Paul William Grimm

What was filed

657
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
3
income
3
spouse income

Named parties

University of Maryland School of Law
State of Maryland
Dietician-Health Care Services Group (HCSG)

As filed

M&T Bank accounts — Interest

AXA Equitable TSA (Equi-Vest) — None

Fidelity Government Cash Reserves Roth — Dividend

T Rowe Price Government Money — Dividend

IRA - MORGAN STANLEY (#1) (H):

Morgan Stanley Bank — Interest

IShares S&P 500 Value ETF — Dividend — Buy (add'l)

IShares S&P 500 Value ETF — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Dividend — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Dividend — Buy (add'l)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Dividend — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Sold

American Century Emerging Markets I — Dividend — Buy (add'l)

American Century Emerging Markets I — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Dividend — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Janus Henderson International Opportunity — Dividend — Buy (add'l)

Janus Henderson International Opportunity — Buy (add'l)

Neuberger Berman Core Bond Inst — Dividend — Buy (add'l)

Neuberger Berman Core Bond Inst — Buy (add'l)

Neuberger Berman Core Bond Inst — Sold (part)

Neuberger Berman Core Bond Inst — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Dividend — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Buy (add'l)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold (part)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Royce Opportunity Inv — None — Buy (add'l)

Royce Opportunity Inv — Buy (add'l)

Royce Opportunity Inv — Sold

Touchstone Sands Capital Select Growth Y — Dividend — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Sold (part)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Lord Abbett Total Return — Dividend — Buy (add'l)

Lord Abbett Total Return — Buy (add'l)

Lord Abbett Total Return — Sold (part)

Lord Abbett Total Return — Buy (add'l)

Guggenheim Macro Opportunity — Dividend — Buy (add'l)

Guggenheim Macro Opportunity — Buy (add'l)

Guggenheim Macro Opportunity — Sold (part)

Guggenheim Macro Opportunity — Buy (add'l)

Hartford Multi Factor Develop — None — Buy (add'l)

Hartford Multi Factor Develop — Buy (add'l)

Hartford Multi Factor Develop — Sold

AB Concentrated Gw Adv — Dividend — Buy (add'l)

AB Concentrated Gw Adv — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Dividend — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Buy (add'l)

Franklin Intl Growth — Dividend — Buy

Franklin Intl Growth — Buy (add'l)

Victory Shares US Min Vol — Dividend — Buy

Victory Shares US Min Vol — Buy (add'l)

Virtus KAR SM-CAP Value — Dividend — Buy

Virtus KAR SM-CAP Value — Buy (add'l)

WCM Focused Intl Gwth — Dividend — Buy

WCM Focused Intl Gwth — Buy (add'l)

IRA - MORGAN STANLEY (#2) (H):

SPDR S&P 500 ETF Trust — Dividend — Sold (part)

SPDR S&P 500 ETF Trust — Sold

Schwab US Mid Cap ETF — Dividend — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

Schwab US Mid Cap ETF — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

SPDR S&P Mid Cap 400 ETF Trust — Dividend — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Sold (part)

Vanguard Mid Cap ETF — Dividend — Sold (part)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

SPDR DJIA Trust — Dividend — Sold (part)

SPDR DJIA Trust — Buy (add'l)

SPDR DJIA Trust — Sold (part)

Morgan Stanley Bank — Interest

Invesco S&P 500 Revenue ETF — Sold (part)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Sold (part)

Schwab US Large Cap ETF — Dividend — Buy

Schwab US Large Cap ETF — Sold

Schwab US Large Cap ETF — Buy

Schwab US Large Cap ETF — Sold

iShares Russell Top 200 — Dividend — Sold (part)

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy (add'l)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

FEDERATED GOVT OBLIG ADV — Dividend — Buy

FEDERATED GOVT OBLIG ADV — Buy (add'l)

FEDERATED GOVT OBLIG ADV — Sold (part)

FEDERATED GOVT OBLIG ADV — Sold

INVESCO S&P 500 EQUAL WEIGHT — Dividend — Buy

INVESCO S&P 500 EQUAL WEIGHT — Buy (add'l)

INVESCO S&P 500 EQUAL WEIGHT — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Dividend — Buy

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD VALUE ETF INDEX — Dividend — Buy

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

IRA - MORGAN STANLEY (#3) (H):

Morgan Stanley Bank — Interest

Eaton Vance Tax Mg By-WR — Dividend — Sold (part)

IShares Cohen & Steers REIT ETF — Dividend — Buy (add'l)

IShares Cohen & Steers REIT ETF — Sold

Invesco S&P 500 High Dividend — Dividend — Buy (add'l)

SPDR Barclays Convertible — Dividend — Sold (part)

SPDR Barclays Convertible — Sold

SPDR S&P Dividend — Dividend — Sold (part)

Voya Global Advantage — Dividend — Sold (part)

AB High Income Adv — Dividend — Sold (part)

Janus Henderson Global Income — Dividend — Sold (part)

Principal Preferred Sec Inst. — Dividend — Sold (part)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Columbia Strategic Income — Dividend — Buy (add'l)

Columbia Strategic Income — Buy (add'l)

Guggenheim Macro Opport I — Dividend — Buy (add'l)

Guggenheim Macro Opport I — Buy (add'l)

CALAMOS CONVERTIBLE FUND I — Dividend — Buy

CALAMOS CONVERTIBLE FUND I — Sold (part)

FEDERATED HRMS STR VAL DIV IS — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Buy (add'l)

Exelon Corporation stock — Dividend

M&T Bank accounts — Interest

AXA Equitable TSA (Equi-Vest) — None

Fidelity Government Cash Reserves Roth — Dividend

T Rowe Price Government Money — Dividend

IRA - MORGAN STANLEY (#1) (H):

Morgan Stanley Bank — Interest

IShares S&P 500 Value ETF — Dividend — Buy (add'l)

IShares S&P 500 Value ETF — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Dividend — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Dividend — Buy (add'l)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Dividend — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Sold

American Century Emerging Markets I — Dividend — Buy (add'l)

American Century Emerging Markets I — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Dividend — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Janus Henderson International Opportunity — Dividend — Buy (add'l)

Janus Henderson International Opportunity — Buy (add'l)

Neuberger Berman Core Bond Inst — Dividend — Buy (add'l)

Neuberger Berman Core Bond Inst — Buy (add'l)

Neuberger Berman Core Bond Inst — Sold (part)

Neuberger Berman Core Bond Inst — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Dividend — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Buy (add'l)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold (part)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Royce Opportunity Inv — None — Buy (add'l)

Royce Opportunity Inv — Buy (add'l)

Royce Opportunity Inv — Sold

Touchstone Sands Capital Select Growth Y — Dividend — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Sold (part)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Lord Abbett Total Return — Dividend — Buy (add'l)

Lord Abbett Total Return — Buy (add'l)

Lord Abbett Total Return — Sold (part)

Lord Abbett Total Return — Buy (add'l)

Guggenheim Macro Opportunity — Dividend — Buy (add'l)

Guggenheim Macro Opportunity — Buy (add'l)

Guggenheim Macro Opportunity — Sold (part)

Guggenheim Macro Opportunity — Buy (add'l)

Hartford Multi Factor Develop — None — Buy (add'l)

Hartford Multi Factor Develop — Buy (add'l)

Hartford Multi Factor Develop — Sold

AB Concentrated Gw Adv — Dividend — Buy (add'l)

AB Concentrated Gw Adv — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Dividend — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Buy (add'l)

Franklin Intl Growth — Dividend — Buy

Franklin Intl Growth — Buy (add'l)

Victory Shares US Min Vol — Dividend — Buy

Victory Shares US Min Vol — Buy (add'l)

Virtus KAR SM-CAP Value — Dividend — Buy

Virtus KAR SM-CAP Value — Buy (add'l)

WCM Focused Intl Gwth — Dividend — Buy

WCM Focused Intl Gwth — Buy (add'l)

IRA - MORGAN STANLEY (#2) (H):

SPDR S&P 500 ETF Trust — Dividend — Sold (part)

SPDR S&P 500 ETF Trust — Sold

Schwab US Mid Cap ETF — Dividend — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

Schwab US Mid Cap ETF — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

SPDR S&P Mid Cap 400 ETF Trust — Dividend — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Sold (part)

Vanguard Mid Cap ETF — Dividend — Sold (part)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

SPDR DJIA Trust — Dividend — Sold (part)

SPDR DJIA Trust — Buy (add'l)

SPDR DJIA Trust — Sold (part)

Morgan Stanley Bank — Interest

Invesco S&P 500 Revenue ETF — Sold (part)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Sold (part)

Schwab US Large Cap ETF — Dividend — Buy

Schwab US Large Cap ETF — Sold

Schwab US Large Cap ETF — Buy

Schwab US Large Cap ETF — Sold

iShares Russell Top 200 — Dividend — Sold (part)

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy (add'l)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

FEDERATED GOVT OBLIG ADV — Dividend — Buy

FEDERATED GOVT OBLIG ADV — Buy (add'l)

FEDERATED GOVT OBLIG ADV — Sold (part)

FEDERATED GOVT OBLIG ADV — Sold

INVESCO S&P 500 EQUAL WEIGHT — Dividend — Buy

INVESCO S&P 500 EQUAL WEIGHT — Buy (add'l)

INVESCO S&P 500 EQUAL WEIGHT — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Dividend — Buy

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD VALUE ETF INDEX — Dividend — Buy

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

IRA - MORGAN STANLEY (#3) (H):

Morgan Stanley Bank — Interest

Eaton Vance Tax Mg By-WR — Dividend — Sold (part)

IShares Cohen & Steers REIT ETF — Dividend — Buy (add'l)

IShares Cohen & Steers REIT ETF — Sold

Invesco S&P 500 High Dividend — Dividend — Buy (add'l)

SPDR Barclays Convertible — Dividend — Sold (part)

SPDR Barclays Convertible — Sold

SPDR S&P Dividend — Dividend — Sold (part)

Voya Global Advantage — Dividend — Sold (part)

AB High Income Adv — Dividend — Sold (part)

Janus Henderson Global Income — Dividend — Sold (part)

Principal Preferred Sec Inst. — Dividend — Sold (part)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Columbia Strategic Income — Dividend — Buy (add'l)

Columbia Strategic Income — Buy (add'l)

Guggenheim Macro Opport I — Dividend — Buy (add'l)

Guggenheim Macro Opport I — Buy (add'l)

CALAMOS CONVERTIBLE FUND I — Dividend — Buy

CALAMOS CONVERTIBLE FUND I — Sold (part)

FEDERATED HRMS STR VAL DIV IS — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Buy (add'l)

Exelon Corporation stock — Dividend

M&T Bank accounts — Interest

AXA Equitable TSA (Equi-Vest) — None

Fidelity Government Cash Reserves Roth — Dividend

T Rowe Price Government Money — Dividend

IRA - MORGAN STANLEY (#1) (H):

Morgan Stanley Bank — Interest

IShares S&P 500 Value ETF — Dividend — Buy (add'l)

IShares S&P 500 Value ETF — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Dividend — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Dividend — Buy (add'l)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Dividend — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Buy (add'l)

Invesco S&P 500 Low Volatility ETF — Sold

American Century Emerging Markets I — Dividend — Buy (add'l)

American Century Emerging Markets I — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Dividend — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Janus Henderson International Opportunity — Dividend — Buy (add'l)

Janus Henderson International Opportunity — Buy (add'l)

Neuberger Berman Core Bond Inst — Dividend — Buy (add'l)

Neuberger Berman Core Bond Inst — Buy (add'l)

Neuberger Berman Core Bond Inst — Sold (part)

Neuberger Berman Core Bond Inst — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Dividend — Buy (add'l)

PGIM Jennison Mid Cap Growth Z — Buy (add'l)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold (part)

PGIM Absolute Return Bond Z — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Royce Opportunity Inv — None — Buy (add'l)

Royce Opportunity Inv — Buy (add'l)

Royce Opportunity Inv — Sold

Touchstone Sands Capital Select Growth Y — Dividend — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Touchstone Sands Capital Select Growth Y — Sold (part)

Touchstone Sands Capital Select Growth Y — Buy (add'l)

Lord Abbett Total Return — Dividend — Buy (add'l)

Lord Abbett Total Return — Buy (add'l)

Lord Abbett Total Return — Sold (part)

Lord Abbett Total Return — Buy (add'l)

Guggenheim Macro Opportunity — Dividend — Buy (add'l)

Guggenheim Macro Opportunity — Buy (add'l)

Guggenheim Macro Opportunity — Sold (part)

Guggenheim Macro Opportunity — Buy (add'l)

Hartford Multi Factor Develop — None — Buy (add'l)

Hartford Multi Factor Develop — Buy (add'l)

Hartford Multi Factor Develop — Sold

AB Concentrated Gw Adv — Dividend — Buy (add'l)

AB Concentrated Gw Adv — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Dividend — Buy (add'l)

Federated Hermes Kaufmann Small Cap — Buy (add'l)

Franklin Intl Growth — Dividend — Buy

Franklin Intl Growth — Buy (add'l)

Victory Shares US Min Vol — Dividend — Buy

Victory Shares US Min Vol — Buy (add'l)

Virtus KAR SM-CAP Value — Dividend — Buy

Virtus KAR SM-CAP Value — Buy (add'l)

WCM Focused Intl Gwth — Dividend — Buy

WCM Focused Intl Gwth — Buy (add'l)

IRA - MORGAN STANLEY (#2) (H):

SPDR S&P 500 ETF Trust — Dividend — Sold (part)

SPDR S&P 500 ETF Trust — Sold

Schwab US Mid Cap ETF — Dividend — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

Schwab US Mid Cap ETF — Buy (add'l)

Schwab US Mid Cap ETF — Sold (part)

SPDR S&P Mid Cap 400 ETF Trust — Dividend — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Sold (part)

Vanguard Mid Cap ETF — Dividend — Sold (part)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

Vanguard Mid Cap ETF — Sold (part)

SPDR DJIA Trust — Dividend — Sold (part)

SPDR DJIA Trust — Buy (add'l)

SPDR DJIA Trust — Sold (part)

Morgan Stanley Bank — Interest

Invesco S&P 500 Revenue ETF — Sold (part)

Invesco S&P 500 Revenue ETF — Buy (add'l)

Invesco S&P 500 Revenue ETF — Sold (part)

Schwab US Large Cap ETF — Dividend — Buy

Schwab US Large Cap ETF — Sold

Schwab US Large Cap ETF — Buy

Schwab US Large Cap ETF — Sold

iShares Russell Top 200 — Dividend — Sold (part)

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy (add'l)

iShares Russell Top 200 — Sold

iShares Russell Top 200 — Buy

iShares Russell Top 200 — Sold (part)

iShares Russell Top 200 — Sold

FEDERATED GOVT OBLIG ADV — Dividend — Buy

FEDERATED GOVT OBLIG ADV — Buy (add'l)

FEDERATED GOVT OBLIG ADV — Sold (part)

FEDERATED GOVT OBLIG ADV — Sold

INVESCO S&P 500 EQUAL WEIGHT — Dividend — Buy

INVESCO S&P 500 EQUAL WEIGHT — Buy (add'l)

INVESCO S&P 500 EQUAL WEIGHT — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Dividend — Buy

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD INDEX FDS S&P 500 ETF — Buy (add'l)

VANGUARD INDEX FDS S&P 500 ETF — Sold (part)

VANGUARD VALUE ETF INDEX — Dividend — Buy

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

VANGUARD VALUE ETF INDEX — Buy (add'l)

VANGUARD VALUE ETF INDEX — Sold (part)

IRA - MORGAN STANLEY (#3) (H):

Morgan Stanley Bank — Interest

Eaton Vance Tax Mg By-WR — Dividend — Sold (part)

IShares Cohen & Steers REIT ETF — Dividend — Buy (add'l)

IShares Cohen & Steers REIT ETF — Sold

Invesco S&P 500 High Dividend — Dividend — Buy (add'l)

SPDR Barclays Convertible — Dividend — Sold (part)

SPDR Barclays Convertible — Sold

SPDR S&P Dividend — Dividend — Sold (part)

Voya Global Advantage — Dividend — Sold (part)

AB High Income Adv — Dividend — Sold (part)

Janus Henderson Global Income — Dividend — Sold (part)

Principal Preferred Sec Inst. — Dividend — Sold (part)

PGIM Absolute Return Bond Z — Dividend — Buy (add'l)

PGIM Absolute Return Bond Z — Sold

Columbia Strategic Income — Dividend — Buy (add'l)

Columbia Strategic Income — Buy (add'l)

Guggenheim Macro Opport I — Dividend — Buy (add'l)

Guggenheim Macro Opport I — Buy (add'l)

CALAMOS CONVERTIBLE FUND I — Dividend — Buy

CALAMOS CONVERTIBLE FUND I — Sold (part)

FEDERATED HRMS STR VAL DIV IS — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Dividend — Buy

PERFORMANCE TRUST STRAT BD I — Buy (add'l)

Exelon Corporation stock — Dividend

Adjunct Professor, Part Time, University of Maryland School of Law

Income — 2020 — State of Maryland — $2,500.00

Spouse's income — 2020 — Dietician-Health Care Services Group (HCSG)

Part VII, Line 103 Federated Kaufmann Small Cap: name change to Federated Hermes Kaufmann Small Cap