David R. Herndon

First Clover Leaf Bank Checking account — Interest

Bank of Edwardsville Checking account — Interest

IRA Account Pershing IRA Account (H)

IRA) Allergan PLC — None — Sold (part) — oss

IRA) Allergan PLC — Sold — loss

IRA) Bristol Myers Squibb Co common — Int/Div — Buy

IRA) Perigo Co PLC shs — Int/Div — Sold — ss

IRA) Nielson Holdings PLC Shs NLSN — Int/Div

IRA) PayPal Hidgs Inc Com — None

IRA) Alphabet Inc Cap Stk CI A — None

IRA) Alphabet Inc Cap Stk C1 A — None — Buy (add'l)

IRA) Amencan Express Comp — Int/Div — Buy

IRA) American Express Comp — Int/Div — Buy (add'l)

IRA) American Express Comp — Int/Div — Buy (add'l)

IRA) Bank of New York Mellon Corp Com — Int/Div — Sold (part) — oss

IRA) Bank of New York Mellon Corp Com — Int/Div — Sold — oss

IRA) Moody's Corp Com — Int/Div — Sold

IRA) Pepsico Inc Com — Int/Div — Buy

IRA) West Pharmaceutical Sves Inc Com — Int/Div — Sold (part)

IRA) Vanguard Intl Equity Index Fds FTSE Europe ETF — Int/Div — Sold — oss

IRA) Drevius Treasury Prime MM — Interest

1. TRUST #1 Pershing Brokerage Account (Hy

Dreyfus Treasury Prime Inv MM — Interest

Deschutes Caty Ore Sch Dist 5.25% — Interest — Redeemed

State Pub Sch Bldg Auth PA Sch Rev £2549, — Interest — Redeemed

Connecticut St Ser C 5% 11/1/21 B/E — Interest

Indiana Univ Revs Student Fee Ser S 5% 22108 — Interest

Metropolitan Govt Nashville Davidson 5% SAS23 820k — Interest

Metropolitan Govt Nashville Davidson 5% S/15/23 $80k — Interest

Metropolitan Govt Nashville Davidson 5% 1101725 $50k — Interest

Conroe Tex Indpt Sch Dist RFDG 5% 2/15/24 $385k — Interest — Sold (part) — pre-refunded

Conroe Tex Indpt Sch Dist RFDG 5% 2/1524 $115k — Interest — Open — changed; No Sule

Humble Tex Indpt Sch Dist Sch Bldg 5% 21/06 — Interest — Redeemed

Tennessee St Rfdg-Ser A 4% 08/1/25 — Interest

Abilene Tex CTFS Oblig 5% 2/15/26 — Interest

Victoria Tex Indpt Sch Dist Sch Bldg 5% «1507 — Interest

Washington St RFDG Var purp Ser R-2015E 5% 7/126 — Interest — Buy

Washington St Var Purp did 5% 8/1/26 — Interest

Keller Tex Indpt Sch Dist Sch Bldg 5% RI15726 — Interest

Gainesville Fla Utils Sys Rev Ser A 5% 100126 — Interest

Arlington Tex Indpt Sch Sch Dist 5% R1527 — Interest

Missouri St Brd Pub Bldgs Spl Oblg 4.5% — Interest — Redeemed — Called loss

North Carolina St Pub Impt Ser A 5% 414/10 — Interest

Germantown Tenn RFDG & Impt-Ser A £00 06/0127 — Interest — Buy

Metropolitan Govt Nashville & Davidson S00 711127 — Interest — Buy

Indiana St Fin Auth Rev RFDG-St Revolving Green 5% — Interest — Buy

Clear Creek Tex Indpt Sch Dist 5% 02/1528 — Interest

Washington St RFDG-Various purp ser R 201 SE $%07/01/28 dud 2/4/15 — Interest — Buy

Denton Tex Indpt Sch Dist RFDG 5% RNS57282/15828 — Interest — Buy

HanesBrands Inc Gtd Sr Nt 6.375% 12/1520 — Interest — Redeemed — Called at a loss

HCA Inc Sr Note 8.0% 10/01/18 — Interest

Southwestern Energy Co Med Term Notes T.125% — Interest — Sold — ss

MGM Resorts Intl Sr Nt 6.75% 1001/20 — Interest

Nielsen Fin LLC 4.5% 10001/20 — Interest

Allergan Plc Com Shs — None — Sold (part) — oss

Allergan Plc Com Shs — None — Sold — ss

AONPLCshsClIA — Int/Div — Buy

AONPLCshsClA — Int/Div — Buy (add'l)

Accenture PLC Ireland Shs C1 A ACN — Int/Div — Sold (part)

Amencan Tower REIT com — Int/Div — Sold (part)

Perrigo Co PLC Shs — Int/Div — Sold — oss

Altria Group Inc Com — Int/Div — Buy

Amazon Com INC — None — Buy

Apple Inc — Int/Div — Sold (part)

Bank of America Corp — Int/Div — Sold — oss

Bank of New York Mellon Corp — Int/Div — Buy — sell m same period

Bank of New York Mellon Corp — Int/Div — Sold (part) — loss

Bank of New York Mellon Comp — Int/Div — Sold — oss

Boeing Co Com — Int/Div

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy (add'l)

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy (add'l)

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy (add'l)

CBS Corp CL B Com — Int/Div — Sold (part) — loss

Colgate Palmolive Co — Int/Div — Sold (part)

Energy Transfer Equity L.P — Distribution

Enterprise Products Partners L.P — Distribution

Equifax Inc — Int/Div — Buy

Exxon Mobil Corp — Int/Div — Buy

Exxon Mobil Corp — Int/Div — Buy (add'l)

General Electric Co Com — Int/Div

Goldman Sachs Group Inc Com — Int/Div — Buy

Honevwell Intl Inc — Int/Div

AdvanSix Inc Com — None — from line 83) — from Honeywell

AdvanSix Inc Com — Sold

Jarden Corp Com — None — Sold (part)

Jarden Corp Com — None — Sold (part)

Jarden Corp Com — Distribution — with lime 98) — merged to Newell Br

Las Vegas Sands Corp Com — Int/Div

Lowes Companies Inc — Int/Div — Sold

Microsoft Corp Com — Int/Div — Buy

MPLX LP Com Unit Repstg Ltd Partner — Distribution

MPLX LP Com Unit Repstg Ltd Partner — Distribution — Buy (add'l) — oss

MPLX LP Com Unit Repstg Ltd Partner — Sold — oss

Moodys Corp Com — Int/Div — Sold (part)

Moodys Corp Com — Sold

Newell Rubbermaid Inc Com — Int/Div — Closed — changed after merger

Newell Brands Inc Com — Int/Div — Open — merged to Newell B

Newell Brands Inc Com — Sold (part)

Paychex Inc Common — Int/Div — Buy

Plains All American Pipeline L.P — Distribution

Raytheon Co Common New — Int/Div — Buy

Thermo Fisher Scientific Inc Com TMO — Int/Div

Verizon Communications Com — Int/Div

West Pharmaceutical Sves Ine Com — Int/Div — Sold (part)

Williams Partners L.P. New Com Unit Ltd — None — Sold — loss

KKR Fil Hidgs LLC PFD Ser A LLC — Distribution

Starwood Ppty Tr Inc Com — Int/Div

Starwood Ppty Tr Inc Com — Int/Div — Buy (add'l)

Alps ETF Tr Alerian MLP Etf — Int/Div

Vanguard Intl Equity Index Fds FTSE Europe ETF — Int/Div — Sold — oss

Wisdom Tree Tr Europe Hedged Equity Fd — None — Sold — loss

2. TRUST #2 Pershing Brokerage Account (Hy

Drefus Treasury Prime MM — Interest

Allergan Plc Com Shs — None — Sold (part) — oss

Allergan Plc Com Shs — Sold — loss

AON Plc Shs C1 A — Int/Div — Buy — sell in same period

AON Plc Shs C1 A — Int/Div — Buy (add'l) — sell wm same period

AONPlcShs C1 A — Sold

Accenture PLC Ireland Sh Cl A — Int/Div — Sold (part)

American Tower REIT com — Int/Div — Sold

Perrigo Co PLC shs — Int/Div — Sold — oss

Alphabet Inc Cap Stk C1 A — None

Altria Group Inc Com — Int/Div — Buy — sell m same period

Altria Group Inc Com — Sold — sell mn same period

Amazon Com Inc — None — Buy — sell m same period

Amazon Com Inc — Sold — oss

American Express Company — Int/Div — Buy

American Express Company — Int/Div — Buy (add'l)

American Express Company — Int/Div — Buy (add'l)

Apple Inc — Int/Div — Sold (part)

Bank of America Corp — Int/Div — Sold — oss

Bank of New York Mellon Corp Com — Int/Div — Buy (add'l)

Bank of New York Mellon Corp Com — Int/Div — Sold (part) — oss

Bank of New York Mellon Corp Com — Sold — loss

Boeing Co com — Int/Div — Sold

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy — sell m same period

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy (add'l) — sell in same period

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy (add'l) — sell m same period

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy (add'l) — sell mn same period

Booz Allen Hamilton Hldg Corp C1 A — Sold — sell m same period

CBS Corp CL: B Com — Int/Div — Sold (part) — oss

CBS Corp CL: B Com — Sold — oss

Colgate Palmolive Co Com — Int/Div — Sold (part)

Equifax Inc — Int/Div — Buy — sell mn same period

Equifax Inc — Sold — sell mn same period

Exxon Mobil Corp Com — Int/Div — Buy

Goldman Sachs Group Inc Com — None — Buy — sell m same period

Goldman Sachs Group Inc Com — Sold — sell mn same period

Honeywell Intl Inc — Int/Div

Honeywell Intl Inc — Int/Div — Sold (part)

Honeywell Intl Inc — Int/Div — Sold (part)

AdvanSix lnc Com — None — from line 150) — from Honeywell

AdvanSix Inc Com — Sold

Jarden Corp Com — None — Sold (part)

Jarden Corp Com — Distribution — with line 163) — merged to Newell Br

Kimberly Clark Corp Com — None — Buy — sell mn same period

Kimberly Clark Corp Com — Sold — oss

Las Vegas Sands Corp Com — Int/Div — Sold

Lowes Companies Inc — Int/Div — Sold

Moodys Corp com — Int/Div — Sold

Newell Rubbermad Inc Com — Int/Div — Closed — changed after merger

Newell Brands Inc Com — Int/Div — Open — merged to Newell Br

Newell Brands Inc Com — Sold (part)

Newell Brands Inc Com — Sold (part)

Nielson Holdings PLC Shs — Int/Div — Sold — loss

PayPal Hidgs Inc Com — None

Pepsico Inc Com — None — Buy — sell m same period

Pepsico Inc Com — Sold — ss

Philip Morris Intl Inc Com — Int/Div — Buy — sell m same period

Philip Morris Intl Inc Com — Sold — oss

Raytheon Co Com New — Int/Div — Buy — sell in same period

Raytheon Co Com New — Sold — sell mn same period

Thermo Fisher Scientific Inc Com — Int/Div — Sold

Venzon Communications Com — Int/Div

West Pharmaceutical Sves Inc Com — Int/Div — Sold (part)

West Pharmaceutical Sves Inc Com — Sold

Surwood Ppty Tr Inc com — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Int/Div — Sold

3. TRUST #3 Pershing Brokerage Account (Hy

Drevfus Treasury Prime Money Market — Interest

Accenture PLC Ireland Shs Cl A — Int/Div

Allergan PLC Com Shs — None — Sold (part) — loss

Allergan PLC Com Shs — Sold — oss

American Tower REIT — Int/Div

AON PLC Com Shs — Int/Div — Buy

AON PLC Com Shs — Int/Div — Buy (add'l)

Alphabet Inc Cap Stk C1 A — None

Altria Group Inc Com — Int/Div — Buy

Amazon Com Inc — None — Buy

American Express Company — Int/Div — Buy

American Express Company — Int/Div — Buy (add'l)

American Express Company — Int/Div — Buy (add'l)

Apple Inc — Int/Div — Sold (part)

Perrigo Co PLC shs — Int/Div — Sold — loss

Bank of America Corp — Int/Div — Sold — oss

Bank of New York Mellon Corp Com — Int/Div — Buy (add'l)

Bank of New York Mellon Corp Com — Int/Div — Sold (part) — loss

Bank of New York Mellon Corp Com — Sold — loss

Boeing Co com — Int/Div

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Buy

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy (add'l)

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy (add'l)

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Buy (add'l)

Bristol Myers Squibb Co Com — Int/Div — Buy

CBS Corp CL B Com — Int/Div — Sold (part) — loss

Colgate Palmolive Co — Int/Div — Sold (part)

ConocoPhillips com — None — Sold — oss

Equifax Inc — Int/Div — Buy

Exxon Mobil Corp Com — Int/Div — Buy

Exxon Mobil Corp Com — Int/Div — Buy (add'l)

Goldman Sachs Group Inc Com — Int/Div — Buy

Honeywell Intl Inc — Int/Div

AdvanSix lnc Com — None — from line 213) — from Honeywell

AdvanSix Inc Com — Sold

Jarden Corp Com — None — Sold (part)

Jarden Corp Com — Distribution — with line 224) — merged to Newell Br

Kimberly Clark Corp Com — Int/Div — Buy

Las Vegas Sands Corp Com — Int/Div

Lowes Companies Inc — Int/Div — Sold

Moodys Corp Inc com — Int/Div — Sold

Nielson Holdings PLC Shs — Int/Div

Newell Rubbermaid Inc Com — Int/Div — Closed — changed after merger

Newell Brands Inc Com — Int/Div — Open — merged to Newell Br

PayPal Hldgs Inc Com — None

Pepsico Inc Com — Int/Div — Buy

Philip Morris Intl Ine Com — Int/Div — Buy

Raytheon Co Com New — Int/Div — Buy

Thermo Fisher Scientific Inc com — Int/Div

Verizon Commumcations Com — Int/Div

West Pharmaceutical Sves Inc Com — Int/Div — Sold (part)

Starwood Ppty Tr Inc Com — Int/Div

IShares Tr Core S&P Mid-Cap ETF — Int/Div — Buy

IShares Tr S&P Midcap 400 Value Index Fd — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Distribution

Pimco ETF Tr Enhanced Short Mat — Int/Div — Buy

Vanguard Intl Equity Index Fds FTSE Europe ETF — Int/Div — Sold — loss

Wisdom Tree Tr Emerging Mkts Small Cap AVG — Int/Div

4. TRUST #4 Pershing Brokerage Account tH

Dreyfus Treasury Prime Inv Sh MM — Interest

IShares Inc MSC Japan ETF — Int/Div — Sold — loss

IShares Tr S&P Midcap 400 Value Index — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Int/Div

Powershares QQQ Tr Unit Ser — Int/Div — Buy

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Int/Div — Sold (part)

Vanguard Whitehall Fds High Diy — Int/Div — Buy

Vanguard Index Fds S&P 500 ETF VOO — Int/Div

Vanguard INTL Equity Index Fds FTSE Europe ETF VGK — Int/Div — Sold — loss

WisdomTree Emerging Mkts Small Cap Avg — Int/Div

S. TRUST #5 Pershing Brokerage Account (Hy

Drevfus Treasury Prime Inv MM — Interest

IShares Inc MSC Japan ETF — Int/Div — Sold — loss

IShares Tr S&P Midcap 400 Value — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Int/Div

Powershares QQQ Tr Luit Ser — Int/Div — Buy

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Int/Div — Sold (part)

Vanguard Whithall Fds High Div — Int/Div — Buy

Vanguard Intl Equity Index Fds FTSE Europe ETF VGK — Int/Div — Sold — oss

Vanguard Index Fds S&P S00 ETF — Int/Div

WisdomTree Tr Emerging Mkts Small Cap Avg DGS — Int/Div

6. Trust #6 Pershing Brokerage Account (H)

Dreyfus Treasury Prime Inv MM — Interest

IShares Tr S&P MidCap 400 Value — Int/Div

IShares Inc MSC Japan ETF — Int/Div — Sold — ss

JPMorgan Chase & Co Alerian MLP Index — Int/Div

PowerShares QQOQ Tr Unit Ser — Int/Div — Buy

SPDR S&P MidCap 400 ETF Tr Unit Ser — Int/Div — Sold (part)

Vanguard Whitehall Fds High Diy — Int/Div — Buy

Vanguard Intl Equity Index Fds FTSE Europe ETF — Int/Div — Sold — loss

Vanguard Index Fds S&P S00 ETF — Int/Div

WisdomTree Emerging Mkts Small Cap Avg DGS — Int/Div

Trustee, Trust #1, Assets No 22-112

Trustee, Trust #2, Assets No 113-179

Trustee, Trust #3, Assets No 180-238

Trustee, Trust #4 Assets No 239-249

Trustee, Trust 45 Assets No 250-260

Trustee, Trust #6, Assets No 261-271

Dwrector, Federal Judges Association

Reimbursement — Federal Judges Assocation — May 17-May 8, 2016 — Washington DC — Board of Directors Mecting — Transportation, Meals, Hotel

Reimbursement — Hams Martin Publishing — January 27, 2016 — Coral Gables, FL — Speaker at CLE — Transportation, Meals, Hotel

Reimbursement — Duke School of Law — October 27-October 28,2016 — Washmgton DC — Speaker at CLE — Transportation, Meals, Hotel

Reimbursement — Northwestern University ) School of Law — November 16- November 17, 2016 — Chicago, IL — Speaker at CLE — Transportation, Meals, Hotel

Reimbursement — University of Miami School of Law — December 2, 2016 — Miami, FL — Speaker at CLE — Transportation, Meals, Hotel

Spouse's income — 2016 — Seeger Weiss; Independent contracting paralegal earnings

Dreyfus Treasury Prime Inv Money Market Account

IRA Dreyfus MM reported on line 21

Trust #1 on line 23

Trust #2 on line 114

Trust #3 on line 181

Trust #4 on line 241

Trust #5 on line 251

Trust #6 on line 262

Lines 21, 23, 114, 181, 241, 251, 262 Dreyfus Treasury Prime Inv Money Market Account was used as a vehicle to hold cash equivalent assets for purchase of

other investments and to place sale proceeds pending other investments, Consequently, money moved in and out of these accounts with great frequency and no

attempt was made to distinguish each transaction unless specifically requested.

Lines 31 & 32 Conroe Tex School Dist Bond: This bond was originally purchased in Junuary 2013 and was partially pre-refunded on 12/23/16 which resulted in a

change in CUSIP. No Sale took place.

Original CUSIP 208418NT6

$150,000

New Pre-refunded CUSIP 208418C50 § 35,000

New Un-refunded CUSIP 208418D26 $115,000

Lines 83-85; line 153; line 214 There was one spinoff dividend during 2016. One share of AdvanSix for every 25 shares of Honeywell. Honeywell spun-off

AdvanSix on October 6, 2016 and Advansix stock was sold on October 7, 2016.

Lines 88 and 98: Lines 156 and 163; lines 217 and 224: Jarden Corp merged with Newell Rubbermaid Inc on 4/18/2016 and the combined company was renamed

Newell Brands Inc. Stock in both Jarden and Newell Rubbermaid were owned prior to merger. After the merger only Newell Brands lnc exists.