

Huntington Bancshares Pension Plan (see Part VIII) — None

Talcott Resolution f/k/a Hartford Life Ins. Policy (H)

American Funds Ins. Asset Alloc. Fund (see Part VIII) — None

American Funds Ins. Bond Fund (see Part VIII) — None

American Funds Ins. Growth Income Fund (see Part VIII) — None

Franklin Mut. Shares VIP Fund (see Part VIII) — None

Fidelity VIP Contra Fund Portfolio (see Part VIII) — None

Fidelity VIP Mid Cap Portfolio (see Part VIII) — None

HLS Int'l Opport. Fund (see Part VIII) — None

Invesco Oppenheimer Global Fund (see Part VIII) — None

Invesco VI Comstock Fund (see Part VIII) — None

Brokerage Account #1 (H)

Edward Jones Cash account — Interest

Amazon - stock — None

Proctor & Gamble Co. - common stock — Dividend

Raytheon Tech. Corp. f/k/a United Tech. Corp. - stock; see also 41-42 — Dividend — Name Change

Verizon Communications - common stock — Dividend

Walt Disney Co. - stock — Dividend

Federated OH Muni Income Fund — Int./Div.

CAIBX - Class A Bonds — Dividend

Sherwin Williams Co - stock — Dividend

Carrier Global Corp. - stock (X) — Dividend — Spinoff (from line 35)

Otis Worldwide Corp. - stock (X) — Dividend — Spinoff (from line 35)

Otis Worldwide Corp. - stock (X) — Sold (part)

Brokerage Account #2 (H)

American Balanced Fund - Class A Bonds — Dividend — Buy (add'l)

American Balanced Fund - Class A Bonds — Buy (add'l)

American Growth Fund of America - Class A Bonds — Dividend

IRA # 1 (H)

ABALX - Class A Bonds — Dividend

ABNDX - Class A Bonds — Dividend

AGTHX - Class A Bonds — Dividend

AHITX - Class A Bonds — Dividend

AIVSX - Class A Bonds — Dividend

AMECX - Class A Bonds — Dividend

CWGIX - Class A Bonds — Dividend

SMCWX - Class A Bonds — Dividend

AMRMX - Class A Bonds — Dividend

IRA # 2 (H)

Dodge & Cox Bal. Fund - Shares — Dividend

Hershey Foods Corp. - stock — Dividend

Rum Cove, LLC - member equity interest — None

Rental prop N.Captiva Isl, FL (purchased 2011 $350,000) — Rent

Personal property attendant to rental property — None

Stonegate Bank checking account — None

IRA #3 (H)

Edward Jones Cash Account — Interest

AMCPX - Class A Bonds — Dividend

ABALX - Class A Bonds — Dividend

AHITX - Class A Bonds — Dividend

CAIBX - Class A Bonds — Dividend

CWGIX - Class A Bonds — Dividend

ANCFX - Class A Bonds — Dividend

AMECX - Class A Bonds — Dividend

AIVSX - Class A Bonds — Dividend

PGBOX - Class A Bonds — Dividend

ONIAX - Class A Bonds — Dividend

OIEIX - Class A Bonds — Dividend

VHIAX - Class A Bonds — Dividend

OHYAX - Class A Bonds — Dividend

JCMAX - Class A Bonds — Dividend

OMBAX - Class A Bonds — Dividend

ANEFX - Class A Bonds — Dividend

ANWPX - Class A Bonds — Dividend

SMCWX - Class A Bonds — Dividend

JVAAX - Class A Shares — Dividend

VSCOX - Class A Shares — Dividend

ABNDX - Class A Shares — Dividend

IRA #4 (H)

Note receivable (see Part VIII) — Interest — Escalante Golf, Inc.

Escalante Gallery LLC - member equity interest — Distribution

Escalante River Club LLC - member equity interest — Distribution

IRA #5 (H)

American Mut. Fund (AMRMX) - shares — Dividend

American Bond Fund of America (ABNDX) - shares (see Part VIII) — Dividend

American Cap. Inc. Bldr. Mut. Fund (CAIBX) - shares (see Part VIII) — Dividend

American Growth Fund of Amer. (AGTHX) - shares (see Part VIII) — Dividend

JP Morgan Core Bond Fund (PGBOX) - shares — Dividend

JP Morgan High Yield Fund (OHYAX) - shares — Dividend

JP Morgan Mid Cap Equity Fund (JCMAX) - shares — Dividend

American Small Cap World Fund (SMCWX) - shares (see Part VIII) — Dividend

Family Trust #1 (H)

Rental Property #1, Cape Coral, FL (Purchased 2005 $679,900) — Rent

Investment Property, N. Captiva, FL — None

CPT Enterp. LLC - member equity int (H) See Part VIII (X)

Ashland Global Holdings, Inc. f/k/a Ashland, Inc. ("ASH") - stock — Dividend

Chubb Ltd. ("CB") f/k/a Chubb Corp - stock — Dividend

Conoco Philips ("COP") - stock — Dividend

Dollar General Corp. ("DG") - stock — Dividend

Essex Property Trust Inc. ("ESS") - stock — Dividend

First Trust Health Care AlphaDex Fund ETF ("FXH") -shares — None

General Dynamics Corp. ("GD") - stock — Dividend

M&T Bank Corporation ("MTB") - stock — Dividend

Van Eck Vectors Pharm ETF ("PPH") - Shares — Dividend

Invesco QQQ ETF ("QQQ") - shares — Dividend

SPDR S&P 500 ETF ("SPY") - shares — Dividend

Truist Bank f/k/a Suntrust Investment Services Inc. Money Market — Dividend — Name Change

Valvoline, Inc. ("VVV") - stock — Dividend

Farm Property (127.92 acres) Jasper Co., IA — Rent

Trustee, Family Trust #1

Agreement — 1991 — Huntington Bancshares Retirement Plan - former Employer; no control - Opinion of Committee on Code of Conduct obtained. (See Part VIII).

Liability — Huntington National Bank — Mortgage on Rental Prop. #1, Cape Coral, FL. (Pt. VII, line 112)

Liability — Huntington National Bank — Second Mortgage/Personal Credit Line, Rental Prop. #1 Cape Coral, FL. (Pt. VII, line 112)

Liability — Huntington National Bank — Mortgage on Rental Prop. #1, Cape Coral, FL. (Pt. VII, line 112)

Liability — Huntington National Bank — Second Mortgage/Personal Credit Line, Rental Prop. #1 Cape Coral, FL. (Pt. VII, line 112)

Spouse's income — 2020 — Ohio Police & Fire Pension Fund (retirement benefits)

Part II Line 1 - Retirement plan of former employer; I have no control; I will receive retirement annuity upon reaching retirement age. I obtained the opinion of the

Committee on Codes of Conduct on 9-27-06; the committee concluded that a conflict exists and directed that in actions involving Huntington (1) the parties must

be notified of the conflict and that I am disqualified from presiding, and (2) the parties may be offered an opportunity to waive the conflict.

Part VII Line 20 - The value of my interest in the Huntington Bancshares Retirement Plan is determined by calculation of the present value of the anticipated future

benefits. The calculation is performed by Huntington or its administrative service provider.

Part VII Lines 22-30 (Talcott Life Ins. Pol.) - I do not have direct or indirect income from these investments, because the asset is the insurance policy not

securities.

Part VII Line 99 (IRA #4, Escalante Golf note) - The value of the Note receivable is based on the outstanding principal balance.

Part VII Line 104 (American Bond Fund of America) - this was previously listed as "Bond Fund of America" in error. No transaction has taken place regarding this

investment.

Part VII Line 105 (American Cap. Inc. Bldr. Mut. Fund) - this was previously listed as "Capital Income Builder Mut. Fund" in error. No transaction has taken place

regarding this investment.

Part VII Line 106 (American Growth Fund of Amer.) - this was previously listed as "Growth Fund of Amer" in error. No transaction has taken place regarding this

investment.

Part VII Line 110 (American Small Cap World Fund) - this was previously listed as "Small Cap World Fund" in error. No transaction has taken place regarding

this investment.

Part VII Lines 5-19, 114-128 - my interest in CPT Enterp. LLC was transferred to Family Trust #1 on 03/13/2019.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.