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Karen Owens

2020

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Pull out the substance of this filing.

What was filed

  • 226

    investments

  • 4

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • Delaware Bankruptcy American Inns of Court
  • Turnaround Management Association, Philadelphia / Wilmington Chapter
  • TAMKO Building Products LLC; Salary

As filed

Vanguard Brokerage Account #2 (H)

Capital One Cash Account — Interest

Wells Fargo Cash Account — Interest

BOA HSA Cash Account — Interest

Vanguard IRA #1 (H)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — None — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Distributed

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Closed

Vanguard IRA #2 (H)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — None — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Distributed

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Closed

Vanguard Brokerage Account #1 (H)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — None — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Distributed

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Closed

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Dividend — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Money Market Fund — Dividend

Vanguard Individual 529 College Savings Account (H)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — None — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Sold

Vanguard Target Enrollment 2034/2035 Portfolio — None — Buy

Ashby & Geddes Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — None — Distributed

Wells Fargo Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — Dividend — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

TAMKO Profit Sharing Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — Dividend — Buy (add'l)

Ameriprise Strategic Portfolio Service Advantage IRA #1 (H)

Blackrock Event Driven Equity Fund (BILPX) — Dividend — Buy (add'l)

Blackrock Mid Cap Growth Equity Portfolio Institutional (CMGIX) — None — Buy (add'l)

Blackrock Mid Cap Growth Equity Portfolio Institutional (CMGIX) — Sold (part)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Dividend — Buy (add'l)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Buy (add'l)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Sold (part)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Dividend — Buy (add'l)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Buy (add'l)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Sold (part)

John Hancock Funds II Emerging Markets Fund Class 1 (JEVIX) — Dividend

MFS Intl. Growth Fund Class 1 (MQGIX) — Dividend — Sold (part)

MFS Intl. Growth Fund Class 1 (MQGIX) — Sold (part)

MFS New Discovery Value Fund Class 1 (NDVIX) — Dividend

ClearBridge Large Cap Growth Fund Class 1 (SBLYX) — Dividend — Buy (add'l)

ClearBridge Large Cap Growth Fund Class 1 (SBLYX) — Sold (part)

Wells Fargo Special Mid Cap Value Fund (WFMIX) — Dividend — Buy (add'l)

Wells Fargo Special Mid Cap Value Fund (WFMIX) — Sold (part)

JPMorgan Growth Advantage Class 1 (JGASX) (X) — Dividend

Lord Abbett Bond Debenture Class F (LBDFX) — Dividend — Buy

Lord Abbett Bond Debenture Class F (LBDFX) — Buy (add'l)

PGIM Total Return Bond Class Z (PDBZX) — Dividend — Buy

Vanguard Target Retirement 2045 Investor Class (VTIVX) — None — Open

Vanguard Target Retirement 2045 Investor Class (VTIVX) — Sold

Ameriprise Strategic Portfolio Service Advantage IRA #2 (H)

Blackrock Event Driven Equity Instl CL (BILPX) — Dividend — Buy

Blackrock Event Driven Equity Instl CL (BILPX) — Buy (add'l)

Columbia Dividend Income Instl CL (GSFTX) — Dividend — Buy

Columbia Dividend Income Instl CL (GSFTX) — Buy (add'l)

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Dividend — Buy

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Buy (add'l)

John Hancock Small Cap Core CL 1 (JCCIX) — Dividend — Buy

John Hancock Small Cap Core CL 1 (JCCIX) — Buy (add'l)

John Hancock Emerging Markets CL 1 (JEVIX) — Dividend — Buy

JPMorgan Growth Advantage CL 1 (JGASX) (X) — Dividend

Clearbridge Large Cap Growth CL 1 (SBLYX) — Dividend — Buy

Clearbridge Large Cap Growth CL 1 (SBLYX) — Buy (add'l)

Lord Abbett Bond Debenture CL F (LBDFX) — Dividend — Buy

Lord Abbett Bond Debenture CL F (LBDFX) — Buy (add'l)

MFS Intl. Growth CL 1 (MQGIX) — Dividend — Buy

Wells Fargo Special Mid Cap Value Instl Cl (WFMIX) — Dividend — Buy

Wells Fargo Special Mid Cap Value Instl Cl (WFMIX) — Buy (add'l)

Vanguard Lifestrategy Growth Investor Class (VASGX) — None — Open

Vanguard Lifestrategy Growth Investor Class (VASGX) — Sold

Ameriprise Strategic Portfolio Srv. Advantage Personal Invest Acct (H)

Blackrock Event Driven Equity Instl CL (BILPX) — Dividend — Buy

Columbia Dividend Income Instl CL (GSFTX) — Dividend — Buy

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Dividend — Buy

Goldman Sachs Small Mid Cap Growth Investor CL (GTMTX) — Dividend — Buy

JPMorgan Growth Advantage CL 1 (JGASX) (X) — Dividend

Clearbridge Large Cap Growth CL 1 (SBLYX) — Dividend — Buy

Lord Abbett National Tax Free Income CL F (LANFX) — Dividend — Buy

Lord Abbett Bond Debenture CL F (LBDFX) — Dividend — Buy

Alphabet Inc. CL A (GOOGL) — Dividend — Buy

Amazon.Com Inc. (AMZN) — None — Buy

Apple Inc. (AAPL) — None — Buy

Walt Disney Co. (DIS) — None — Buy

Microsoft Corp. (MSFT) — None — Buy

Vanguard Lifestrategy Moderate Growth Investor Class (VSMGX) — None — Open

Vanguard Lifestrategy Moderate Growth Investor Class (VSMGX) — Sold

Ameriprise Insured Money Market Cash Account (AIMMA) (H)

Morgan Stanley — Interest

American Express — None

Capital One Cash Account — Interest

Wells Fargo Cash Account — Interest

BOA HSA Cash Account — Interest

Vanguard IRA #1 (H)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — None — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Buy (add'l)

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Distributed

Vanguard LifeStrategy Growth Fund Investor Class (VASGX) — Closed

Vanguard IRA #2 (H)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — None — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Buy (add'l)

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Distributed

Vanguard Target Retirement 2045 Investor Class Fund (VTIVX) — Closed

Vanguard Brokerage Account #1 (H)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — None — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Buy (add'l)

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Distributed

Vanguard LifeStrategy Moderate Growth Fund Investor Class (VSMGX) — Closed

Vanguard Brokerage Account #2 (H)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Dividend — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Intermediate-Term Bond Index Fund Admiral Shares — Sold (part)

Vanguard Money Market Fund — Dividend

Vanguard Individual 529 College Savings Account (H)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — None — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Buy (add'l)

Vanguard Moderate Age-Based Option: Vanguard 80% Stock 20% Bond Port — Sold

Vanguard Target Enrollment 2034/2035 Portfolio — None — Buy

Ashby & Geddes Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — None — Distributed

Wells Fargo Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — Dividend — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

Vanguard Institutional Target Retirement 2045 Fund — Buy (add'l)

TAMKO Profit Sharing Retirement Plan (H)

Vanguard Institutional Target Retirement 2045 Fund — Dividend — Buy (add'l)

Ameriprise Strategic Portfolio Service Advantage IRA #1 (H)

Blackrock Event Driven Equity Fund (BILPX) — Dividend — Buy (add'l)

Blackrock Mid Cap Growth Equity Portfolio Institutional (CMGIX) — None — Buy (add'l)

Blackrock Mid Cap Growth Equity Portfolio Institutional (CMGIX) — Sold (part)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Dividend — Buy (add'l)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Buy (add'l)

Federated Kaufmann Small Cap Fund Institution (FKAIX) — Sold (part)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Dividend — Buy (add'l)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Buy (add'l)

Columbia Dividend Income Fund Institutional Class (GSFTX) — Sold (part)

John Hancock Funds II Emerging Markets Fund Class 1 (JEVIX) — Dividend

MFS Intl. Growth Fund Class 1 (MQGIX) — Dividend — Sold (part)

MFS Intl. Growth Fund Class 1 (MQGIX) — Sold (part)

MFS New Discovery Value Fund Class 1 (NDVIX) — Dividend

ClearBridge Large Cap Growth Fund Class 1 (SBLYX) — Dividend — Buy (add'l)

ClearBridge Large Cap Growth Fund Class 1 (SBLYX) — Sold (part)

Wells Fargo Special Mid Cap Value Fund (WFMIX) — Dividend — Buy (add'l)

Wells Fargo Special Mid Cap Value Fund (WFMIX) — Sold (part)

JPMorgan Growth Advantage Class 1 (JGASX) (X) — Dividend

Lord Abbett Bond Debenture Class F (LBDFX) — Dividend — Buy

Lord Abbett Bond Debenture Class F (LBDFX) — Buy (add'l)

PGIM Total Return Bond Class Z (PDBZX) — Dividend — Buy

Vanguard Target Retirement 2045 Investor Class (VTIVX) — None — Open

Vanguard Target Retirement 2045 Investor Class (VTIVX) — Sold

Ameriprise Strategic Portfolio Service Advantage IRA #2 (H)

Blackrock Event Driven Equity Instl CL (BILPX) — Dividend — Buy

Blackrock Event Driven Equity Instl CL (BILPX) — Buy (add'l)

Columbia Dividend Income Instl CL (GSFTX) — Dividend — Buy

Columbia Dividend Income Instl CL (GSFTX) — Buy (add'l)

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Dividend — Buy

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Buy (add'l)

John Hancock Small Cap Core CL 1 (JCCIX) — Dividend — Buy

John Hancock Small Cap Core CL 1 (JCCIX) — Buy (add'l)

John Hancock Emerging Markets CL 1 (JEVIX) — Dividend — Buy

JPMorgan Growth Advantage CL 1 (JGASX) (X) — Dividend

Clearbridge Large Cap Growth CL 1 (SBLYX) — Dividend — Buy

Clearbridge Large Cap Growth CL 1 (SBLYX) — Buy (add'l)

Lord Abbett Bond Debenture CL F (LBDFX) — Dividend — Buy

Lord Abbett Bond Debenture CL F (LBDFX) — Buy (add'l)

MFS Intl. Growth CL 1 (MQGIX) — Dividend — Buy

Wells Fargo Special Mid Cap Value Instl Cl (WFMIX) — Dividend — Buy

Wells Fargo Special Mid Cap Value Instl Cl (WFMIX) — Buy (add'l)

Vanguard Lifestrategy Growth Investor Class (VASGX) — None — Open

Vanguard Lifestrategy Growth Investor Class (VASGX) — Sold

Ameriprise Strategic Portfolio Srv. Advantage Personal Invest Acct (H)

Blackrock Event Driven Equity Instl CL (BILPX) — Dividend — Buy

Columbia Dividend Income Instl CL (GSFTX) — Dividend — Buy

Federated Hermes Kaufmann Small Cap Cl 1 (FKAIX) — Dividend — Buy

Goldman Sachs Small Mid Cap Growth Investor CL (GTMTX) — Dividend — Buy

JPMorgan Growth Advantage CL 1 (JGASX) (X) — Dividend

Clearbridge Large Cap Growth CL 1 (SBLYX) — Dividend — Buy

Lord Abbett National Tax Free Income CL F (LANFX) — Dividend — Buy

Lord Abbett Bond Debenture CL F (LBDFX) — Dividend — Buy

Alphabet Inc. CL A (GOOGL) — Dividend — Buy

Amazon.Com Inc. (AMZN) — None — Buy

Apple Inc. (AAPL) — None — Buy

Walt Disney Co. (DIS) — None — Buy

Microsoft Corp. (MSFT) — None — Buy

Vanguard Lifestrategy Moderate Growth Investor Class (VSMGX) — None — Open

Vanguard Lifestrategy Moderate Growth Investor Class (VSMGX) — Sold

Ameriprise Insured Money Market Cash Account (AIMMA) (H)

Morgan Stanley — Interest

American Express — None

Board Member, Delaware Bankruptcy American Inns of Court

Board Member, Turnaround Management Association, Philadelphia / Wilmington Chapter

Board Member, Delaware Bankruptcy American Inns of Court

Board Member, Turnaround Management Association, Philadelphia / Wilmington Chapter

Spouse's income — 2020 — TAMKO Building Products LLC; Salary

Spouse's income — 2020 — TAMKO Building Products LLC; Salary

The following are further explanations in support of the disclosures in Part VII:

All investments detailed in the 2019 Annual Report for the Ameriprise Brokerage Account on lines 82 through 209 have been removed because they were sold in

2019.

All investments detailed in the 2019 Annual Report for the Vanguard 529 Account on lines 35-36 have been removed because they were exchanged in 2019.

All investments detailed for the Ashby & Geddes Retirement Plan on lines 37-38 were distributed and rolled over to Ameriprise Trust Company on 3/31/2020.

The funds were invested into Ameriprise Stategic Portfolio Service Advantage IRA Account #2 (see line 75). Vanguard account was closed on the same date.

All investments detailed for the Vanguard IRA and Brokerage Accounts on lines 4-21 were transferred to Ameriprise Trust Company on 4/3/2020. Deposits of the

Vanguard funds are reported under the appropriate Ameriprise account (see lines 73, 93, and 109 as applicable). The accounts were subsequently sold. Cost basis

information is unavailable from Vanguard for the accounts listed on lines 93 and 109 and therefore, the gain realized upon such sales is not able to be calculated.

Vanguard accounts were closed on 4/17/20.

All transactions during the reportable period for the JGASX investments on lines 69, 85, and 100 were below the reportable threshold of $1000. Therefore, there

are no reportable transactions in Column D associated with these investments.

The American Express Account detailed on line 113 was not used in 2020 for the Ameriprise Accounts detailed in Part VII. The money market account detailed

on lines 112 is the settlement account used by Ameriprise in 2020.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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