Karin Immergut

2020

Ask Donna

Pull out the substance of this filing.

What was filed

674
investments
2
positions
0
gifts
4
agreements
0
debts
0
reimbursements
0
income
8
spouse income

Named parties

Excelsior
Classroom Law Project
Ball Janik LLP, partnership income
Rare Bird Books, royalties from publisher for book sales
Aspen Lodging Group LLC, Board of Directors compensation
Provenance Hotel Partners Fund I LLC, Board of Directors compensation

As filed

Schwab Small Cap Index SWSSX — Dividend — Buy

ishares MBS ETF MBB — None — Buy

IRA Account 2 (H)

FMI International FMIJX — Dividend

Parnassus Equity Income PRBLX — Dividend

Parnassus Mid-Cap PARMX — Dividend

Schwab S&P 500 Index Fund SWPPX — Dividend

Schwab Small Cap Index SWSSX — Dividend

Baird Core Plus Bond Inst BCOIX — Dividend

Cash Balance Held by Captrust — Int./Div.

EOF - Semper Vic Partners QP LP — None

EOF - Kensico Partners LP — None — Sold (part) — Excelsior

EOF - Energy Master Limited Partnerships — None — Sold — Excelsior

BH Muni Plus Account (H)

Alachua Cnty Fla Sc 07/01/2024 5.000% Call 07/01/2023 100.000 — Interest

Allegheny Cnty Pa San Auth Swr 06/01/2032 5.000% Call 06/01/2028 100.0 — Interest

Arapahoe Cnty Colo Sch Dist No 12/15/2028 2.500% Call 12/15/2027 100.0 — Interest

Bridgeport Conn 08/15/2030 5.000% Call 08/15/2028 100.000 — Interest

CALIFORNIA STATEWIDE CMNTYS DE 5% 10/01/2034 — Interest — Buy

Chattanooga Tenn Health Edl & 10/01/2026 5.000% Call 10/01/2025 100.00 — Interest

Cook Cnty Ill Sch 12/01/2023 5.000% Call 12/01/2021 100.000 — Interest

COOK CNTY ILL SCH DIST NO 094 4% 12/01/2035 — Interest — Buy

Crestwood Vlg Ill 12/15/2029 5.000% Call 12/15/2023 100.000 — Interest

Denver Colo City & Cnty Ctfs P 06/01/2027 5.000% Call 06/01/2026 100.0 — Interest

DUNDEE TWP ILL PK DIST 3% 12/15/2030 — Interest — Buy

Folsom Cordova Calif Uni Sch D 4.000 10/01/35 10/01/2035 4.000% Call 1 — Interest

Garvin Cnty Okla Edl Facs Auth 09/01/2025 5.000% — Interest

Garvin Cnty Okla Edl Facs Auth 09/01/2029 5.000% Call 09/01/2028 100.0 — Interest

Governors St Univ Ill Ctfs Par 07/01/2024 5.000% — Interest

HAMDEN CONN 5% 08/01/2032 — Interest — Buy

HAMDEN CONN 5% 08/01/2035 — Interest — Buy

Harrisburg Pa Sch Dist 11/15/2027 5.000% — Interest

Illinois St 05/01/2024 5.000% — Interest

Illinois St 10/01/2020 5.000% — Interest — Sold

Jackson Cnty Ore Arpt Rev 12/01/2028 5.000% Call 06/01/2026 100.000 — Interest

KENDALL KANE & WILL CNTYS ILL 5% 02/01/2029 — Interest — Buy

Lake Superior St Univ Mich Rev 01/15/2028 4.000% — Interest

Maine St Hsg Auth Mtg Pur 2.600 11/15/34 11/15/2034 2.600% Call 11/15/ — Interest

Maine St Hsg Auth Mtg Pur 11/15/2029 3.150% Call 11/15/2027 100.000 — Interest

Maine St Hsg Auth Mtg Pur 11/15/2033 3.500% Call 05/15/2027 100.000 — Interest

Mifflinburg Area Sch Dist Pa 04/15/2026 3.000% Pre-Refunded 04/15/2020 — Interest — Sold

Minnesota St Hsg Fin Agy Local Or Gtd Hsng Rev 07/01/2021 2.450% — Interest — Sold

New Hampshire St Business Fin 10/01/2033 2.800% — Interest

NEW JERSEY ECONOMIC DEV AUTH R 5% 11/01/2031 — Interest — Buy

New Jersey St Edl Facs Auth Re 07/01/2022 4.000% — Interest

New York St Mtg Agy Homeowner 04/01/2031 3.700% Call 10/01/2027 100.00 — Interest

Ohio St Hsg Fin Agy Residentia 09/01/2030 2.900% Call 09/01/2026 100.0 — Interest — Sold (part)

Oregon St Bd Bk Rev 01/01/2031 5.000% Call 01/01/2026 100.000 — Interest

OREGON ST HSG & CMNTY SVCS DEP 1.6% 07/01/2021 — Interest — Buy

OREGON ST HSG & CMNTY SVCS DEP 1.6% 07/01/2021 — None — Sold (part)

Oregon St Hsg & Cmnty Svcs Dep 07/01/2030 3.300% Call 07/01/2027 100.0 — Interest

Philadelphia Pa 09/01/2021 5.250% Pre- Refunded 09/01/2020 100.00 — Interest — Sold

Port Huron Mich Area Sch Dist 05/01/2028 4.000% Call 05/01/2026 100.00 — Interest

Portland Me Arpt Rev 01/01/2026 5.000% — Interest

Portland Ore Wtr Sys Rev 05/01/2026 4.000% Pre-Refunded 05/01/2020 100 — Interest — Sold

SOUTHFIELD MASS REDEV AUTH INF 6% 08/15/2033 — Interest — Buy

Tradition Community 05/01/2025 4.000% Call 05/01/2024 100.000 — Interest

Upper Republican Nat Res Dist 12/15/2022 3.000% — Interest

Viridian Mun Mgmt Dist Tex 12/01/2025 4.000% Call 12/01/2023 100.000 — Interest

West Rankin Miss Util Auth Rev 01/01/2027 5.000% Call 01/01/2025 100.0 — Interest

Willow Springs Ill 12/15/2020 3.000% — Interest — Sold

Winston Salem St Un 06/01/2020 5.000% — Interest — Sold

Wyoming Cmnty Dev Auth Hsg Rev 12/01/2024 2.800% Call 06/01/2024 100.0 — Interest

Wyoming Cmnty Dev Auth Hsg Rev 12/01/2025 2.875% Call 06/01/2024 100.0 — Interest

Schwab Government Money Market Fund — Interest — Sold (part)

Cash held by Belle Haven Bond Investment Co. — Interest

Individual Account 1 (H)

American Funds Europacific Growth F3 FEUPX — Dividend — Buy (add'l)

Artisan International Value Advisor APDKX — None — Sold

Fidelity International Small Cap FISMX — None — Sold

MFS® New Discovery Value I NDVIX — Dividend — Sold (part)

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend — Buy (add'l)

PIMCO StocksPLUS® Small Institutional PSCSX — None — Sold

Schwab US Large-Cap Value ETF™ SCHV — None — Sold

Thornburg Inv Income Builder - I TIBIX — Int./Div. — Sold

Vanguard Growth ETF VUG — Dividend

Vanguard Value VTV — Dividend — Sold

WisdomTree Midcap Dividend DON — Int./Div. — Sold

Cash Balance held by Captrust — Interest

Fidelity 500 Index Fund FXAIX — Dividend — Buy

Doubline Shiller Enhanced CAP DSEEX — Dividend — Buy

MFS International Growth MQGIX — Dividend — Buy

JP Morgan Large Cap Growth SEEGX — Dividend — Buy

Technology Sector ETF XLK — Dividend — Buy

T. Rowe Price US Small Cap Gr TQAIX — Dividend — Buy

Healthcare Sector ETF XLV — Dividend — Buy

Schwab Small Cap Index SWSSX — Dividend — Buy

IRA Account 1 (H)

Artisan International Value Advisor APDKX — None — Sold

Fidelity International Small Cap FISMX — None — Sold

First Eagle SoGen Global I SGIIX — None — Sold

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend

Thornburg Inv Income Builder - I TIBIX — Int./Div. — Sold

Vanguard Growth ETF VUG — Dividend — Sold

Vanguard Value VTV — Dividend — Sold

WisdomTree Midcap Dividend DON — Dividend — Sold

WisdomTree S/C Dvd Fd (Etf) DES — Dividend — Sold

Doubleline Total Ret Bd-I DBLTX — Int./Div. — Sold

PIMCO Foreign Bond Inst PFORX — Int./Div. — Sold

Riverpark Short Term H/Y- RPHYX — Int./Div. — Sold

Riverpark Strategic RSIIX — Int./Div. — Sold

Riverpark Strategic Income Ins Tl RPHIX — Int./Div. — Sold

Thornburg Ltd Term Income I THIIX — Int./Div. — Sold

Wells Fargo Advtg Short — Int./Div. — Sold

SPDR Gold Shares GLD — None — Sold

Cash Balance held by Captrust — Interest

Fidelity 500 Index Fund FXAIX — Dividend — Buy

FID Intermediate Bond FTHRX — Dividend — Buy

Doubleline Core Fixed Income DBLFX — Dividend — Buy

Guggenheim Total Return Bond GIBIX — Int./Div. — Buy

Doubline Shiller Enhanced CAP DSEEX — Dividend — Buy

PIMCO Income Fund PIMIX — Int./Div. — Buy

JP Morgan Large Cap Growth SEEGX — Dividend — Buy

Angel Oak Multi-Strategy Income ANGIX — Int./Div. — Buy

EuroPacific Growth FEUPX — Dividend — Buy

MFS International Growth MQGIX — Dividend — Buy

Technology Sector ETF XLK — Dividend — Buy

ishares 1-3 Year Treasury Bond SHY — Int./Div. — Buy

T. Rowe Price US Small Cap Growth TQAIX — Dividend — Buy

MFS New Discovery Value Fund NDVIX — Dividend — Buy

Healthcare Sector Fund XLV — Dividend — Buy

American Funds Europacific Growth F3 FEUPX — Dividend — Sold (part)

Artisan International Value Advisor APDKX — Sold

Artisan Intl Val Fd Investor ARTKX — None — Sold

Fidelity International Small Cap FISMX — Dividend — Sold

MFS® New Discovery Value I NDVIX — Dividend

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend

PIMCO StocksPLUS® Small Institutional PSCSX — Dividend — Sold

Vanguard Growth ETF VUG — Dividend — Sold

Vanguard Value VTV — Dividend — Sold

WisdomTree Midcap Dividend DON — Dividend — Sold

Doubleline Total Ret Bd-I DBLTX — Int./Div. — Sold

PIMCO Foreign Bond Inst PFORX — Int./Div. — Sold

Riverpark Short Term H/Y- RPHYX — Int./Div. — Sold

RiverPark Short Term High Yield Retail RPHIX — Int./Div. — Sold

Riverpark Strategic Income Ins Tl RSIIX — Int./Div. — Sold

Thornburg Ltd Term Income I THIIX — Int./Div. — Sold

Wells Fargo Advantage Short-Term Bd A — Int./Div. — Sold

Wells Fargo Advtg Short — Int./Div. — Sold

SPDR Gold Shares GLD — Int./Div. — Sold

Cash Balance held by Captrust — Interest

Fidelity 500 Index FXAIX — Dividend — Buy

FID Intermediate Bond FTHRX — Dividend — Buy

Doubleline Core Fixed Income DBLFX — Dividend — Buy

Guggenheim Total Return Bond GIBIX — Dividend — Buy

Doubline Shiller Enhanced CAP DSEEX — Dividend — Buy

PIMCO Income Fund PIMIX — Dividend — Buy

JP Morgan Large Cap Growth SEEGX — Dividend — Buy

Angel Oak Multi-Strategy Income ANGIX — Dividend — Buy

MFS International Growth MQGIX — Dividend — Buy

Technology Sector ETF XLK — Dividend — Buy

iShares 1-3 Year Treasury Bond ETF SHY — Dividend — Buy

T. Rowe Price US Small Cap Growth TQAIX — Dividend — Buy

Health Care Sector ETF XLV — Dividend — Buy

Schwab Small Cap Index SWSSX — Dividend — Buy

iShares MBS ETF MBB — Dividend — Buy

Life Path 2030 — None

401K Account (H)

Dodge and Cox Balanced — Dividend

Fidelity International Index — Dividend

Pimco Total Return Admin — Dividend

Vanguard Growth Index Fund — Dividend

Vanguard MidCap Value Index Fund — Dividend

Wells Fargo Bank Accounts — Interest

Oregon Venture Fund (formerly Angel Fund) — Distribution

State Judicial Pension (PERS) — None

UGMA Account (H)

Schw Emg Mkt Eq Etf SCHE — Dividend — Sold

Schw Intl Eq Etf SCHF — Dividend — Sold

Schwab International Small-Cap Eq ETF™ SCHC — Dividend — Sold

Schwab US Large-Cap Growth ETF™ SCHG — Dividend

Schwab US Large-Cap Value ETF™ SCHV — Dividend — Sold

Spdr DJ Wilshire Small Cap Value SLYV — Dividend — Sold

SPDR® S&P 400 Mid Cap Value ETF MDYV — Dividend — Sold

Doubleline Total Return Bond Fund DBLTX — Int./Div. — Sold

Thornburg Ltd Term Muni Inc LTMFX — Int./Div. — Sold

Thornburg Ltd Trm Muni Fd THIIX — Int./Div. — Sold

Cash Balance Held by Captrust — Interest

Fidelity 500 Index FXAIX — Dividend — Buy

Nuveen Intermediate Dur Muni NUVBX — Dividend — Buy

Fidelity Sch Str Tr Inter Muni FLTMX — Dividend — Buy

Angel Oak Multi-Strategy ANGIX — Dividend — Buy

Tax-Exempt Bond of America TFEBX — Dividend — Buy

Invesco/Oppenheimer Short-Term Muni Fund ODVIX — Dividend — Buy

Doubline Shiller Enhanced CAP DSEEX — Dividend — Buy

PIMCO Income Fund PIMIX — Dividend — Buy

EuroPacific Growth FEUPX — Dividend — Buy

MFS International MQGIX — Dividend — Buy

JP Morgan Large-Cap Growth SEEGX — Dividend — Buy

Invesco Developing Markets ODVIX — Dividend — Buy

T. Rowe Price US Small Cap Growth TQAIX — Dividend — Buy

Technology Sector ETF XLK — Dividend — Buy

Healthcare Sector ETF XLV — Dividend — Buy

Alaska St Hsg Fin Corp 12/01/2030 5.000% Call 06/01/2029 100.000 — Interest

BELLINGHAM MASS 2% 11/15/2023 — Interest — Buy

Broome cnty y loc de corp r 5% 04/01/2031 — Interest — Buy

Calumet City Ill 03/01/2020 4.000% — Interest — Sold

Chemeketa Ore Cmnty College Di 06/15/2020 5.000% — Interest — Sold

Clackamas Cnty Ore Sch Dist No 06/01/2029 5.000% Call 06/01/2027 100.0 — Interest

Coachella Calif Redev Agy Succ 09/01/2027 5.000% Call 09/01/2026 100.0 — Interest

Cochise Cnty Ariz Cmnty Colleg 07/01/2024 5.000% — Interest

Cook Cnty Ill Sch Dist No 145 4.000 12/01/29 12/01/2029 4.000% Call 12 — Interest

Crestwood Vlg Ill 12/15/2026 4.500% Call 12/15/2022 100.000 — Interest

Eastmark Cmnty Facs Dist No 1 4.000 07/15/31 07/15/2031 4.000% Call 07 — Interest

Wells Fargo Advtg Short — Int./Div. — Sold

Idaho Hsg & Fin Assn Single Fa 2.150 01/01/30 01/01/2030 2.150% Call 0 — Interest

Indianapolis Ind Lo 06/01/2021 5.000% — Interest

Iowa Fin Auth Single Family Mt 07/01/2022 2.000% — Interest

Kentucky Inc Ky Pub Energy 4.000 02/01/50 02/01/2050 4.000% Call 11/01 — Interest

Knox and Warren Cntys Ill Cmnty 4% 12/1/2031 — Interest — Buy

La Mirada Calif Redev Agy Succ Sub Tax Alloc Ref B 08/15/2024 5.000% — Interest

Lane Cmnty College Ore 06/15/2022 4.000% — Interest

Longmont Colo Elect 12/01/2025 4.000% Call 12/01/2022 100.000 — Interest

Madison & Jersey Cntys Ill Cmn 12/01/2023 4.000% — Interest

Maricopa Cnty Ariz Uni Sch Dis 5% 07/01/2032 — Interest — Buy

Marion Cnty Ore Sch Dist No 10 06/01/2031 5.000% Call 06/01/2029 100.0 — Interest

Michigan St Hsg Dev Auth 2.300 10/01/29 10/01/2029 2.300% Call 10/01/2 — Interest

Midlothian Ill 4.000 01/01/31 01/01/2031 4.000% Call 01/01/2029 100.00 — Interest

New Caney Tex In 02/15/2022 6.250% — Interest

New York St Mtg Agy Homeowner 10/01/2025 1.950% Call 04/01/2025 100.00 — Interest

Orange Cnty Fla Tourist Dev Ta 10/01/2028 5.000% — Interest

Oregon St Dept Administrative 04/01/2030 5.000% Call 04/01/2027 100.00 — Interest

Oregon St Facs Auth Rev 10/01/2020 5.000% — Interest — Sold

Oregon St Facs Auth Rev 11/15/2024 5.000% Call 05/15/2024 100.000 — Interest

Oregon St Facs Auth Rev 6/1/2033 5.000% — Interest — Buy

Oregon St Hsg & Cmnty Svcs Dep 01/01/2026 2.700% — Interest

Oregon St Hsg & Cmnty Svcs Dep 07/01/2021 1.600% — Interest

Oregon St Hsg & Cmnty Svcs Dep 07/01/2027 2.950% — Interest

Pawtucket R I 07/15/2028 5.000% — Interest

Port Portland Ore Arpt Rev 07/01/2027 5.000% Call 07/01/2025 100.000 — Interest

Port Portland Ore Arpt Rev 05/01/2022 — Interest — Buy

Rhode Island St Tpk & Brdg Aut 10/01/2023 3.000% — Interest

Rio Blanco Cnty Colo Sch Dist 12/01/2030 5.500% Call 12/01/2028 100.00 — Interest

San Antonio Tex Wtr 05/15/2020 5.000% — Interest — Sold

Southwestern Polk Cnty Rural 4.000 12/15/26 12/15/2026 4.000% — Interest

St Clair Cnty Ill High Sch Dis 12/01/2020 3.000% — Interest — Sold

Travis Calif Uni Sch Dist Ctfs 09/01/2028 5.000% Call 09/01/2025 100.0 — Interest

Washington Cnty Ore 10/01/2021 5.000% — Interest

West Lafayette Ind Sch Bldg Co 07/15/2029 5.000% Call 07/15/2027 100.0 — Interest

WESTFIELD IN HIGH SCH 95 BLDG CORP 1ST MTG B B/E S 07/15/2025 3.000% — Interest

Whittier Calif Redev Successor 11/01/2026 5.000% Call 11/01/2025 100.0 — Interest

Wisconsin Hsg & Economic Dev A 03/01/2025 2.350% — Interest

Wyoming Cmnty Dev Auth Hsg Rev 12/01/2024 2.500% — Interest

Schwab Government Money Fund — Interest

Individual Account 2 (H)

American Funds Europacific Growth F3 FEUPX — Dividend

Artisan International Value Advisor APDKX — Dividend — Sold

Fidelity International Small Cap FISMX — Dividend — Sold

First Eagle SoGen Global I SGIIX — Dividend — Sold

MFS® New Discovery Value I NDVIX — Dividend — Sold (part)

Oppenheimer Developing ODVYX — Dividend — Sold

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend

PIMCO StocksPLUS® Small Institutional PSCSX — Dividend — Sold

Schwab US Large-Cap Value ETF™ SCHV — Dividend — Sold

Thornburg Inv Income Builder - I TIBIX — Int./Div. — Sold

Vanguard Growth ETF VUG — Dividend

Vanguard Small Cap ETF VB — Dividend — Sold

WisdomTree Midcap Dividend DON — Dividend — Sold

Cash Balance Held by Captrust — Interest

FIDELITY 500 INDEX FUND FXAIX — Dividend — Buy

DOUBLINE SHILLER ENHANCED CAP CL I DSEEX — Dividend — Buy

MFS INTERNATIONAL GROWTH FD CL I MQGIX — Dividend — Buy

JP MORGAN LARGE-CAP GROWTH FUND SELECT CLASS SEEGX — Dividend — Buy

TECHNOLOGY SELECT SECTOR SPDR FUND XLK — Dividend — Buy

T. ROWE PRICE QM US SMALL CAP GR EQ I TQAIX — Dividend — Buy

SCHWAB SMALL CAP INDEX SELECT SHS SWSSX — Dividend — Buy

HEALTH CARE SELECT SECTOR SPDR FUND XLV — Dividend — Buy

IRA 3 (H)

Artisan International Value Advisor APDKX — Dividend — Sold

Fidelity International Small Cap FISMX — Dividend — Sold

Green Growth Brands Inc GGBXF — Dividend — Sold

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend

Vanguard Growth ETF VUG — Dividend — Sold

Vanguard Value VTV — Dividend — Sold

WisdomTree Midcap Dividend DON — Dividend — Sold

Doubleline Total Ret Bd-I DBLTX — Int./Div. — Sold

PIMCO Foreign Bond Inst PFORX — Int./Div. — Sold

Riverpark Short Term H/Y- RPHYX — Int./Div. — Sold

Riverpark Strategic Income Ins Tl RSIIX — Int./Div. — Sold

Thornburg Ltd Term Income I LTMIX — Int./Div. — Sold

Wells Fargo Advantage Short-Term Bd A — Int./Div. — Sold

Wells Fargo Advtg Short — Int./Div. — Sold

SPDR Gold Shares GLD — Int./Div. — Sold

Cash Balance Held by Captrust — Interest

ANGEL OAK MULTI-STRATEGY INCOME INSTL ANGIX — Int./Div. — Buy

DOUBLELINE CORE FIXED INCOME FUND CLASS I DBLFX — Int./Div. — Buy

DOUBLINE SHILLER ENHANCED CAP CL I DSEEX — Dividend — Buy

EUROPACIFIC GROWTH FUND CLASS F3 FEUPX — Dividend — Buy

FID INTERMED BOND FTHRX — Int./Div. — Buy

FIDELITY 500 INDEX FUND FXAIX — Dividend — Buy

GUGGENHEIM TOTAL RETURN BOND FUND INSTITUTIONAL GIBIX CLASS — Int./Div. — Buy

HEALTH CARE SELECT SECTOR SPDR FUND XLV — Dividend — Buy

ISHARES 1-3 YEAR TREASURY BOND ETF SHY — Int./Div. — Buy

ISHARES MBS ETF MBB — Int./Div. — Buy

JP MORGAN LARGE-CAP GROWTH FUND SELECT CLASS SEEGX — Dividend — Buy

MFS INTERNATIONAL GROWTH FD CL I MQGIX — Dividend — Buy

MFS NEW DISCOVERY VALUE FUND CL I NDVIX — Int./Div. — Buy

PIMCO INCOME FUND INSTITUTIONAL FUND PIMIX — Int./Div. — Buy

SCHWAB SMALL CAP INDEX SELECT SHS SWSSX — Dividend — Buy

T. ROWE PRICE QM US SMALL CAP GR EQ I TQAIX — Dividend — Buy

TECHNOLOGY SELECT SECTOR SPDR FUND XLK — Dividend — Buy

IRA 4 (H)

American Funds Europacific Growth F3 FEUPX — Dividend — Sold (part)

Artisan International Value Advisor APDKX — Dividend — Sold

Fidelity International Small Cap FISMX — Dividend — Sold

MFS® New Discovery Value I NDVIX — Dividend — Sold (part)

Invesco/Oppenheimer Developing Markets I ODVIX — Dividend

PIMCO StocksPLUS® Small Institutional PSCSX — Dividend — Sold

Vanguard Growth ETF VUG — Dividend — Sold

Vanguard Value VTV — Dividend — Sold

WisdomTree Midcap Dividend DON — Dividend — Sold

Doubleline Total Ret Bd-I DBLTX — Int./Div. — Sold

Doubleline Total Return Bond Fund DLTNX — Int./Div. — Sold

PIMCO Foreign Bond Inst PFORX — Int./Div. — Sold

Riverpark Short Term H/Y- RPHYX — Int./Div. — Sold

RiverPark Short Term High Yield Retail RPHIX — Int./Div. — Sold

Riverpark Strategic Income Ins Tl RSIIX — Int./Div. — Sold

Thornburg Ltd Term Income I LTMIX — Int./Div. — Sold

Wells Fargo Advantage Short-Term Bd A — Int./Div. — Sold

SPDR Gold Shares GLD — Int./Div. — Sold

Cash Balance Held by Captrust — Interest

ANGEL OAK MULTI-STRATEGY INCOME INSTL ANGIX — Int./Div. — Buy

DOUBLELINE CORE FIXED INCOME FUND CLASS I DBLFX — Int./Div. — Buy

DOUBLINE SHILLER ENHANCED CAP CL I DLTNX — Dividend — Buy