William J. Martini

BROKERAGE ACCOUNT #2

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — Distribution

BROKERAGE ACCOUNT #6

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Dividend — Sold (part)

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Buy (add'l)

ISHARES TR MCSI EAFE FD — Dividend

INVESCO FTSE RAFI US PRF (formerly Powershares) — Dividend — Sold

INVESCO FTSE RAFI US PRF (formerly Powershares) — Sold (part)

GOLDMAN SACHS ACTVBETA — Dividend — Buy

CHARLES SCHWAB ADV CASH RESERVE PREM — Interest — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA #7

CHARLES SCHWAB ADV CASH RESERVE PREM — Dividend — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Dividend — Sold

ISHARES CORE S&P ETF — Dividend — Sold (part)

ISHARES CORE S&P ETF — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Dividend — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Sold

SPDR S&P MIDCAP 400 ETF — Dividend — Sold (part)

SPDR S&P MIDCAP 400 ETF — Buy (add'l)

INVESCO S&P 500 PURE GROWTH ETF (formerly Guggenheim) — Dividend — Sold (part)

INVESCO S&P 500 PURE GROWTH ETF (formerly Guggenheim) — Sold

ISHARES RUSSELL 1000 GROWTH ETF — Dividend — Buy (add'l)

ISHARES MCSI EAFE ETF — Dividend

T ROWE PRICE GLBL STK FD — Dividend — Sold (part)

Wisdomtree US QLT DIV GRW — Dividend — Buy

Wisdomtree US QLT DIV GRW — Buy (add'l)

Vitrus Equity TR KAR SMLL MID I — Dividend — Buy

Vitrus Equity TR KAR SMLL MID I — Buy (add'l)

Goldman Sachs ACTVBETA US LRG — Dividend — Buy

Goldman Sachs ACTVBETA US LRG — Buy (add'l)

GQG Partners Emerging Markets Equity — Dividend — Buy

GQG Partners Emerging Markets Equity — Buy (add'l)

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Dividend

EQ/Equity 500 Index — Dividend

AXA Moderate - Plus Allocation — Dividend

AXA Large Cap Growth Managed Volatility — Dividend

EQ/Mid Cap Index — Dividend

AXA International Value Managed Volatility — Dividend

AXA Large Cap Value Managed Volatility — Dividend

Charter Small Cap Value — Dividend

EQ/Capital Guardian Research — Dividend

EQUITABLE - SEP

EQ Equity 500 Index — Dividend — Sold

EQ International Equity Index — Dividend — Sold

Osler Health Management, Inc. (formerly MDClick Holdings LLC) — Int./Div.

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — Distribution

BROKERAGE ACCOUNT #6

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Dividend — Sold (part)

INVESCO EXCH TRAD FD PRFZ (formerly Powershares) — Buy (add'l)

ISHARES TR MCSI EAFE FD — Dividend

INVESCO FTSE RAFI US PRF (formerly Powershares) — Dividend — Sold

INVESCO FTSE RAFI US PRF (formerly Powershares) — Sold (part)

GOLDMAN SACHS ACTVBETA — Dividend — Buy

CHARLES SCHWAB ADV CASH RESERVE PREM — Interest — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA #7

CHARLES SCHWAB ADV CASH RESERVE PREM — Dividend — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Dividend — Sold

ISHARES CORE S&P ETF — Dividend — Sold (part)

ISHARES CORE S&P ETF — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Dividend — Buy (add'l)

INVESCO FTSE RAFI US 1000 ETF (formerly Powershares) — Sold

SPDR S&P MIDCAP 400 ETF — Dividend — Sold (part)

SPDR S&P MIDCAP 400 ETF — Buy (add'l)

INVESCO S&P 500 PURE GROWTH ETF (formerly Guggenheim) — Dividend — Sold (part)

INVESCO S&P 500 PURE GROWTH ETF (formerly Guggenheim) — Sold

ISHARES RUSSELL 1000 GROWTH ETF — Dividend — Buy (add'l)

ISHARES MCSI EAFE ETF — Dividend

T ROWE PRICE GLBL STK FD — Dividend — Sold (part)

Wisdomtree US QLT DIV GRW — Dividend — Buy

Wisdomtree US QLT DIV GRW — Buy (add'l)

Vitrus Equity TR KAR SMLL MID I — Dividend — Buy

Vitrus Equity TR KAR SMLL MID I — Buy (add'l)

Goldman Sachs ACTVBETA US LRG — Dividend — Buy

Goldman Sachs ACTVBETA US LRG — Buy (add'l)

GQG Partners Emerging Markets Equity — Dividend — Buy

GQG Partners Emerging Markets Equity — Buy (add'l)

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Dividend

EQ/Equity 500 Index — Dividend

AXA Moderate - Plus Allocation — Dividend

AXA Large Cap Growth Managed Volatility — Dividend

EQ/Mid Cap Index — Dividend

AXA International Value Managed Volatility — Dividend

AXA Large Cap Value Managed Volatility — Dividend

Charter Small Cap Value — Dividend

EQ/Capital Guardian Research — Dividend

EQUITABLE - SEP

EQ Equity 500 Index — Dividend — Sold

EQ International Equity Index — Dividend — Sold

Osler Health Management, Inc. (formerly MDClick Holdings LLC) — Int./Div.

Trustee, Nicholas Martini Foundation

Trustee, John Cabot University

Trustee, Nicholas Martini Foundation

Trustee, John Cabot University

Income — 2020 — Nicholas Martini Foundation, Trustee — $22,000.00

Income — 2020 — Nicholas Martini Foundation, Trustee — $22,000.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION. ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, I PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.