Andrew E. Krause

401K plan

Citibank Cash Account — Interest

Capital One Cash Account — Interest

New York 529 Advisor Guided College Savings Program

JPMorgan 529 Age-Based Portfolio - C — None

JPMorgan 529 Age-Based Portfolio - Adv — None — Buy

JPMorgan 529 Age-Based Portfolio - C — None

JPMorgan 529 Age-Based Portfolio - Adv — None — Buy

401K plan

Fidelity Freedom 2045 K6 — None

401K plan

MFS International Intrinsic Value R6 — None

iShares Russell 2000 Small-Cap Index K — None

iShares Russell Mid-Cap Index K — None

American Funds Washington Mutual R6 — None

iShares S&P 500 Index K — None

T. Rowe Price Instl Large Cap Growth — None

Fidelity Advisor Total Bond Z — None

JPMorgan Government Bond R6 — None

Citibank Cash Account — Interest

Capital One Cash Account — Interest

New York 529 Advisor Guided College Savings Program

JPMorgan 529 Age-Based Portfolio - C — None

JPMorgan 529 Age-Based Portfolio - Adv — None — Buy

JPMorgan 529 Age-Based Portfolio - C — None

JPMorgan 529 Age-Based Portfolio - Adv — None — Buy

Fidelity Freedom 2045 K6 — None

401K plan

MFS International Intrinsic Value R6 — None

iShares Russell 2000 Small-Cap Index K — None

iShares Russell Mid-Cap Index K — None

American Funds Washington Mutual R6 — None

iShares S&P 500 Index K — None

T. Rowe Price Instl Large Cap Growth — None

Fidelity Advisor Total Bond Z — None

JPMorgan Government Bond R6 — None

Director, The Julia Rusinek Memorial Fund, Inc.

Director, The Julia Rusinek Memorial Fund, Inc.

Liability — U.S. Department of Education — Student loans

Liability — U.S. Department of Education — Student loans

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page

42 of the filing instructions.