Vincent F. Papalia

Individual Assets (H)

PNC BANK ACCOUNT (cash) — Interest

RENTAL PROPERTY #1 SEASIDE PARK, NJ — Rent

Account #1 (H)

AT&T (T) — Dividend

ALTRIA GROUP (MO) — Dividend

AXA-ADR (AXAHY) — None — Sold

BRISTOL MYERS SQUIBB (BMY) — Dividend

CATERPILLAR (CAT) — Dividend

FORD MOTOR COMPANY (F) — Dividend

GENERAL ELECTRIC CO (GE) — Dividend — Buy

GILEAD SCIENCES INC NEW (GILD) — Dividend

HOME DEPOT (HD) — Dividend

INTEL CORP (INTC) — Dividend

KINDER MORGAN INC (KMI) — Dividend

MERCK & CO (MRK) — Dividend

PFIZER INC (PFE) — None — Buy

PHILIP MORRIS (PM) — Dividend

PROCTOR & GAMBLE (PG) — Dividend

VALLEY NATIONAL (VLY) — Dividend — Buy (add'l)

VERIZON COMMUNICATIONS (VZ) — Dividend — Sold (part)

WEYERHAEUSER CO (WY) — Dividend

SUBURBAN PROPANE (SPH) — Distribution

Account #2 (H)

FIRST TRUST DORSEY WRIGHT (FV) — None — Sold

ISHARES CORE S&P MID CAP (IJH) — Dividend — Buy

ISHARES CORE S&P (IJR) — Dividend

ISHARES CORE S&P 500 ETF (IVV) — Dividend — Sold (part)

FIRST TR EXCHANGE TRADED ALPHADEX EMERGING MKTS SM CAP ALPHADEX (FEMS) — None — Sold

VANGUARD FTSE DEVELOPED (VEA) — Dividend — Buy (add'l)

VANGUARD FTSE EMERGING MARKETS (VWO) — Dividend — Buy

VANGUARD TOTAL INTERNATIONAL ETF (BNDX) — Dividend — Sold (part)

ISHARES JP MORGAN USD (EMB) — Dividend

DBX ETF TRUST XTRACKERS USD HIGH YIELD (HYLB) — Dividend — Buy

SCHWAB STRATEGIC TR INTERMEDIATE-TERM US TREASURY (SCHR) — Dividend — Buy

VANGUARD INTERMEDIATE TERM CORPORATE BOND ETF (VCIT) — Dividend — Buy

SANTANDER BK NATL ASSN (80280JTGH4) — Interest — Buy

SANTANDER BK NATL ASSN (80280JTGH4) — Redeemed

FIRST TRUST ENHANCE SHORT MATURITY (FTSM) — Dividend — Sold

ISHARES CORE (GOVT) — Dividend — Sold

FIRST TRUST FUND IV TACTICAL HIGH YIELD (HYLS) — Dividend — Sold

ISHARES IBOXX $ INVESTMENT (LQD) — Dividend — Sold

MORGAN STANLEY PVT BK C/D (61760AWY1) — Interest — Redeemed

Account #3 (H)

RBC BRANCH SWEEP PROGRAM - MONEY MARKET (cash) (Y)

BLACKROCK HEALTH SCIENCES OPPORTUNITIES PORT INSTL CL (SHSSX) — Dividend — Buy

FEDERATED STRATEGIC VALUE RECORD (SVAIX) — Dividend — Buy (add'l)

FEDERATED STRATEGIC VALUE RECORD (SVAIX) — Buy (add'l)

FUNDVANTAGE TR POLEN GROWTH FD INTSTL (POLIX) — Dividend — Buy (add'l)

AMERICAN FUNDS, WASHINGTON MUTUAL INV FUND (WMFFX) — Dividend — Buy (add'l)

SANTANDER BK NATL ASSN (80280JTGH4) — Interest — Buy

SANTANDER BK NATL ASSN (80280JTGH4) — Redeemed

MORGAN STANLEY PVT BK C/D (61760AWY1) — Dividend — Redeemed

FIDELITY ADVISOR STRATEGIC RECORD (FSIDX) — Dividend

Account #4 (H)

FIDELITY GOVT MONEY MKT CAP RESERVES (FZAXX) (cash) — Dividend

AMERICAN FUNDS, AMERICAN BALANCED FUND F2 (AMBFX) — Dividend — Buy (add'l)

AMERICAN FUNDS, AMERICAN BALANCED FUND F2 (AMBFX) — Sold (part)

JPMORGAN HEDGED EQUITY CL I (JHEQX) — Dividend — Sold

JPMORGAN HEDGED EQUITY CL I (JHEQX) — Buy

LORD ABBETT GROWTH LEADERS FUND F (LGLFX) — None — Sold

T ROWE PRICE CAP APPRECIATION (PRWCX) — Dividend — Buy (add'l)

T ROWE PRICE CAP APPRECIATION (PRWCX) — Sold (part)

VANGUARD BALANCED INDEX ADMIRAL (VBIAX) — None — Sold

VANGUARD HEALTH CARE ADMIRAL (VGHAX) — Dividend — Buy (add'l)

PIMCO INVMT GRADE CREDIT BD FD INST (PIGIX) — Dividend — Buy

T ROWE PRICE ULTRA SHORT TERM BD INVEST (TRBUX) — Dividend — Buy

PIMCO INCOME FUND INSTITUTIONAL FUND (PIMIX) — Dividend — Sold

Account #5 (H)

T ROWE PRICE CAP APPRECIATION (PRWCX) (X) — Dividend

Account #6 (H)

TIAA CREF MONEY MARKET R3 — Int./Div.

Account #7 (H)

TIAA CREF MONEY MARKET R3 — Int./Div.

TIAA STABLE VALUE FUND — Int./Div.

Account #8 (H)

FIDELITY GOVT MONEY MKT CAP. RESERVES (cash) (Y)

EVERSOURCE ENERGY COM (ES) — Dividend — Sold (part)

PUBLIC SERVICE ENTERPRISE GROUP (PEG) — Dividend — Sold (part)

BLACKROCK 20/80 TARGET ALLOC INSTL (BICPX) — None — Buy

T ROWE PRICE CAP APPREC (PRWCX) — Dividend

BLACKROCK MULTI ASSET INCOME INSTL (BIICX) — Dividend — Sold (part)

BLACKROCK MULTI ASSET INCOME INSTL (BIICX) — Sold

T ROWE PRICE ULTRA SHORT TERM 80 INVEST (TRBUX) — Dividend — Buy

Account #9 (H)

FIDELITY GOVT. MONEY MKT CAP. RESERVES (FZAXX) — Dividend

AMERICAN BALANCED FUND F2 (AMBFX) — Dividend

JPMORGAN HEDGED EQUITY CLASS I (JHEQX) — Dividend — Buy

T ROWE PRICE CAP APPREC (PRWCX) — Dividend — Buy (add'l)

T ROWE PRICE CAP APPREC (PRWCX) — Sold (part)

AMERICAN TAX EXEMPT BOND OF AMERICAN FZ (TEAFX) — Dividend — Buy

BLACKROCK STRATEGIC MUNI OPPORTUNITIES (MAMTX) — Dividend — Sold

MFS MUNICIPAL HIGH INC FD I (MMIIX) — Dividend — Sold

PIMCO INCOME FUND A (PIMIX) — Dividend — Sold (part)

T ROWE PRICE ULTRA SHORT TERM 80 INVEST (TRBUX) — Dividend — Buy

T ROWE PRICE ULTRA SHORT TERM 80 INVEST (TRBUX) — Sold (part)

Liability — PNC — Mortgage (Rental Property #1)

Reimbursement — George Mason Security Institute at George Mason University Antonin Scalia Law School — February 20-21, 2020 — New York, NY — Court Security Seminar — Transportation, meals, lodging

Spouse's income — 2020 — Ramapo College - salary

Part VII, line 3: Purchased March 2005 for $590,000 (1/2 interest).

Parenthetical numbers in Part VII are CUSIP numbers.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.