Sunil R. Harjani
2020
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What was filed
608
investments
36
positions
0
gifts
0
agreements
0
debts
0
reimbursements
4
income
4
spouse income
Named parties
- Leadership Greater Chicago
- Northwestern Law School Alumni Club of Chicago
- Federal Bar Association, Chicago Chapter
- South Asian Bar Association
- American Bar Association, Section of Litigation
- Traditional Karate Club of Wilmette
- Northwestern University School of Law
- Asian American Judges Association of Illinois
- Federal Magistrate Judges Association
- Northwestern University School of Law (Adjunct Professor)
- Northwestern University (salary)
As filed
Account #1 (H)
Individual Assets (H)
JPMORGAN CHASE BANK (cash) — Interest
RENTAL PROPERTY, GLENVIEW, IL — Rent
Account #1 (H)
FIDELITY GOVERNMENT MONEY MKT (SPAXX) (CASH EQIV) — Dividend
FIDELITY TOTAL MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend
FIDELITY U.S. BOND INDEX PREM FUND (FXNAX) — None
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS (VYM) — Dividend
VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF (VWO) — Dividend
VANGUARD INDEX FDS S&P 500 (VOO) — Dividend
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD BD INDEX FD INC LONG TERM BD ETF (BLV) — Dividend
VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF (BND) — Dividend
VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND (VCLT) — Dividend
ASTRAZENECA ADR REP (AZN) — None — Buy
ASTRAZENECA ADR REP (AZN) — Sold
JOHNSON & JOHNSON COM (JNJ) — Dividend — Buy
JOHNSON & JOHNSON COM (JNJ) — Sold
MODERNA INC COM (MRNA) — None — Buy
MODERNA INC COM (MRNA) — Sold
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold
TESLA INC COM (TSLA) — None — Sold (part)
TESLA INC COM (TSLA) — Sold (part)
TESLA INC COM (TSLA) — Sold
Account #2 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #3 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #4 (H)
FIDELITY GOVERNMENT MONEY MARKET (SPAXX) (CASH EQUIV.) — Dividend
FIDELITY GOVERNMENT CASH RESERVES (FDRXX) (cash) — Dividend — Buy
MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend — Buy
FIDELITY NASDAQ COMPOSITE INDEX (FNCMX) — Dividend — Buy
FIDELITY DISCIPLINED EQUITY (FDEQX) — Dividend — Buy
FIDELITY U.S. BOND INDEX PREM. FUND (FXNAX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Buy (add'l)
INVESCO GROWTH AND INCOME (ACGIX) — Dividend — Sold
INVESCO MID CAP (VGRAX) — None — Sold
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — None — Buy
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — Sold
INVESTCO GLOBIAL OPPORTUNITIES (OPGIX) — None — Sold
INVESCO OPPENHEIMER GLOBAL FD CLASS A (OPPAX) — None — Sold
AB CAP FD INC RELATIVE VALUE FD CL A (CABDX) — None — Sold
BLACKROCK ADV LG CAP GRWTH FD A (BMCAX) — None — Sold
BLACKROCK ADV INTL FD A (BROAX) — Dividend — Sold
BLACKROCK BASIC VALUE FD INC A (MDBAX) — None — Sold
COLUMBIA ACORN INTERNATIONAL (LAIAX) — None — Sold
COLUMBIA FDS SER TR I MID CAP GROWTH FUND (CBSAX) — Dividend — Sold
EUROPACIFIC GROWTH FD CLASS A (AEPGX) — Dividend — Sold
FIRST EAGLE GLOBAL INC GLOBAL FD CL A (SGENX) — None — Sold
GOLDMAN SACHS SMALL CAP VALUE FD CL A (GSSMX) — None — Sold
AMERICAN GROWTH FUND OF AMERICA (GFAFX) — Dividend — Sold
AMERICAN INCOME FUND OF AMERICA (IFAFX) — Dividend — Sold
NORTHERN INCOME EQUITY (NOIEX) — Dividend
NORTHERN SMALL CAP (NOSGX) — Dividend
NORTHERN STOCK INDEX (NOSIX) — Dividend
PIONEER SER TR IV CLASSIC BALANCED FD CLASS A (AOBLX) — Dividend — Sold
T ROWE PR BLUE CHIP GRWTH FD (TRBCX) — Dividend
T ROWE PR EQ INC (PRFDX) — Dividend
TEMPLETON GRWTH FD INC A (TEPLX) — None — Sold
VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) — Dividend — Sold (part)
VANGUARD GRWTH & INC PORT (VQNPX) — Dividend
VANGUARD WINDSOR II FD (VWNFX) — Dividend
VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) — Dividend
FIDELITY U.S. BOND INDEX FUND (FXNAX) — Dividend — Buy
LORD ABBETT BD-DEB A (LBNDX) — Dividend — Sold
VANGUARD INDEX FUNDS S&P 500 ETF USD (VOO) — Dividend — Buy
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend — Buy
VANGUARD TOT STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD REIT ETF (VNQ) — Dividend — Sold
COCA-COLA EUROPEAN PARTNERS PLC (CCEP) — None — Sold
AT&T INC COM (T) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold
AGILENT TECH INC (A) — Dividend — Sold
ALTRIA GROUP (MO) — Dividend — Sold
AMEREN CORP (AEE) — Dividend — Sold
APPLE INC COM (AAPL) — Dividend — Buy (add'l)
APPLE INC COM (AAPL) — Buy (add'l)
ARCHER DANIELS MIDLAND (ADM) — Dividend — Sold
BP PLC SPONSORED ADR (BP) — Dividend — Sold
CISCO SYS INC COM (CSCO) — Dividend — Sold
COCA COLA COMPANY (KO) — Dividend — Sold
CONOCOPHILLIPS (COP) — Dividend — Sold
DEERE & CO (DE) — Dividend
DXC TECH CO COM (DXC) (X) — None — Sold
DISNEY WALT COMPANY (DIS) — Dividend — Sold
EXELON CORPORATION (EXC) — Dividend — Sold (part)
EXELON CORPORATION (EXC) — Sold
GENERAL ELECTRIC (GE) — Dividend — Sold
HP INC (HPQ) — Dividend — Sold
HEWLETT PACKARD ENTERPRISE CO (HPE) — Dividend — Sold
INTEL CORP (INTC) — Dividend — Sold
KEYSIGHT TECHS INC (KEYS) — None — Sold
MICRON TECHNOLOGY INC (MU) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Sold
PROCTER & GAMBLE CO (PG) — Dividend — Sold
TESLA INC COM (TSLA) — None — Buy
TESLA INC COM (TSLA) — Sold
VERIZON COMMUNICATIONS (VZ) — Dividend — Sold
Account #5 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #6 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #7 (H)
BRIGHT START EQUITY PORTFOLIO (X) — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
VANGUARD 500 INDEX 529 PORTFOLIO (X) — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO (X) — None
VANGUARD EXPLORER 529 PORTFOLIO (X) — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO (X) — None
Account #8 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO — None
VANGUARD EXPLORER 529 PORTFOLIO — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO — None
Individual Assets (H)
JPMORGAN CHASE BANK (cash) — Interest
RENTAL PROPERTY, GLENVIEW, IL — Rent
FIDELITY GOVERNMENT MONEY MKT (SPAXX) (CASH EQIV) — Dividend
FIDELITY TOTAL MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend
FIDELITY U.S. BOND INDEX PREM FUND (FXNAX) — None
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS (VYM) — Dividend
VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF (VWO) — Dividend
VANGUARD INDEX FDS S&P 500 (VOO) — Dividend
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD BD INDEX FD INC LONG TERM BD ETF (BLV) — Dividend
VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF (BND) — Dividend
VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND (VCLT) — Dividend
ASTRAZENECA ADR REP (AZN) — None — Buy
ASTRAZENECA ADR REP (AZN) — Sold
JOHNSON & JOHNSON COM (JNJ) — Dividend — Buy
JOHNSON & JOHNSON COM (JNJ) — Sold
MODERNA INC COM (MRNA) — None — Buy
MODERNA INC COM (MRNA) — Sold
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold
TESLA INC COM (TSLA) — None — Sold (part)
TESLA INC COM (TSLA) — Sold (part)
TESLA INC COM (TSLA) — Sold
Account #2 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #3 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #4 (H)
FIDELITY GOVERNMENT MONEY MARKET (SPAXX) (CASH EQUIV.) — Dividend
FIDELITY GOVERNMENT CASH RESERVES (FDRXX) (cash) — Dividend — Buy
MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend — Buy
FIDELITY NASDAQ COMPOSITE INDEX (FNCMX) — Dividend — Buy
FIDELITY DISCIPLINED EQUITY (FDEQX) — Dividend — Buy
FIDELITY U.S. BOND INDEX PREM. FUND (FXNAX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Buy (add'l)
INVESCO GROWTH AND INCOME (ACGIX) — Dividend — Sold
INVESCO MID CAP (VGRAX) — None — Sold
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — None — Buy
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — Sold
INVESTCO GLOBIAL OPPORTUNITIES (OPGIX) — None — Sold
INVESCO OPPENHEIMER GLOBAL FD CLASS A (OPPAX) — None — Sold
AB CAP FD INC RELATIVE VALUE FD CL A (CABDX) — None — Sold
BLACKROCK ADV LG CAP GRWTH FD A (BMCAX) — None — Sold
BLACKROCK ADV INTL FD A (BROAX) — Dividend — Sold
BLACKROCK BASIC VALUE FD INC A (MDBAX) — None — Sold
COLUMBIA ACORN INTERNATIONAL (LAIAX) — None — Sold
COLUMBIA FDS SER TR I MID CAP GROWTH FUND (CBSAX) — Dividend — Sold
EUROPACIFIC GROWTH FD CLASS A (AEPGX) — Dividend — Sold
FIRST EAGLE GLOBAL INC GLOBAL FD CL A (SGENX) — None — Sold
GOLDMAN SACHS SMALL CAP VALUE FD CL A (GSSMX) — None — Sold
AMERICAN GROWTH FUND OF AMERICA (GFAFX) — Dividend — Sold
AMERICAN INCOME FUND OF AMERICA (IFAFX) — Dividend — Sold
NORTHERN INCOME EQUITY (NOIEX) — Dividend
NORTHERN SMALL CAP (NOSGX) — Dividend
NORTHERN STOCK INDEX (NOSIX) — Dividend
PIONEER SER TR IV CLASSIC BALANCED FD CLASS A (AOBLX) — Dividend — Sold
T ROWE PR BLUE CHIP GRWTH FD (TRBCX) — Dividend
T ROWE PR EQ INC (PRFDX) — Dividend
TEMPLETON GRWTH FD INC A (TEPLX) — None — Sold
VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) — Dividend — Sold (part)
VANGUARD GRWTH & INC PORT (VQNPX) — Dividend
VANGUARD WINDSOR II FD (VWNFX) — Dividend
VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) — Dividend
FIDELITY U.S. BOND INDEX FUND (FXNAX) — Dividend — Buy
LORD ABBETT BD-DEB A (LBNDX) — Dividend — Sold
VANGUARD INDEX FUNDS S&P 500 ETF USD (VOO) — Dividend — Buy
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend — Buy
VANGUARD TOT STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD REIT ETF (VNQ) — Dividend — Sold
COCA-COLA EUROPEAN PARTNERS PLC (CCEP) — None — Sold
AT&T INC COM (T) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold
AGILENT TECH INC (A) — Dividend — Sold
ALTRIA GROUP (MO) — Dividend — Sold
AMEREN CORP (AEE) — Dividend — Sold
APPLE INC COM (AAPL) — Dividend — Buy (add'l)
APPLE INC COM (AAPL) — Buy (add'l)
ARCHER DANIELS MIDLAND (ADM) — Dividend — Sold
BP PLC SPONSORED ADR (BP) — Dividend — Sold
CISCO SYS INC COM (CSCO) — Dividend — Sold
COCA COLA COMPANY (KO) — Dividend — Sold
CONOCOPHILLIPS (COP) — Dividend — Sold
DEERE & CO (DE) — Dividend
DXC TECH CO COM (DXC) (X) — None — Sold
DISNEY WALT COMPANY (DIS) — Dividend — Sold
EXELON CORPORATION (EXC) — Dividend — Sold (part)
EXELON CORPORATION (EXC) — Sold
GENERAL ELECTRIC (GE) — Dividend — Sold
HP INC (HPQ) — Dividend — Sold
HEWLETT PACKARD ENTERPRISE CO (HPE) — Dividend — Sold
INTEL CORP (INTC) — Dividend — Sold
KEYSIGHT TECHS INC (KEYS) — None — Sold
MICRON TECHNOLOGY INC (MU) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Sold
PROCTER & GAMBLE CO (PG) — Dividend — Sold
TESLA INC COM (TSLA) — None — Buy
TESLA INC COM (TSLA) — Sold
VERIZON COMMUNICATIONS (VZ) — Dividend — Sold
Account #5 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #6 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #7 (H)
BRIGHT START EQUITY PORTFOLIO (X) — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
VANGUARD 500 INDEX 529 PORTFOLIO (X) — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO (X) — None
VANGUARD EXPLORER 529 PORTFOLIO (X) — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO (X) — None
Account #8 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO — None
VANGUARD EXPLORER 529 PORTFOLIO — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO — None
Individual Assets (H)
JPMORGAN CHASE BANK (cash) — Interest
RENTAL PROPERTY, GLENVIEW, IL — Rent
Account #1 (H)
FIDELITY GOVERNMENT MONEY MKT (SPAXX) (CASH EQIV) — Dividend
FIDELITY TOTAL MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend
FIDELITY U.S. BOND INDEX PREM FUND (FXNAX) — None
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS (VYM) — Dividend
VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF (VWO) — Dividend
VANGUARD INDEX FDS S&P 500 (VOO) — Dividend
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD BD INDEX FD INC LONG TERM BD ETF (BLV) — Dividend
VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF (BND) — Dividend
VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND (VCLT) — Dividend
ASTRAZENECA ADR REP (AZN) — None — Buy
ASTRAZENECA ADR REP (AZN) — Sold
JOHNSON & JOHNSON COM (JNJ) — Dividend — Buy
JOHNSON & JOHNSON COM (JNJ) — Sold
MODERNA INC COM (MRNA) — None — Buy
MODERNA INC COM (MRNA) — Sold
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold
TESLA INC COM (TSLA) — None — Sold (part)
TESLA INC COM (TSLA) — Sold (part)
TESLA INC COM (TSLA) — Sold
Account #2 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #3 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #4 (H)
FIDELITY GOVERNMENT MONEY MARKET (SPAXX) (CASH EQUIV.) — Dividend
FIDELITY GOVERNMENT CASH RESERVES (FDRXX) (cash) — Dividend — Buy
MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend — Buy
FIDELITY NASDAQ COMPOSITE INDEX (FNCMX) — Dividend — Buy
FIDELITY DISCIPLINED EQUITY (FDEQX) — Dividend — Buy
FIDELITY U.S. BOND INDEX PREM. FUND (FXNAX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Buy (add'l)
INVESCO GROWTH AND INCOME (ACGIX) — Dividend — Sold
INVESCO MID CAP (VGRAX) — None — Sold
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — None — Buy
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — Sold
INVESTCO GLOBIAL OPPORTUNITIES (OPGIX) — None — Sold
INVESCO OPPENHEIMER GLOBAL FD CLASS A (OPPAX) — None — Sold
AB CAP FD INC RELATIVE VALUE FD CL A (CABDX) — None — Sold
BLACKROCK ADV LG CAP GRWTH FD A (BMCAX) — None — Sold
BLACKROCK ADV INTL FD A (BROAX) — Dividend — Sold
BLACKROCK BASIC VALUE FD INC A (MDBAX) — None — Sold
COLUMBIA ACORN INTERNATIONAL (LAIAX) — None — Sold
COLUMBIA FDS SER TR I MID CAP GROWTH FUND (CBSAX) — Dividend — Sold
EUROPACIFIC GROWTH FD CLASS A (AEPGX) — Dividend — Sold
FIRST EAGLE GLOBAL INC GLOBAL FD CL A (SGENX) — None — Sold
GOLDMAN SACHS SMALL CAP VALUE FD CL A (GSSMX) — None — Sold
AMERICAN GROWTH FUND OF AMERICA (GFAFX) — Dividend — Sold
AMERICAN INCOME FUND OF AMERICA (IFAFX) — Dividend — Sold
NORTHERN INCOME EQUITY (NOIEX) — Dividend
NORTHERN SMALL CAP (NOSGX) — Dividend
NORTHERN STOCK INDEX (NOSIX) — Dividend
PIONEER SER TR IV CLASSIC BALANCED FD CLASS A (AOBLX) — Dividend — Sold
T ROWE PR BLUE CHIP GRWTH FD (TRBCX) — Dividend
T ROWE PR EQ INC (PRFDX) — Dividend
TEMPLETON GRWTH FD INC A (TEPLX) — None — Sold
VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) — Dividend — Sold (part)
VANGUARD GRWTH & INC PORT (VQNPX) — Dividend
VANGUARD WINDSOR II FD (VWNFX) — Dividend
VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) — Dividend
FIDELITY U.S. BOND INDEX FUND (FXNAX) — Dividend — Buy
LORD ABBETT BD-DEB A (LBNDX) — Dividend — Sold
VANGUARD INDEX FUNDS S&P 500 ETF USD (VOO) — Dividend — Buy
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend — Buy
VANGUARD TOT STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD REIT ETF (VNQ) — Dividend — Sold
COCA-COLA EUROPEAN PARTNERS PLC (CCEP) — None — Sold
AT&T INC COM (T) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold
AGILENT TECH INC (A) — Dividend — Sold
ALTRIA GROUP (MO) — Dividend — Sold
AMEREN CORP (AEE) — Dividend — Sold
APPLE INC COM (AAPL) — Dividend — Buy (add'l)
APPLE INC COM (AAPL) — Buy (add'l)
ARCHER DANIELS MIDLAND (ADM) — Dividend — Sold
BP PLC SPONSORED ADR (BP) — Dividend — Sold
CISCO SYS INC COM (CSCO) — Dividend — Sold
COCA COLA COMPANY (KO) — Dividend — Sold
CONOCOPHILLIPS (COP) — Dividend — Sold
DEERE & CO (DE) — Dividend
DXC TECH CO COM (DXC) (X) — None — Sold
DISNEY WALT COMPANY (DIS) — Dividend — Sold
EXELON CORPORATION (EXC) — Dividend — Sold (part)
EXELON CORPORATION (EXC) — Sold
GENERAL ELECTRIC (GE) — Dividend — Sold
HP INC (HPQ) — Dividend — Sold
HEWLETT PACKARD ENTERPRISE CO (HPE) — Dividend — Sold
INTEL CORP (INTC) — Dividend — Sold
KEYSIGHT TECHS INC (KEYS) — None — Sold
MICRON TECHNOLOGY INC (MU) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Sold
PROCTER & GAMBLE CO (PG) — Dividend — Sold
TESLA INC COM (TSLA) — None — Buy
TESLA INC COM (TSLA) — Sold
VERIZON COMMUNICATIONS (VZ) — Dividend — Sold
Account #5 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #6 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #7 (H)
BRIGHT START EQUITY PORTFOLIO (X) — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
VANGUARD 500 INDEX 529 PORTFOLIO (X) — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO (X) — None
VANGUARD EXPLORER 529 PORTFOLIO (X) — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO (X) — None
Account #8 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO — None
VANGUARD EXPLORER 529 PORTFOLIO — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO — None
Individual Assets (H)
JPMORGAN CHASE BANK (cash) — Interest
RENTAL PROPERTY, GLENVIEW, IL — Rent
Account #1 (H)
FIDELITY GOVERNMENT MONEY MKT (SPAXX) (CASH EQIV) — Dividend
FIDELITY TOTAL MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend
FIDELITY U.S. BOND INDEX PREM FUND (FXNAX) — None
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS (VYM) — Dividend
VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF (VWO) — Dividend
VANGUARD INDEX FDS S&P 500 (VOO) — Dividend
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD BD INDEX FD INC LONG TERM BD ETF (BLV) — Dividend
VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF (BND) — Dividend
VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUND (VCLT) — Dividend
ASTRAZENECA ADR REP (AZN) — None — Buy
ASTRAZENECA ADR REP (AZN) — Sold
JOHNSON & JOHNSON COM (JNJ) — Dividend — Buy
JOHNSON & JOHNSON COM (JNJ) — Sold
MODERNA INC COM (MRNA) — None — Buy
MODERNA INC COM (MRNA) — Sold
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold
TESLA INC COM (TSLA) — None — Sold (part)
TESLA INC COM (TSLA) — Sold (part)
TESLA INC COM (TSLA) — Sold
Account #2 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #3 (H)
VANG PRIMECAP ADM (VPMAX) — None
JH DISCPL VALUE R6 (JDVWX) — None
METWEST TOT RTN BD P (MWTSX) — None
VANG TOT INTL STK IS (VGTSX) — None
VANG EXT MKT IDX ISP (VEMPX) — None
VANG INST INDEX PLUS (VIIIX) — None
VANG TOT BD MKY INST (VBTIX) — None
BLKRK LP IDX 2040 K (LIKKX) — None
BLKRK LP IDX 2050 K (LIPKX) — None
BLKRK LP IDX 2045 K (LIHKX) — None
Account #4 (H)
FIDELITY GOVERNMENT MONEY MARKET (SPAXX) (CASH EQUIV.) — Dividend
FIDELITY GOVERNMENT CASH RESERVES (FDRXX) (cash) — Dividend — Buy
MARKET INDEX FUND (FSKAX) — Dividend — Buy
FIDELITY 500 INDEX PREM FUND (FXAIX) — Dividend — Buy
FIDELITY NASDAQ COMPOSITE INDEX (FNCMX) — Dividend — Buy
FIDELITY DISCIPLINED EQUITY (FDEQX) — Dividend — Buy
FIDELITY U.S. BOND INDEX PREM. FUND (FXNAX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Dividend — Buy
FIDELITY BLUE CHIP GROWTH (FBGRX) — Buy (add'l)
INVESCO GROWTH AND INCOME (ACGIX) — Dividend — Sold
INVESCO MID CAP (VGRAX) — None — Sold
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — None — Buy
INVESCO OPPNHMR. DISC MID CAP (OEGAX) — Sold
INVESTCO GLOBIAL OPPORTUNITIES (OPGIX) — None — Sold
INVESCO OPPENHEIMER GLOBAL FD CLASS A (OPPAX) — None — Sold
AB CAP FD INC RELATIVE VALUE FD CL A (CABDX) — None — Sold
BLACKROCK ADV LG CAP GRWTH FD A (BMCAX) — None — Sold
BLACKROCK ADV INTL FD A (BROAX) — Dividend — Sold
BLACKROCK BASIC VALUE FD INC A (MDBAX) — None — Sold
COLUMBIA ACORN INTERNATIONAL (LAIAX) — None — Sold
COLUMBIA FDS SER TR I MID CAP GROWTH FUND (CBSAX) — Dividend — Sold
EUROPACIFIC GROWTH FD CLASS A (AEPGX) — Dividend — Sold
FIRST EAGLE GLOBAL INC GLOBAL FD CL A (SGENX) — None — Sold
GOLDMAN SACHS SMALL CAP VALUE FD CL A (GSSMX) — None — Sold
AMERICAN GROWTH FUND OF AMERICA (GFAFX) — Dividend — Sold
AMERICAN INCOME FUND OF AMERICA (IFAFX) — Dividend — Sold
NORTHERN INCOME EQUITY (NOIEX) — Dividend
NORTHERN SMALL CAP (NOSGX) — Dividend
NORTHERN STOCK INDEX (NOSIX) — Dividend
PIONEER SER TR IV CLASSIC BALANCED FD CLASS A (AOBLX) — Dividend — Sold
T ROWE PR BLUE CHIP GRWTH FD (TRBCX) — Dividend
T ROWE PR EQ INC (PRFDX) — Dividend
TEMPLETON GRWTH FD INC A (TEPLX) — None — Sold
VANGUARD REAL ESTATE INDEX ADMIRAL (VGSLX) — Dividend — Sold (part)
VANGUARD GRWTH & INC PORT (VQNPX) — Dividend
VANGUARD WINDSOR II FD (VWNFX) — Dividend
VANGUARD TOT STK MRKT INDEX ADMIRAL (VTSAX) — Dividend
FIDELITY U.S. BOND INDEX FUND (FXNAX) — Dividend — Buy
LORD ABBETT BD-DEB A (LBNDX) — Dividend — Sold
VANGUARD INDEX FUNDS S&P 500 ETF USD (VOO) — Dividend — Buy
VANGUARD INDEX FDS VANGUARD SMALL CAP (VB) — Dividend — Buy
VANGUARD TOT STK MKT ETF (VTI) — Dividend — Buy (add'l)
VANGUARD REIT ETF (VNQ) — Dividend — Sold
COCA-COLA EUROPEAN PARTNERS PLC (CCEP) — None — Sold
AT&T INC COM (T) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold
AGILENT TECH INC (A) — Dividend — Sold
ALTRIA GROUP (MO) — Dividend — Sold
AMEREN CORP (AEE) — Dividend — Sold
APPLE INC COM (AAPL) — Dividend — Buy (add'l)
APPLE INC COM (AAPL) — Buy (add'l)
ARCHER DANIELS MIDLAND (ADM) — Dividend — Sold
BP PLC SPONSORED ADR (BP) — Dividend — Sold
CISCO SYS INC COM (CSCO) — Dividend — Sold
COCA COLA COMPANY (KO) — Dividend — Sold
CONOCOPHILLIPS (COP) — Dividend — Sold
DEERE & CO (DE) — Dividend
DXC TECH CO COM (DXC) (X) — None — Sold
DISNEY WALT COMPANY (DIS) — Dividend — Sold
EXELON CORPORATION (EXC) — Dividend — Sold (part)
EXELON CORPORATION (EXC) — Sold
GENERAL ELECTRIC (GE) — Dividend — Sold
HP INC (HPQ) — Dividend — Sold
HEWLETT PACKARD ENTERPRISE CO (HPE) — Dividend — Sold
INTEL CORP (INTC) — Dividend — Sold
KEYSIGHT TECHS INC (KEYS) — None — Sold
MICRON TECHNOLOGY INC (MU) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Dividend — Sold
MOTOROLA SOLUTIONS INC COM NEW (MSI) — Sold
PROCTER & GAMBLE CO (PG) — Dividend — Sold
TESLA INC COM (TSLA) — None — Buy
TESLA INC COM (TSLA) — Sold
VERIZON COMMUNICATIONS (VZ) — Dividend — Sold
Account #5 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #6 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
Account #7 (H)
BRIGHT START EQUITY PORTFOLIO (X) — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
BRIGHT START INDEX BALANCED PORTFOLIO — None
BRIGHT START INDEX FIXED INCOME PORTFOLIO — None
VANGUARD 500 INDEX 529 PORTFOLIO (X) — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO (X) — None
VANGUARD EXPLORER 529 PORTFOLIO (X) — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO (X) — None
Account #8 (H)
BRIGHT START EQUITY PORTFOLIO — None
BRIGHT START BALANCED PORTFOLIO — None
BRIGHT START FIXED INCOME PORTFOLIO — None
BRIGHT START INDEX EQUITY PORTFOLIO — None
T ROWE PRICE LARGE-CAP GROWTH 529 PORTFOLIO — None
VANGUARD EXPLORER 529 PORTFOLIO — None
VANGUARD TOTAL STOCK MARKET 529 PORTFOLIO — None
Board Member, Leadership Greater Chicago
Board Member, Northwestern Law School Alumni Club of Chicago
Board Member, Federal Bar Association, Chicago Chapter
Senior Advisory Council member, South Asian Bar Association
Associate Editor, American Bar Association, Section of Litigation
Instructor, Traditional Karate Club of Wilmette
Adjunct Professor, Northwestern University School of Law
Board Member, Asian American Judges Association of Illinois
Committee Member, Federal Magistrate Judges Association
Board Member, Leadership Greater Chicago
Board Member, Northwestern Law School Alumni Club of Chicago
Board Member, Federal Bar Association, Chicago Chapter
Senior Advisory Council member, South Asian Bar Association
Associate Editor, American Bar Association, Section of Litigation
Instructor, Traditional Karate Club of Wilmette
Adjunct Professor, Northwestern University School of Law
Board Member, Asian American Judges Association of Illinois
Committee Member, Federal Magistrate Judges Association
Board Member, Leadership Greater Chicago
Board Member, Northwestern Law School Alumni Club of Chicago
Board Member, Federal Bar Association, Chicago Chapter
Senior Advisory Council member, South Asian Bar Association
Associate Editor, American Bar Association, Section of Litigation
Instructor, Traditional Karate Club of Wilmette
Adjunct Professor, Northwestern University School of Law
Board Member, Asian American Judges Association of Illinois
Committee Member, Federal Magistrate Judges Association
Board Member, Leadership Greater Chicago
Board Member, Northwestern Law School Alumni Club of Chicago
Board Member, Federal Bar Association, Chicago Chapter
Senior Advisory Council member, South Asian Bar Association
Associate Editor, American Bar Association, Section of Litigation
Instructor, Traditional Karate Club of Wilmette
Adjunct Professor, Northwestern University School of Law
Board Member, Asian American Judges Association of Illinois
Committee Member, Federal Magistrate Judges Association
Income — 2020 — Northwestern University School of Law (Adjunct Professor) — $3,000.00
Income — 2020 — Northwestern University School of Law (Adjunct Professor) — $3,000.00
Income — 2020 — Northwestern University School of Law (Adjunct Professor) — $3,000.00
Income — 2020 — Northwestern University School of Law (Adjunct Professor) — $3,000.00
Spouse's income — 2020 — Northwestern University (salary)
Spouse's income — 2020 — Northwestern University (salary)
Spouse's income — 2020 — Northwestern University (salary)
Spouse's income — 2020 — Northwestern University (salary)
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.