Harry Sandlin Mattice jr

MORGAN STANLEY BANK N. A. — Interest — Buy

SUNTRUST BANK (X) — Interest

Mass Mutual Life Insurance Whole Life (2) — Interest

Northwestern Mutual Life Variable Comp Life — Dividend

MS U.S. GOVERNMENT SEC TR 1 (USGDX) — Dividend

BLACKROCK LOW DUR BD INV SVC (CMGBX) & INST (BFMSX) — Dividend

INVESCO PREMIER INST (IPPXX) — Interest

United States Treasury Bill - Mat. 02/20/20 — Interest — Matured

United States Treasury Bill - Mat. 05/21/20 — Interest — Buy

United States Treasury Bill - Mat. 05/21/20 — Matured

CVS Health Corp Com (CVS) (X) — Dividend

Home Depot Inc. (HD) (X) — Dividend

General Motors Financial Co Inc. Bond (7/13/2020) (X) — Interest — Matured

Mylan NV Bond (12/15/2020 (X) — Interest — Matured

Discover Financial Services Bond (2/15/2021) (X) — Interest

Kinross Gold Corp Bond (9/01/2021) (X) — Interest

Coca-Cola Refreshments USA Inc Bond (2/1/2022) (X) — Interest

Edison International Bond (3/15/2023) (X) — Interest

Delta Airlines Inc. Bond (10/28/2024) (X) — Interest

Weyerhaeuser Co. Bond (3/15/2025) (X) — Interest

Weyerhaeuser Co. Bond (10/1/2027) (X) — Interest

VANGUARD DVD APPREC INDX-ADM (VDADX) (X) — Dividend

VANGUARD TOTAL STK MKT IDX ADM (VTSAX) (X) — Dividend

(H) Trust #1:

Federated Tax-Free Obligs Funds — Interest — Sold

Virtus Ceredex L/C Val Eq R6 (formerlyRidgeWorth Large Cap Value Eq) — Dividend — Sold

T Rowe Price Institutional Large Cap Growth Fund-I — Dividend — Sold

Hartford Dividend & Growth - Y — Dividend — Sold

Eaton Vance Atlanta Capital SMID Cap Fund — Dividend — Sold

Doubleline Total Return Bond Fund — Interest — Sold

Pimco Income Fund — Interest — Sold

Invesco Oppenheimer Developing Markets - R6 — Dividend — Sold

Edgewood Growth Fund - INS — Dividend — Sold

Cambiar Int'l Equity Fund - INS — Dividend — Sold

JOHCM International Select Fund - I — Dividend — Sold

Blackstone Alternative Multi-Strategy - I — Dividend — Sold

AAM/BAHL & Gaynor Income GR-I — Int./Div. — Sold

John Hancock III - Disciplined Value Fund V-I — Dividend — Sold

Neuberger Berman igh Income Bond Fund — Interest — Sold

Nuveen Small Cap Value - I — Dividend — Sold

Pimco Investment Grade Corporate Bond Fund — Interest — Sold

T Rowe Price QM US S/C GR EQ - I — Dividend — Sold

Vanguard M/B Sec Indx - ADM — Int./Div. — Sold

iShares Core S&P 500 ETF — Dividend — Sold

iShares US Treasury Bond ETF — Interest — Sold

(H) IRA #1

VIRTUS MULTI SECT SHT TRM BD A (NARAX) — Interest

Morgan Stanley Private Bank NA — Interest

MORGAN STANLEY BANK N. A. — Interest — Buy

SUNTRUST BANK (X) — Interest

Mass Mutual Life Insurance Whole Life (2) — Interest

Northwestern Mutual Life Variable Comp Life — Dividend

MS U.S. GOVERNMENT SEC TR 1 (USGDX) — Dividend

BLACKROCK LOW DUR BD INV SVC (CMGBX) & INST (BFMSX) — Dividend

INVESCO PREMIER INST (IPPXX) — Interest

United States Treasury Bill - Mat. 02/20/20 — Interest — Matured

United States Treasury Bill - Mat. 05/21/20 — Interest — Buy

United States Treasury Bill - Mat. 05/21/20 — Matured

CVS Health Corp Com (CVS) (X) — Dividend

Home Depot Inc. (HD) (X) — Dividend

General Motors Financial Co Inc. Bond (7/13/2020) (X) — Interest — Matured

Mylan NV Bond (12/15/2020 (X) — Interest — Matured

Discover Financial Services Bond (2/15/2021) (X) — Interest

Kinross Gold Corp Bond (9/01/2021) (X) — Interest

Coca-Cola Refreshments USA Inc Bond (2/1/2022) (X) — Interest

Edison International Bond (3/15/2023) (X) — Interest

Delta Airlines Inc. Bond (10/28/2024) (X) — Interest

Weyerhaeuser Co. Bond (3/15/2025) (X) — Interest

Weyerhaeuser Co. Bond (10/1/2027) (X) — Interest

VANGUARD DVD APPREC INDX-ADM (VDADX) (X) — Dividend

VANGUARD TOTAL STK MKT IDX ADM (VTSAX) (X) — Dividend

(H) Trust #1:

Federated Tax-Free Obligs Funds — Interest — Sold

Virtus Ceredex L/C Val Eq R6 (formerlyRidgeWorth Large Cap Value Eq) — Dividend — Sold

T Rowe Price Institutional Large Cap Growth Fund-I — Dividend — Sold

Hartford Dividend & Growth - Y — Dividend — Sold

Eaton Vance Atlanta Capital SMID Cap Fund — Dividend — Sold

Doubleline Total Return Bond Fund — Interest — Sold

Pimco Income Fund — Interest — Sold

Invesco Oppenheimer Developing Markets - R6 — Dividend — Sold

Edgewood Growth Fund - INS — Dividend — Sold

Cambiar Int'l Equity Fund - INS — Dividend — Sold

JOHCM International Select Fund - I — Dividend — Sold

Blackstone Alternative Multi-Strategy - I — Dividend — Sold

AAM/BAHL & Gaynor Income GR-I — Int./Div. — Sold

John Hancock III - Disciplined Value Fund V-I — Dividend — Sold

Neuberger Berman igh Income Bond Fund — Interest — Sold

Nuveen Small Cap Value - I — Dividend — Sold

Pimco Investment Grade Corporate Bond Fund — Interest — Sold

T Rowe Price QM US S/C GR EQ - I — Dividend — Sold

Vanguard M/B Sec Indx - ADM — Int./Div. — Sold

iShares Core S&P 500 ETF — Dividend — Sold

iShares US Treasury Bond ETF — Interest — Sold

(H) IRA #1

VIRTUS MULTI SECT SHT TRM BD A (NARAX) — Interest

Morgan Stanley Private Bank NA — Interest

Trustee, Trust # 1

Member, The Mattice Group, LLC

Trustee, Trust # 1

Member, The Mattice Group, LLC

Box 5a. Report Type. As to the reason that this Report, for the period from January 1, 2020 through December 31, 2020 is marked as "Final," see letter from

Person Reporting to the Committee on Financial Disclosure, dated May 10, 2021, being filed concurrently herewith.

Part I. Positions. The Trust #1 listed as number 1 dissolved by its terms on April 27, 2020, upon the death of thr lifetime beneficiary. The limited liabilty company

listed as number 2 is a shell entity created to accomodate post-judicial employment. It was organized on October 2, 2020, and conducted no activity during

calendar year 2020. Accordingly, there are no assets or transactions to report in Part VII with respect to such entity.

Part III. A. Non-Investment Income. All income earned during reporting period was salary as employee of U.S. Government.

Part VII. Investments and Trusts. Trust Assets listed as numbers 23 through 43 were part of an Irrevocable Insurance Trust created by deceased family member,

listed as Trust #1 in Part I of this Report. The Trust dissolved by its terms on April 27, 2020, upon the death of the lifetime beneficiary. All assets of the Trust

were liquidated and/or distribted to the residual beneficiaries during calendar year 2020.

Part VII. Investments and Trusts. Assets listed as numbers 2 and 9 through 21 (marked with an (X) in column A) were inherited from a deceased family member.

The family member died on April 27, 2020.

Part VII. Investment and Trusts. IRA Assets listed as numbers 45 through 46 are part of an IRA inherited from a deceased relative.