Jeremiah J. McCarthy

Allianz GI Structured Return Inst'l — Dividend — Sold

Tri State Capital Bank Insured Cash Account — Interest

Franklin NY Intermediate - term Tax Fee Income Fund Class A — Dividend

Fundamental Investors A (American Fund) — Dividend

Fundamental Investors A (American Fund) — Dividend — Buy

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Calvert Emerging Markets Equity 1 — Dividend — Buy

Calvert Emerging Markets Equity 1 — Buy (add'l)

Parnassus Mid Cap 1 — Dividend — Buy

Parnassus Mid Cap 1 — Buy (add'l)

JP Morgan Hedged Equity A — Dividend — Sold

Key Bank Checking — Interest

Key Bank Savings — Interest

M&T Bank Savings Account — Interest

Northwest Supp. Needs Trust Acct (Account transf from First Niagara — Interest

Baron Emerging Mkts 1 — Dividend — Sold

Glenmede Large Cap Growth 1 — Dividend — Sold

Guggenheim Total Return Bd 1 — Dividend — Sold

John Hancock Disciplined Value Mid Cap 1 — Dividend — Sold

John Hancock Int'l Growth 1 — Dividend — Sold

JP Morgan Diversified Mid Cap Growth 1 — Dividend — Sold

JP Morgan Equity Income 1 — Dividend — Sold

JP Morgan Small Cap Equity 1 — Dividend — Sold

Lord Abbett Short Term Dur Inc F — Dividend — Sold

Western Asset Core Plus Bd. 1 — Dividend — Sold

Am Washington Mutual Investors F2 — Dividend — Buy

Am Washington Mutual Investors F2 — Buy (add'l)

Brown Advisory Sustain Gr 1 — None — Buy

Brown Advisory Sustain Gr 1 — Buy (add'l)

JP Morgan Core Bd 1 — Dividend — Buy

JP Morgan Core Bd 1 — Buy (add'l)

PIMCO Low Dur ESG Fd 1 — Dividend — Buy

PIMCO Low Dur ESG Fd 1 — Sold (part)

PIMCO Low Dur ESG Fd 1 — Buy (add'l)

PIMCO Total Return ESG Fd 1 — Dividend — Buy

PIMCO Total Return ESG Fd 1 — Sold (part)

PIMCO Total Return ESG Fd 1 — Buy (add'l)

Ishares TR MSCI LW CRB TG — Dividend — Buy

Ishares TR MSCI LW CRB TG — Buy (add'l)

SPDR Ser TR SSGA Gnder ETF — Dividend — Buy

SPDR Ser TR SSGA Gnder ETF — Buy (add'l)

Allianz GI Structured Return Inst'l — Dividend — Sold

Tri State Capital Bank Insured Cash Account — Interest

Franklin NY Intermediate - term Tax Fee Income Fund Class A — Dividend

Fundamental Investors A (American Fund) — Dividend

Fundamental Investors A (American Fund) — Dividend — Buy

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Fundamental Investors A (American Fund) — Buy (add'l)

Calvert Emerging Markets Equity 1 — Dividend — Buy

Calvert Emerging Markets Equity 1 — Buy (add'l)

Parnassus Mid Cap 1 — Dividend — Buy

Parnassus Mid Cap 1 — Buy (add'l)

JP Morgan Hedged Equity A — Dividend — Sold

Key Bank Checking — Interest

Key Bank Savings — Interest

M&T Bank Savings Account — Interest

Northwest Supp. Needs Trust Acct (Account transf from First Niagara — Interest

Baron Emerging Mkts 1 — Dividend — Sold

Glenmede Large Cap Growth 1 — Dividend — Sold

Guggenheim Total Return Bd 1 — Dividend — Sold

John Hancock Disciplined Value Mid Cap 1 — Dividend — Sold

John Hancock Int'l Growth 1 — Dividend — Sold

JP Morgan Diversified Mid Cap Growth 1 — Dividend — Sold

JP Morgan Equity Income 1 — Dividend — Sold

JP Morgan Small Cap Equity 1 — Dividend — Sold

Lord Abbett Short Term Dur Inc F — Dividend — Sold

Western Asset Core Plus Bd. 1 — Dividend — Sold

Am Washington Mutual Investors F2 — Dividend — Buy

Am Washington Mutual Investors F2 — Buy (add'l)

Brown Advisory Sustain Gr 1 — None — Buy

Brown Advisory Sustain Gr 1 — Buy (add'l)

JP Morgan Core Bd 1 — Dividend — Buy

JP Morgan Core Bd 1 — Buy (add'l)

PIMCO Low Dur ESG Fd 1 — Dividend — Buy

PIMCO Low Dur ESG Fd 1 — Sold (part)

PIMCO Low Dur ESG Fd 1 — Buy (add'l)

PIMCO Total Return ESG Fd 1 — Dividend — Buy

PIMCO Total Return ESG Fd 1 — Sold (part)

PIMCO Total Return ESG Fd 1 — Buy (add'l)

Ishares TR MSCI LW CRB TG — Dividend — Buy

Ishares TR MSCI LW CRB TG — Buy (add'l)

SPDR Ser TR SSGA Gnder ETF — Dividend — Buy

SPDR Ser TR SSGA Gnder ETF — Buy (add'l)

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College

Part VII Item 2: "Tri State Capital Bank Insured Cash Account". This is the same account that was listed last year as "Securities American Bank Deposit Sweep

Program FDIC Insured". Only the bank has changed.