Robert David Sack

JPMORGAN CHASE ACCOUNTS — Interest

OPP ADVANTAGE BANK DEPOSIT — Interest

OPP AMERICAN INTL GROUP INC COM NEW — Int/Div

OPP APPLE INC — Int/Div

OPP BP PLC SPONSORED ADR — Int/Div

OPP BANK AMER CORP — Int/Div

OPP BOEING CO — Int/Div

EXXON MOBIL CORP — Int/Div — Buy

OPP DEUTSCHE STRATEGIC HIGH YIELD TAX-FREE FUND-INST — Int/Div

OPP IVY MUNICIPAL HIGH INCOME FUND CLASS — Int/Div

OPP NUVEEN HIGH YIELD MUNICIPAL BDFDR — Int

OPP ETF MANAGERS TR PRIME CYBR SCRTY — Int/Div — Buy (add'l)

OPP ISHARES TR LS FINSVC ETF — Int/Div — Buy

OPP ISHARES TR INTL SEL DIV ETF — Int/Div — Buy

OPP ISHARES TR LS AER DEF ETF — Int/Div — Buy (add'l)

OPP SPDR SERIES TRUST AEROSPACE DEF — Int/Div — Buy (add'l)

OPP SPDR SERIES TRUST S&P REGL BKG — Int/Div

OPP SELECT SECTOR SPDR TR SBI INT-FINL — Int/Div

OPP SELECT SECTOR SPDR TR RL EST SEL SEC — Int/Div — Sold

OPP APOLLO SR FLOATING RATE FD INC — Int/Div — Buy

OPP COHEN & STEERS MLP INC & ENRGY COM SHS — Distribution

OPP NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS — Int/Div

OPP NUVEEN DOW 30 DYN OVERWRITE — Int/Div

OPP TEKLA LIFE SCIENCES INVS SH BENINT — Int/Div

OPP TORTOISE ENERGY INDEPENDENC FD — Distribution — Buy (add'l)

OPP TORTOISE ENERGY INDEPENDENC FD — Sold (part)

OPP NUVEEN NEW YORK AMT QLT MUNICP TAX FREE COM — Int/Div

OPP NUVEEN INTER DURATION MN TMFD TAX FREE COM — Int/Div

OPP NUVEEN MUNICIPAL CREDIT INC FD TAX FREE COM SH BEN INT — Int/Div

OPP NEW YORK N'Y NY 4% DUE 02/01/22 B/E LUGO OID — Interest

Northwestern Mutual Whole Life Insurance Policy — Int/Div

Guardian Whole Life Insurance Policy — Int/Div

AMERIPRISE INSURED MONEY MARKET ACCTS — Interest

ADV-EATON VANCE AMT FREE MUNICIPAL — Int/Div

ADV-FIDELITY ADVISOR FLOATING RATEHIGH INC CL) — Int/Div

ADV-HARTFORD CORE EQUITY CL — Int/Div

ADV-CATALYST HEDGED FUTURES STRATEGY CL A — Int/Div — Sold

ADV-PIONEER AMT FREE MUNICIPAL CLY — Int/Div

ADV-TAX EXEMPT BOND AMERICA CLA — Int/Div — Sold

ADV-VIRTUS TAX EXEMPT BOND CL} — Int/Div

ADV-POWERSHARES S&P 500 LOW VOLATILITY ETF — Int/Div

ONE-INVESCO DIVERSIFIED DIVIDENDCL Y — Int/Div — Buy (add'l)

ONE-INVESCO MUNICIPAL INCOME CLY — Int/Div

ONE-BLACKROCK EQUITY DIVIDEND INSTL CL — Int/Div

ONE-BLACKROCK MULTI ASSET INCOME INSTLCL — Int/Div — Buy

ONE-FIDELITY ADVISOR HEALTH CARECL 1 — Int/Div

ONE-FIDELITY ADVISOR NEW INSIGHTS CL) — Int/Div

ONE-GABELLI EQUITY INCOME CL A — Int/Div — Sold

ONE-FIRST EAGLE GLOBALCL — Int/Div — Buy

ONE-HARTFORD BALANCED INCOME CL — Int/Div

ONE-LORD ABBET I SHORT DURATION INCOME CLF — Int/Div — Buy

ONE-MFS MUNICIPAL LIMITED MATURITY CLI — Int/Div

ONE-EVENTIDE GILEAD INSTL CL — Int/Div

ONE-OPPENHEIMER SENIOR FLOATING RATECLY — Int/Div — Buy

ONE-TAX EXEMPT BOND AMERICA CLA — Int/Div — Sold

CASH RESERVE CERTIFICATE 848001 — Interest

CASH RESERVE CERTIFICATE 905001 — Interest

RiverSource Retirement Advisor 4 Advantage VA-Annuity — Interest

Strategic Portfolio Service Advantage, IRA

BLACKROCK MULTI ASSET INCOME INSTL CL — Int/Div — Buy

COLUMBIA BALANCED INSTL CL — Int/Div — Buy

COLUMBIA EMERGING MARKETS INSTLCL — Int/Div — Buy

FIDELITY ADVISOR STRATEGIC INCOMECL — Int/Div — Buy

FIRST EAGLE GLOBAL CL — Int/Div — Buy

OPPENHEIMER SENIOR FLOATING RATECLY — Int/Div — Buy

SPDR S&P S00 ETF — Int/Div — Buy

Columbus Circle LOG. IRA — Int/Div

Lazard IA. IRA — Int/Div

Ala LCC, IRA — Int/Div

VICTORY MUNDER MCC. IRA — Int/Div

ACC Flexible Savings Certificate, IRA — Interest — Redeemed

Lecturer in Law and Adjunct Professor, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert DD. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation kaw; royalty 15% of net receipts

Liability — Citibank Mastercard — Credit Card

Liability — Amcrican Express — Credit Card

Reimbursement — Umversity of Rochester — 10/142017 — Rochester, NY — Panel participation — Airfare

Income — 27 — Practising Law Institute Book Royalties — S24. 184.67

Income — 2007 — Lecturer in Law, Columbia Law School — $11,805.52

Spouse's income — 2017 — Thomson Reuters Rovalties-West Publishing Corporation

Spouse's income — 2007 — Bard College

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC). The worth of that claim cannot be determined at this time.

A pending claim against American International Group, Inc. is currently in litigation (04 Civ, 8141 (DAB) (AJP). The worth of that claim cannot be determined at

this time.