Graham Calder Mullen

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Barney Money Market Fund (See explanation) — Int./Div.

Smith Barney Money Market Fund (See explanation) — Int./Div.

CEF - See explanation. — Dividend

Intel Corp. — Dividend

Merck & Co. — Dividend

Proctor & Gamble — Dividend

Starbucks — Dividend

Permanent Portfolio — Dividend — Sold

Apple — Dividend — Sold (part)

Amazon — None — Sold (part)

Goldman Sachs Rising Div — Int./Div.

IRA (See explanation)

Loomis Sayles Funds IT Strategic Inc. Fund — Dividend — Sold (part)

Columbia Contrarian Core Fd Cl Z — Dividend

Oppenheimer Int'l Small Co. Fund — Dividend

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Dividend

Blackrock Global Allocation — Dividend

Columbia Select Large Cap Growth Fd — Dividend — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Dividend — Sold (part)

First Eagle Fds Global Fd — Dividend

Templeton Fds - TR Global Bd Advisor — Dividend

MFS - Int'l New Discovery Fd — Dividend

Neuberger Berman Income New Strategic Fd — Dividend

John Hancock Fds II Strategic Income Opptys — Dividend

Paxworld FDS SER TRI-PRSIX — Dividend

Putnam FDS TR Capital Spectrum FD PVSYX — Dividend

Undiscovered Mgr Behavioral Val UBVLX — Dividend

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

NML Whole Life Policy 1 — Dividend

NML Whole Life Policy 2 — Dividend

NML Whole Life Policy 3 — Dividend

NML Whole Life Policy 4 — Dividend

NML Extraordinary Life Policy 5 — Dividend

NML Adjustable Comp Policy 6 — Dividend

NML 65 Life Policy 7 — Dividend

NML 65 Life Policy 8 — Dividend

NML Whole Life Policy 9 — Dividend

NML Whole Life Policy 10 — None

Chart Indus — None — Buy (add'l)

Chart Indus — None — Sold

Cousins Properties — Dividend

Clearbridge Ener MLP (EMO) — Dividend — Sold

First Trust MLP — Dividend — Sold

Freeport McMoran — Dividend — Buy (add'l)

Sonoma Pharmaceuticals — None

Wheaton Precious Metals — Dividend

Shopify — None — Sold (part)

iShares Core Int's Stock ETF — Dividend

Financial Select SPDR Fund — Dividend

iShares Core Total US Stock — Dividend

Apple — Dividend — Buy

Johnson & Johnson — None — Buy

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Barney Money Market Fund (See explanation) — Int./Div.

Smith Barney Money Market Fund (See explanation) — Int./Div.

CEF - See explanation. — Dividend

Intel Corp. — Dividend

Merck & Co. — Dividend

Proctor & Gamble — Dividend

Starbucks — Dividend

Permanent Portfolio — Dividend — Sold

Apple — Dividend — Sold (part)

Amazon — None — Sold (part)

Goldman Sachs Rising Div — Int./Div.

IRA (See explanation)

Loomis Sayles Funds IT Strategic Inc. Fund — Dividend — Sold (part)

Columbia Contrarian Core Fd Cl Z — Dividend

Oppenheimer Int'l Small Co. Fund — Dividend

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Dividend

Blackrock Global Allocation — Dividend

Columbia Select Large Cap Growth Fd — Dividend — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Dividend — Sold (part)

First Eagle Fds Global Fd — Dividend

Templeton Fds - TR Global Bd Advisor — Dividend

MFS - Int'l New Discovery Fd — Dividend

Neuberger Berman Income New Strategic Fd — Dividend

John Hancock Fds II Strategic Income Opptys — Dividend

Paxworld FDS SER TRI-PRSIX — Dividend

Putnam FDS TR Capital Spectrum FD PVSYX — Dividend

Undiscovered Mgr Behavioral Val UBVLX — Dividend

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

NML Whole Life Policy 1 — Dividend

NML Whole Life Policy 2 — Dividend

NML Whole Life Policy 3 — Dividend

NML Whole Life Policy 4 — Dividend

NML Extraordinary Life Policy 5 — Dividend

NML Adjustable Comp Policy 6 — Dividend

NML 65 Life Policy 7 — Dividend

NML 65 Life Policy 8 — Dividend

NML Whole Life Policy 9 — Dividend

NML Whole Life Policy 10 — None

Chart Indus — None — Buy (add'l)

Chart Indus — None — Sold

Cousins Properties — Dividend

Clearbridge Ener MLP (EMO) — Dividend — Sold

First Trust MLP — Dividend — Sold

Freeport McMoran — Dividend — Buy (add'l)

Sonoma Pharmaceuticals — None

Wheaton Precious Metals — Dividend

Shopify — None — Sold (part)

iShares Core Int's Stock ETF — Dividend

Financial Select SPDR Fund — Dividend

iShares Core Total US Stock — Dividend

Apple — Dividend — Buy

Johnson & Johnson — None — Buy

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Barney Money Market Fund (See explanation) — Int./Div.

Smith Barney Money Market Fund (See explanation) — Int./Div.

CEF - See explanation. — Dividend

Intel Corp. — Dividend

Merck & Co. — Dividend

Proctor & Gamble — Dividend

Starbucks — Dividend

Permanent Portfolio — Dividend — Sold

Apple — Dividend — Sold (part)

Amazon — None — Sold (part)

Goldman Sachs Rising Div — Int./Div.

IRA (See explanation)

Loomis Sayles Funds IT Strategic Inc. Fund — Dividend — Sold (part)

Columbia Contrarian Core Fd Cl Z — Dividend

Oppenheimer Int'l Small Co. Fund — Dividend

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Dividend

Blackrock Global Allocation — Dividend

Columbia Select Large Cap Growth Fd — Dividend — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Dividend — Sold (part)

First Eagle Fds Global Fd — Dividend

Templeton Fds - TR Global Bd Advisor — Dividend

MFS - Int'l New Discovery Fd — Dividend

Neuberger Berman Income New Strategic Fd — Dividend

John Hancock Fds II Strategic Income Opptys — Dividend

Paxworld FDS SER TRI-PRSIX — Dividend

Putnam FDS TR Capital Spectrum FD PVSYX — Dividend

Undiscovered Mgr Behavioral Val UBVLX — Dividend

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

NML Whole Life Policy 1 — Dividend

NML Whole Life Policy 2 — Dividend

NML Whole Life Policy 3 — Dividend

NML Whole Life Policy 4 — Dividend

NML Extraordinary Life Policy 5 — Dividend

NML Adjustable Comp Policy 6 — Dividend

NML 65 Life Policy 7 — Dividend

NML 65 Life Policy 8 — Dividend

NML Whole Life Policy 9 — Dividend

NML Whole Life Policy 10 — None

Chart Indus — None — Buy (add'l)

Chart Indus — None — Sold

Cousins Properties — Dividend

Clearbridge Ener MLP (EMO) — Dividend — Sold

First Trust MLP — Dividend — Sold

Freeport McMoran — Dividend — Buy (add'l)

Sonoma Pharmaceuticals — None

Wheaton Precious Metals — Dividend

Shopify — None — Sold (part)

iShares Core Int's Stock ETF — Dividend

Financial Select SPDR Fund — Dividend

iShares Core Total US Stock — Dividend

Apple — Dividend — Buy

Johnson & Johnson — None — Buy

Honorary Life Member, Duke University Law School Board of Visitors

Honorary Life Member, Duke University Law School Board of Visitors

Honorary Life Member, Duke University Law School Board of Visitors

Liability — American Express — Gold Card

Liability — Barclay Card — MasterCard

Liability — American Express — Gold Card

Liability — Barclay Card — MasterCard

Liability — American Express — Gold Card

Liability — Barclay Card — MasterCard

EXPLANATION OF LINE ITEMS CONTAINED IN PART VII.

Lines 2 and 3 -- Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 5 -- Central Fund Canada was acquired by Sprott Physical Gold and Silver Trust - symbol remains CEF.

Line 23 -- The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. All dividents are reinvested.