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Pull out the substance of this filing.

What was filed

  • 36

    investments

  • 0

    positions

  • 0

    gifts

  • 3

    agreements

  • 0

    debts

  • 6

    reimbursements

  • 3

    income

  • 0

    spouse income

Named parties

  • Inheritance
  • Fifth Circuit Bkr. Bench Bar Conference - Center for American and International Law
  • American Bankruptcy Institute and St. John's University
  • LexisNexis - (2020 Collier Handbook)

As filed

Cisco Systems, Inc. Common Stock — Dividend

Minnesota Life - Adjustable Life Insurance — Dividend

Bank of America - Cash Account — None

Ameriprise Brokerage Account - AIMMA- tax qualified Retirement Account — Int./Div.

Ameriprise Trust Company as Custodian for the Mark X Mullin IRA - (H)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Int./Div. — Distributed (part)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Distributed (part)

Santa Barbara DG (risk tolerance Moderate/Aggressive) — Int./Div.

Lazard IA (risk tolerance Moderate/ Aggressive) — Int./Div.

Federated SV (risk tolerance Moderate/ Aggressive) — Int./Div.

Kayne Andrsn RDNK SC (risk tolerance Moderate/Aggressive) — Int./Div.

Schwab One - Cash Account (X) — Int./Div. — Open — Inheritance

Cisco Systems, Inc. Common Stock — Dividend

Minnesota Life - Adjustable Life Insurance — Dividend

Bank of America - Cash Account — None

Ameriprise Brokerage Account - AIMMA- tax qualified Retirement Account — Int./Div.

Ameriprise Trust Company as Custodian for the Mark X Mullin IRA - (H)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Int./Div. — Distributed (part)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Distributed (part)

Santa Barbara DG (risk tolerance Moderate/Aggressive) — Int./Div.

Lazard IA (risk tolerance Moderate/ Aggressive) — Int./Div.

Federated SV (risk tolerance Moderate/ Aggressive) — Int./Div.

Kayne Andrsn RDNK SC (risk tolerance Moderate/Aggressive) — Int./Div.

Schwab One - Cash Account (X) — Int./Div. — Open — Inheritance

Cisco Systems, Inc. Common Stock — Dividend

Minnesota Life - Adjustable Life Insurance — Dividend

Bank of America - Cash Account — None

Ameriprise Brokerage Account - AIMMA- tax qualified Retirement Account — Int./Div.

Ameriprise Trust Company as Custodian for the Mark X Mullin IRA - (H)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Int./Div. — Distributed (part)

Western Core PL Bond (risk tolerance Conservative/Moderate) — Distributed (part)

Santa Barbara DG (risk tolerance Moderate/Aggressive) — Int./Div.

Lazard IA (risk tolerance Moderate/ Aggressive) — Int./Div.

Federated SV (risk tolerance Moderate/ Aggressive) — Int./Div.

Kayne Andrsn RDNK SC (risk tolerance Moderate/Aggressive) — Int./Div.

Schwab One - Cash Account (X) — Int./Div. — Open — Inheritance

Agreement — 2014 — Haynes and Boone LLP Partners' Retirement Plan (frozen), no control

Agreement — 2014 — Haynes and Boone LLP Partners' Retirement Plan (frozen), no control

Agreement — 2014 — Haynes and Boone LLP Partners' Retirement Plan (frozen), no control

Reimbursement — Fifth Circuit Bkr. Bench Bar Conference - Center for American and International Law — 2/5/2020 - 2/7/2020 — New Orleans, LA — Speaker at Conference — Hotel, Travel Expenses

Reimbursement — American Bankruptcy Institute and St. John's University — 3/1/2020 - 3/3/2020 — New York, NY — Judge for Duberstein National Moot Court Competition — Hotel, Travel Expenses

Reimbursement — Fifth Circuit Bkr. Bench Bar Conference - Center for American and International Law — 2/5/2020 - 2/7/2020 — New Orleans, LA — Speaker at Conference — Hotel, Travel Expenses

Reimbursement — American Bankruptcy Institute and St. John's University — 3/1/2020 - 3/3/2020 — New York, NY — Judge for Duberstein National Moot Court Competition — Hotel, Travel Expenses

Reimbursement — Fifth Circuit Bkr. Bench Bar Conference - Center for American and International Law — 2/5/2020 - 2/7/2020 — New Orleans, LA — Speaker at Conference — Hotel, Travel Expenses

Reimbursement — American Bankruptcy Institute and St. John's University — 3/1/2020 - 3/3/2020 — New York, NY — Judge for Duberstein National Moot Court Competition — Hotel, Travel Expenses

Income — 04/21/2020 — LexisNexis - (2020 Collier Handbook) — $3,000.00

Income — 04/21/2020 — LexisNexis - (2020 Collier Handbook) — $3,000.00

Income — 04/21/2020 — LexisNexis - (2020 Collier Handbook) — $3,000.00

Part VII. Investments and Trusts - lines 5-11. The IRA accounts listed in Part VII, lines 5-11 constitute IRA accounts that are controlled by third parties (each

specifically identified in lines 6-11). The IRA accounts are held by Ameriprise Trust Company as custodian for the Mark X Mullin IRA (as identified in line 5).

I do not own the underlying assets in the IRA accounts listed in lines 6-11 and I cannot control the selection of assets in these IRA accounts. I can only choose

a general category of risk (conservative/moderate/aggressive) to be applied overall by Ameriprise Trust Company as custodian for the Mark X. Mullin IRA.

Therefore, Column A for lines 6-11 only lists the name of the third party (and applicable category of risk) that controls the identified IRA account. Because the

IRA accounts are controlled by the identified third parties and I do not have control over the selection of assets contained within these IRA accounts, pursuant

to the instructions on page 39 of the filing instructions, the underlying assets that may be held in any of the IRA accounts on any given day are not specifically

identified on Part VII.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Mark X. Mullin | Frix