Robert E. Payne

2020

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What was filed

369
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

As filed

IRA #1

Abbey Cptl Futures Strategy — None — Sold

AB Small Cap Grw Adv — Dividend — Sold

AMG Mngrs Silvercrest — None — Buy (add'l)

Artisan Mid Cap Adv — Dividend — Buy (add'l)

Artisan Mid Cap Adv — Sold

Artisan Mid Cap Value Fund — None — Buy (add'l)

Blackrock Hi Yield BD — None — Buy

Blackrock Hi Yield BD — Buy (add'l)

Blackstone Alt Mult-Strat — None — Sold (part)

Blackstone Alt Mult-Strat — Buy (add'l)

Calamos Market Neutral Inc — None — Buy (add'l)

Calamos Market Neutral Inc — Buy (add'l)

Center Coast MLP Focus — None — Sold

Cullen High Dividend Equity — None — Buy (add'l)

Cullen High Dividend Equity — Sold (part)

GQG Partners Emrg Mkts — None — Buy

GQG Partners Emrg Mkts — Sold (part)

Invesco Dynamic Large Cap Val — None — Buy

Invesco Dynamic Large Cap Val — Sold (part)

Invesco Opp Intl Growth — Dividend — Sold (part)

Invesco Opp Intl Growth — Sold (part)

Janus (Henderson) Flexible Bond — Dividend — Sold (part)

Janus (Henderson) Flexible Bond — Sold

Lazard Emerg Mkts Core — Dividend — Sold (part)

Loomis Growth — Dividend — Sold (part)

Loomis Growth — Buy (add'l)

Loomis Growth — Sold (part)

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Intrinsic Value I — Dividend — Sold (part)

MFS Int'l Intrinsic Value I — Sold (part)

MFS Int'l Intrinsic Value I — Sold

Mondrian Intl EQ Value — None — Buy

Oakmark Fund Advisor — None — Buy (add'l)

Oakmark Fund Advisor — Sold (part)

Oakmark International Advisor — None — Buy (add'l)

Oakmark International Advisor — Sold (part)

PGIM Jennison MLP — None — Buy

PGIM Jennison MLP — Buy (add'l)

PGIM Total Return Bond — None — Buy

PGIM Total Return Bond — Buy (add'l)

PGIM Total Return Bond — Buy

Pimco Real Return — Dividend — Sold

Pimco Short Term — None — Sold (part)

Pimco Short Term — Sold (part)

Pimco Short Term — Buy (add'l)

Polen Growth Institutional — None — Sold (part)

Polen Growth Institutional — Buy (add'l)

Polen Growth Institutional — Sold (part)

Thornburg Limited-Trm Inc — None — Buy

Thornburg Limited-Trm Inc — Buy (add'l)

Virtus Kar Sm Md Cp Core — None — Buy

Virtus MultiSector Short Term Bond — None — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Wells Fargo Emerg Mrk — None — Sold

IRA #2

AB Small Cap Grw Adv — None

Artisan Midcap Value — None — Buy (add'l)

Aston/Montag & Caldwell Growth — None — Buy (add'l)

Aston Silvercrest Small Cap — None — Buy (add'l)

Blackrock Equity Div. A — None

Blackrock High Yield Bd — None — Buy

Blackrock High Yield Bd — Buy (add'l)

Blackrock Inflation Prot Bond — Dividend — Sold

Columbia Select LG CP Growth — None

Invesco Opp Intl Growth — Dividend — Sold (part)

Ivy Mid Cap Growth — None — Buy (add'l)

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Value — None

Oakmark Fund Advisor — None — Buy (add'l)

Pimco Long Term Credit Bd — None — Sold

Pimco Low Duration A — None

Pimco Short Term — None

Virtus MultiSect Short Term Bond — None

Virtus Vontobel Merg Mkt Opp — None

Western Asset Core Plus Portfolio — None — Buy (add'l)

BROKERAGE ACCOUNT #1

AbbVie Inc Com — Dividend — Sold (part)

Artisan Mid Cap Adv (X) — Dividend — Sold

Autodesk Inc. — Dividend — Sold (part)

Biogen — None

Broadcom Inc. — Dividend — Sold (part)

Citrix Systems Inc. — None

Comcast Corp — Dividend — Sold (part)

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fireeye Inc (X) — None

Fluor Corp — None — Sold

Freeport McMoran — None

Guardian Health Inc (X) — None

Invesco Dynamic Large Cap Val — None — Sold

Invesco Dynamic Large Cap Val — Sold (part)

Ionis Pharmaceuticals Inc — None

Johnson Ctls Intl Plc — None

L-3 Harris Technologies Inc — Dividend — Sold (part)

Liberty Media C Ser C Siriusxm (Y)

Mainstay McKay Shtrm Muni — None — Buy

Medtronic PLC (Y)

National Oilwell Varco Inc. (Y)

Nuance Communications Inc (Y)

Nucor Corp (Y)

Pentair Ltd (Y)

Seagate Technology, Inc. — None

TE Connectivity Ltd — None

Thornburg Ltd Trm Muni — None — Buy

Twitter Inc — Dividend — Sold (part)

Twitter Inc — Sold (part)

UnitedHealth Gp Inc — Dividend — Sold (part)

Vertex Pharmaceuticals — Dividend — Sold (part)

Vertex Pharmaceuticals — Sold (part)

Western Digital Corporation — None

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Distribution

IRA #1

Abbey Cptl Futures Strategy — None — Sold

AB Small Cap Grw Adv — Dividend — Sold

AMG Mngrs Silvercrest — None — Buy (add'l)

Artisan Mid Cap Adv — Dividend — Buy (add'l)

Artisan Mid Cap Adv — Sold

Artisan Mid Cap Value Fund — None — Buy (add'l)

Blackrock Hi Yield BD — None — Buy

Blackrock Hi Yield BD — Buy (add'l)

Blackstone Alt Mult-Strat — None — Sold (part)

Blackstone Alt Mult-Strat — Buy (add'l)

Calamos Market Neutral Inc — None — Buy (add'l)

Calamos Market Neutral Inc — Buy (add'l)

Center Coast MLP Focus — None — Sold

Cullen High Dividend Equity — None — Buy (add'l)

Cullen High Dividend Equity — Sold (part)

GQG Partners Emrg Mkts — None — Buy

GQG Partners Emrg Mkts — Sold (part)

Invesco Dynamic Large Cap Val — None — Buy

Invesco Dynamic Large Cap Val — Sold (part)

Invesco Opp Intl Growth — Dividend — Sold (part)

Invesco Opp Intl Growth — Sold (part)

Janus (Henderson) Flexible Bond — Dividend — Sold (part)

Janus (Henderson) Flexible Bond — Sold

Lazard Emerg Mkts Core — Dividend — Sold (part)

Loomis Growth — Dividend — Sold (part)

Loomis Growth — Buy (add'l)

Loomis Growth — Sold (part)

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Intrinsic Value I — Dividend — Sold (part)

MFS Int'l Intrinsic Value I — Sold (part)

MFS Int'l Intrinsic Value I — Sold

Mondrian Intl EQ Value — None — Buy

Oakmark Fund Advisor — None — Buy (add'l)

Oakmark Fund Advisor — Sold (part)

Oakmark International Advisor — None — Buy (add'l)

Oakmark International Advisor — Sold (part)

PGIM Jennison MLP — None — Buy

PGIM Jennison MLP — Buy (add'l)

PGIM Total Return Bond — None — Buy

PGIM Total Return Bond — Buy (add'l)

PGIM Total Return Bond — Buy

Pimco Real Return — Dividend — Sold

Pimco Short Term — None — Sold (part)

Pimco Short Term — Sold (part)

Pimco Short Term — Buy (add'l)

Polen Growth Institutional — None — Sold (part)

Polen Growth Institutional — Buy (add'l)

Polen Growth Institutional — Sold (part)

Thornburg Limited-Trm Inc — None — Buy

Thornburg Limited-Trm Inc — Buy (add'l)

Virtus Kar Sm Md Cp Core — None — Buy

Virtus MultiSector Short Term Bond — None — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Wells Fargo Emerg Mrk — None — Sold

IRA #2

AB Small Cap Grw Adv — None

Artisan Midcap Value — None — Buy (add'l)

Aston/Montag & Caldwell Growth — None — Buy (add'l)

Aston Silvercrest Small Cap — None — Buy (add'l)

Blackrock Equity Div. A — None

Blackrock High Yield Bd — None — Buy

Blackrock High Yield Bd — Buy (add'l)

Blackrock Inflation Prot Bond — Dividend — Sold

Columbia Select LG CP Growth — None

Invesco Opp Intl Growth — Dividend — Sold (part)

Ivy Mid Cap Growth — None — Buy (add'l)

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Value — None

Oakmark Fund Advisor — None — Buy (add'l)

Pimco Long Term Credit Bd — None — Sold

Pimco Low Duration A — None

Pimco Short Term — None

Virtus MultiSect Short Term Bond — None

Virtus Vontobel Merg Mkt Opp — None

Western Asset Core Plus Portfolio — None — Buy (add'l)

BROKERAGE ACCOUNT #1

AbbVie Inc Com — Dividend — Sold (part)

Artisan Mid Cap Adv (X) — Dividend — Sold

Autodesk Inc. — Dividend — Sold (part)

Biogen — None

Broadcom Inc. — Dividend — Sold (part)

Citrix Systems Inc. — None

Comcast Corp — Dividend — Sold (part)

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fireeye Inc (X) — None

Fluor Corp — None — Sold

Freeport McMoran — None

Guardian Health Inc (X) — None

Invesco Dynamic Large Cap Val — None — Sold

Invesco Dynamic Large Cap Val — Sold (part)

Ionis Pharmaceuticals Inc — None

Johnson Ctls Intl Plc — None

L-3 Harris Technologies Inc — Dividend — Sold (part)

Liberty Media C Ser C Siriusxm (Y)

Mainstay McKay Shtrm Muni — None — Buy

Medtronic PLC (Y)

National Oilwell Varco Inc. (Y)

Nuance Communications Inc (Y)

Nucor Corp (Y)

Pentair Ltd (Y)

Seagate Technology, Inc. — None

TE Connectivity Ltd — None

Thornburg Ltd Trm Muni — None — Buy

Twitter Inc — Dividend — Sold (part)

Twitter Inc — Sold (part)

UnitedHealth Gp Inc — Dividend — Sold (part)

Vertex Pharmaceuticals — Dividend — Sold (part)

Vertex Pharmaceuticals — Sold (part)

Western Digital Corporation — None

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Distribution

IRA #1

Abbey Cptl Futures Strategy — None — Sold

AB Small Cap Grw Adv — Dividend — Sold

AMG Mngrs Silvercrest — None — Buy (add'l)

Artisan Mid Cap Adv — Dividend — Buy (add'l)

Artisan Mid Cap Adv — Sold

Artisan Mid Cap Value Fund — None — Buy (add'l)

Blackrock Hi Yield BD — None — Buy

Blackrock Hi Yield BD — Buy (add'l)

Blackstone Alt Mult-Strat — None — Sold (part)

Blackstone Alt Mult-Strat — Buy (add'l)

Calamos Market Neutral Inc — None — Buy (add'l)

Calamos Market Neutral Inc — Buy (add'l)

Center Coast MLP Focus — None — Sold

Cullen High Dividend Equity — None — Buy (add'l)

Cullen High Dividend Equity — Sold (part)

GQG Partners Emrg Mkts — None — Buy

GQG Partners Emrg Mkts — Sold (part)

Invesco Dynamic Large Cap Val — None — Buy

Invesco Dynamic Large Cap Val — Sold (part)

Invesco Opp Intl Growth — Dividend — Sold (part)

Invesco Opp Intl Growth — Sold (part)

Janus (Henderson) Flexible Bond — Dividend — Sold (part)

Janus (Henderson) Flexible Bond — Sold

Lazard Emerg Mkts Core — Dividend — Sold (part)

Loomis Growth — Dividend — Sold (part)

Loomis Growth — Buy (add'l)

Loomis Growth — Sold (part)

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Intrinsic Value I — Dividend — Sold (part)

MFS Int'l Intrinsic Value I — Sold (part)

MFS Int'l Intrinsic Value I — Sold

Mondrian Intl EQ Value — None — Buy

Oakmark Fund Advisor — None — Buy (add'l)

Oakmark Fund Advisor — Sold (part)

Oakmark International Advisor — None — Buy (add'l)

Oakmark International Advisor — Sold (part)

PGIM Jennison MLP — None — Buy

PGIM Jennison MLP — Buy (add'l)

PGIM Total Return Bond — None — Buy

PGIM Total Return Bond — Buy (add'l)

PGIM Total Return Bond — Buy

Pimco Real Return — Dividend — Sold

Pimco Short Term — None — Sold (part)

Pimco Short Term — Sold (part)

Pimco Short Term — Buy (add'l)

Polen Growth Institutional — None — Sold (part)

Polen Growth Institutional — Buy (add'l)

Polen Growth Institutional — Sold (part)

Thornburg Limited-Trm Inc — None — Buy

Thornburg Limited-Trm Inc — Buy (add'l)

Virtus Kar Sm Md Cp Core — None — Buy

Virtus MultiSector Short Term Bond — None — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Wells Fargo Emerg Mrk — None — Sold

IRA #2

AB Small Cap Grw Adv — None

Artisan Midcap Value — None — Buy (add'l)

Aston/Montag & Caldwell Growth — None — Buy (add'l)

Aston Silvercrest Small Cap — None — Buy (add'l)

Blackrock Equity Div. A — None

Blackrock High Yield Bd — None — Buy

Blackrock High Yield Bd — Buy (add'l)

Blackrock Inflation Prot Bond — Dividend — Sold

Columbia Select LG CP Growth — None

Invesco Opp Intl Growth — Dividend — Sold (part)

Ivy Mid Cap Growth — None — Buy (add'l)

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — Dividend — Sold

MFS Int'l Value — None

Oakmark Fund Advisor — None — Buy (add'l)

Pimco Long Term Credit Bd — None — Sold

Pimco Low Duration A — None

Pimco Short Term — None

Virtus MultiSect Short Term Bond — None

Virtus Vontobel Merg Mkt Opp — None

Western Asset Core Plus Portfolio — None — Buy (add'l)

BROKERAGE ACCOUNT #1

AbbVie Inc Com — Dividend — Sold (part)

Artisan Mid Cap Adv (X) — Dividend — Sold

Autodesk Inc. — Dividend — Sold (part)

Biogen — None

Broadcom Inc. — Dividend — Sold (part)

Citrix Systems Inc. — None

Comcast Corp — Dividend — Sold (part)

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fireeye Inc (X) — None

Fluor Corp — None — Sold

Freeport McMoran — None

Guardian Health Inc (X) — None

Invesco Dynamic Large Cap Val — None — Sold

Invesco Dynamic Large Cap Val — Sold (part)

Ionis Pharmaceuticals Inc — None

Johnson Ctls Intl Plc — None

L-3 Harris Technologies Inc — Dividend — Sold (part)

Liberty Media C Ser C Siriusxm (Y)

Mainstay McKay Shtrm Muni — None — Buy

Medtronic PLC (Y)

National Oilwell Varco Inc. (Y)

Nuance Communications Inc (Y)

Nucor Corp (Y)

Pentair Ltd (Y)

Seagate Technology, Inc. — None

TE Connectivity Ltd — None

Thornburg Ltd Trm Muni — None — Buy

Twitter Inc — Dividend — Sold (part)

Twitter Inc — Sold (part)

UnitedHealth Gp Inc — Dividend — Sold (part)

Vertex Pharmaceuticals — Dividend — Sold (part)

Vertex Pharmaceuticals — Sold (part)

Western Digital Corporation — None

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Distribution

1. NAME CHANGE: Asset AbbVie Inc. Com, p. 9, line 88 is a name change of the asset, Allergan Plc, p. 7, line 58 on the 2019 Report.

2. The asset, Invesco Dynamic Large Cap Val., p. 9, line 102, was erroneously omitted from the 2019 Report. In the 2018 Report, the asset, Invesco Dynamic

Large Cap Va., p. 9, line 88, was erroneously reported as "sold" on 12/31/18 instead of "sold(part)."

The asset, Invesco Dynamic Large Cap Val., had no reportable transactions or reportable income during the reporting period of 01/01/19 - 12/31/19.

The assest, Invesco Dynamic Large Cap Val., should have been reported on the 2019 Report with "None" in Column B(2); Value Code "M" in Column C(1);

and Value Method "T" in Column C(2).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.