Laura K. Grandy
2020
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Pull out the substance of this filing.
What was filed
510
investments
0
positions
0
gifts
2
agreements
6
debts
0
reimbursements
2
income
0
spouse income
Named parties
- See Note in Part VIII
- Bank of Springfield
- Bank of Belleville
- Mathis, Marifian & Richter, Ltd.
As filed
Northwestern Mutual Variable Paid Up Life Insurance Policy (H) — See Note in Part VIII
International Equity Franklin Tpl — None — See Note in Part VIII
Small Cap Growth Wellington — None — See Note in Part VIII
International Developed Markets Formerly Russell Non-US — None — See Note in Part VIII
Domestic Equity Delaware Mgmt — None — See Note in Part VIII
Focused Appreciation Janus — None — See Note in Part VIII
Equity Income T Rowe Price — None — See Note in Part VIII
Northwestern Mutual 65 Life Insurance Policy — Dividend
Northwestern Mutual 65 Life Insurance Policy — Dividend — See Note in Part VIII
Raymond James Trust U/A dtd 07/02/98 (H)
Apple Inc (APPL) — Dividend
First Eagle Global Fund A (SGENX) — Dividend
Federated Hermes Kaufmann Lg Cap A (KLCAX) — Dividend
Ivy Core Equity Fund (WCEAX) — Dividend
Raymond James (H)
Federated Hermes Kaufmann Large Cap A (KLCAX) — Dividend
Fundamental Investors Fund Class A (ANCFX) — Dividend
Federated Hermes Strategic Value (SVAAX) — Dividend
Lord Abbott Growth (LGLCX) — Dividend
American Funds Europacific (AEPFX) — None — Sold
AF American Mutual F2 (AMRFX) — Dividend — Sold (part)
Champlain Mid Cap Fund (CIPIX) — Dividend — Sold (part)
MFS Research Fund (MRFIX) — Dividend — Sold (part)
T Rowe Price Sm Cap (PRSVX) — Dividend — Buy (add'l)
Clearbridge Equity (SOPYX) — Dividend — Buy (add'l)
Wells FargoAdvantage Int (WFVIX) — None — Sold
Dodge & Cox Income Fund (DODIX) — Dividend
John Hancock Disciplined Value (JVMIX) — Dividend — Buy (add'l)
Metropolitan West Rtn Bond (MWTIX) — Dividend — Sold (part)
Prudential Absolute (PADZX) — Dividend — Buy (add'l)
Pioneer Fundamental Growth (PIGFX) — Dividend
Baird Aggregate Bond Fund Instl Class (BAGIX) — Dividend — Sold (part)
First TR Exchange Traded FD VI Dorsey Wright Focus (FV) — Dividend
Raymond James (H)
Cash/Money Market — Interest
Blackrock Global (MALOX) — Dividend
Lord Abbott Bond (LBDFX) — Dividend
Pineywoods, Swansea, IL (2001 $226,000) — None
MMRG Building, Belleville, IL (2003 $370,000) — None
Merrill Lynch (H)
Cash/Money Market Trust — Interest
Cash - IRA — Interest
Bank Deposit OPP — Interest
Danaher Corp DEL COM (CMCSA) — Dividend
Honeywell Intl Inc Del (HON) — Dividend — Sold (part)
Honeywell Intl Inc Del (HON) — Sold (part)
Honeywell Intl Inc Del (HON) — Sold
Loomis Sayles Growth (LSGRX) — Dividend
Bank of America Merrill Lynch Wealth Mgmt 68 — Interest
Bank of America Money Market Checking Acct 84 — Interest
Equitable AXA Accumultor 2004 (H)
EQ/Moderate Allocation — Dividend
Apple Inc (AAPL) — Dividend
Amazon Com Inc (AMZN) — None — Sold (part)
McDonald's Corp (MCD) — Dividend
Harding Loevner Emerg Markets Fund (HLEMX) — Dividend — Buy (add'l)
Artisian International Fund (APDIX) — None — Sold
Facebook (FB) — None
Mastercard (MA) — Dividend
Federated Hermes Kaufman (KAUIX) — Dividend
AIG Focused (FDSWX) — Dividend
Thornburg Intl Growth Class C (TIGCX) — Dividend
Waste Management (WM) — Dividend — Sold (part)
Waste Management (WM) — Sold
Fedserated Hermes Kaufman Small Cap Class A (FKASX) — Dividend
Federated Hermes International Strategic Value Div (IVFAX) — Dividend
Loomis Sayles Growth (LSGRX) — Dividend — Sold (part)
Advanced Micro (AMD — None — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Diageo PLC SPSD (DEO) — Dividend — Sold
Kansas City Southern (KSU) — Dividend — Sold (part)
Kinder Morgan Inc Del (KMI) — Dividend — Sold (part)
Kinder Morgan Inc Del (KMI) — Buy (add'l)
Kinder Morgan Inc Del (KMI) — Sold (part)
Kinder Morgan Inc Del (KMI) — Sold (part)
Kinder Morgan Inc Del (KMI) — Sold
Pepsico (PEP) — Dividend — Sold (part)
Pepsico (PEP) — Sold
Royal Dutch Shell (RDSB) — Dividend — Sold
VISA (V) — Dividend — Sold (part)
VISA (V) — Sold (part)
First Capital Strength Series 41 — None — Sold
First Trust Tech Select Series 71 — Dividend — Sold
First Trust Dividend Series 41 — Dividend — Sold
American Funds Growth Class C (GWPCX) — Dividend
Principal Blue Chip Class C (PBLCX) — Dividend
Federated Hermes ST Income Class Y N/L (FSTYX) — Dividend — Sold (part)
Broadway Prom LLC — None
St. George Island, FL (8/30/2018) — None
Blackrock Mid Cap Growth (CMGIX) — None
Blackrock Equity Dividend (MADVX) — Dividend
Alphabet Inc (GOOGL) — None — Buy (add'l)
Alphabet Inc (GOOGL) — Buy (add'l)
Alphabet Inc (GOOGL) — Buy (add'l)
American Tower REIT (AMT) — Dividend — Buy (add'l)
American Tower REIT (AMT) — Buy (add'l)
American Tower REIT (AMT) — Sold
Analog Devices (ADI) — Dividend — Sold (part)
Analog Devices (ADI) — Sold (part)
Analog Devices (ADI) — Sold
Apple (APPL) — Dividend — Sold (part)
Apple (APPL) — Sold (part)
AT&T (T) — Dividend — Buy (add'l)
AT&T (T) — Sold
Benton Dickinson (BDX) — Dividend — Buy (add'l)
Benton Dickinson (BDX) — Sold
Centene (CNC) — None — Buy (add'l)
Centene (CNC) — Sold (part)
Centene (CNC) — Sold
Cisco (CSCO) — Dividend — Sold
Disney (DIS) — Dividend — Sold
Thermo Fisher Scientific (TMO) — Dividend — Sold (part)
Ishares Russell 1000 (IWF) — Dividend — Buy (add'l)
Ishares Russell 1000 (IWF) — Buy (add'l)
Ishares Russell 1000 (IWF) — Buy (add'l)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold
Putnam Diversified (PDVYX) — Dividend — Buy (add'l)
Putnam Diversified (PDVYX) — Buy (add'l)
Sector SPD Utilities — Dividend — Sold
SPDR Gold Trust — None — Buy (add'l)
AQR Large Cap Defen (AUEIX) — Dividend — Buy (add'l)
Pimco Low Duration (PLDPX) — Dividend
T Rowe Price US Equity Research (PRCOX) — Dividend — Sold (part)
Broadcom Ltd (AVGO) — Dividend — Buy
Broadcom Ltd (AVGO) — Buy (add'l)
Broadcom Ltd (AVGO) — Buy (add'l)
Charter Communications (CHTR) — None — Buy
Charter Communications (CHTR) — Buy (add'l)
Citrix Systems (CTXS) — Dividend — Buy
Citrix Systems (CTXS) — Sold
Conoco Phillips (COP) — None — Buy
Conoco Phillips (COP) — Buy (add'l)
Costco Wholesale (COST) — Dividend — Buy
Costco Wholesale (COST) — Buy (add'l)
Costco Wholesale (COST) — Buy (add'l)
Crowdstrike Holdings (CRWD) — None — Buy
Ecolab (ECL) — Dividend — Buy
Fedex Corp Delaware (FDX) — Dividend — Buy
Kraft Heinz (KHC) — Dividend — Buy
Kraft Heinz (KHC) — Buy (add'l)
Microsoft — Dividend — Buy
Microsoft — Buy (add'l)
Monster Beverage (MNST) — None — Buy
Monster Beverage (MNST) — Buy (add'l)
Nextera Energy Inc (NEE) — Dividend — Buy
Nextera Energy Inc (NEE) — Buy (add'l)
Nutrien Ltd (NTR) — Dividend — Buy
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Occidental Pete Corp (OXY) — Dividend — Buy
Occidental Pete Corp (OXY) — Buy (add'l)
Occidental Pete Corp (OXY) — Sold (part)
Occidental Pete Corp (OXY) — Sold
Raytheon Technologies (RTX) — None — Buy
Raytheon Technologies (RTX) — Buy (add'l)
Raytheon Technologies (RTX) — Sold
Twain S Mfg ADR (TSM) — Dividend — Buy
Twain S Mfg ADR (TSM) — Buy (add'l)
Twain S Mfg ADR (TSM) — Buy (add'l)
United Health Group (UHC) — Dividend — Buy
United Health Group (UHC) — Buy
United Parcel Service (UPS) — Dividend — Buy
United Parcel Service (UPS) — Buy (add'l)
United Parcel Service (UPS) — Buy (add'l)
Verizon (VZN) — Dividend — Buy
Verizon (VZN) — Buy (add'l)
Invesco S&P 500 (RSP) — Dividend — Buy
Invesco Russell 3000 (IWV) — Dividend — Buy
Ishare Silver (SLV) — None — Buy
Ishare Silver (SLV) — Buy (add'l)
Ishare Silver (SLV) — Sold
Putnam Ultra Short (PSDYX) — Dividend — Buy
Vaneck Vectors ETF (GDX) — None — Buy
Vaneck Vectors ETF (GDX) — Sold
Wisdom Tree Emerging (DEM) — None — Buy
Wisdom Tree Emerging (DEM) — Sold
First Capital Strength Series 50 (30312150) — Dividend — Buy
First Trust Tech Select Series 79 (30315P192) — None — Buy
First Trust Innovative Health Care (30313Y195) — Dividend — Buy
First Trust Innovative Health Care (30313Y195) — Redeemed (part)
First Trust Innovative Health Care (30313Y195) — Buy (add'l)
John Hancock Intl Growth (GOGIX) — Dividend — Buy
JP Morgan Small Cap (VSEIX) — Dividend — Buy
T Rowe Overseas (TROSX) — Dividend — Buy
T Rowe Overseas (TROSX) — Buy (add'l)
Transamerica High Yield Bond (TDHIX) — Dividend — Buy
Options - Sales & Purchases (H)
Cisco Systems (CSCO) — None — Buy
Cisco Systems (CSCO) — Sold
Cisco Systems (CSCO) — Buy
Cisco Systems (CSCO) — Sold
Cisco Systems (CSCO) — Buy
Cisco Systems (CSCO) — Sold
Royal Dutch Shell (RDSB) — None — Buy
Royal Dutch Shell (RDSB) — Sold
Royal Dutch Shell (RDSB) — Buy
Royal Dutch Shell (RDSB) — Sold
Apple (APPL) — None — Buy
Apple (APPL) — Sold
Apple (APPL) — Buy
Apple (APPL) — Sold
Apple (APPL) — Buy
Apple (APPL) — Expired
Advanced Micro (AMD) — None — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Expired
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Centene Corp (CNC) — None — Buy
Centene Corp (CNC) — Sold
SPDR Gold Trust (GLD) — None — Buy
SPDR Gold Trust (GLD) — Expired
SPDR Gold Trust (GLD) — Buy
SPDR Gold Trust (GLD) — Sold
Ishare Russell 1000 (IWF) — None — Buy
Ishare Russell 1000 (IWF) — Sold
Honeywell (HON) — None — Buy
Honeywell (HON) — Sold
Danaher Corp (DHR) — None — Buy
Danaher Corp (DHR) — Sold
Pepsico (PEP) — None — Buy
Pepsico (PEP) — Sold
Occidental Pete Corp (OXY) — None — Buy
Occidental Pete Corp (OXY) — Sold
Occidental Pete Corp (OXY) — Buy
Occidental Pete Corp (OXY) — Sold
Kinder Morgan (KMI) — None — Buy
Kinder Morgan (KMI) — Expired
Kinder Morgan (KMI) — Buy
Kinder Morgan (KMI) — Sold (part)
Kinder Morgan (KMI) — Sold
Citrix Systems (CTXS) — None — Buy
Citrix Systems (CTXS) — Sold
Ishares Silver (SLV) — None — Buy
Ishares Silver (SLV) — Sold
Northwestern Mutual Variable Paid Up Life Insurance Policy (H) — See Note in Part VIII
International Equity Franklin Tpl — None — See Note in Part VIII
Small Cap Growth Wellington — None — See Note in Part VIII
International Developed Markets Formerly Russell Non-US — None — See Note in Part VIII
Domestic Equity Delaware Mgmt — None — See Note in Part VIII
Focused Appreciation Janus — None — See Note in Part VIII
Equity Income T Rowe Price — None — See Note in Part VIII
Northwestern Mutual 65 Life Insurance Policy — Dividend
Northwestern Mutual 65 Life Insurance Policy — Dividend — See Note in Part VIII
Raymond James Trust U/A dtd 07/02/98 (H)
Apple Inc (APPL) — Dividend
First Eagle Global Fund A (SGENX) — Dividend
Federated Hermes Kaufmann Lg Cap A (KLCAX) — Dividend
Ivy Core Equity Fund (WCEAX) — Dividend
Raymond James (H)
Federated Hermes Kaufmann Large Cap A (KLCAX) — Dividend
Fundamental Investors Fund Class A (ANCFX) — Dividend
Federated Hermes Strategic Value (SVAAX) — Dividend
Lord Abbott Growth (LGLCX) — Dividend
American Funds Europacific (AEPFX) — None — Sold
AF American Mutual F2 (AMRFX) — Dividend — Sold (part)
Champlain Mid Cap Fund (CIPIX) — Dividend — Sold (part)
MFS Research Fund (MRFIX) — Dividend — Sold (part)
T Rowe Price Sm Cap (PRSVX) — Dividend — Buy (add'l)
Clearbridge Equity (SOPYX) — Dividend — Buy (add'l)
Wells FargoAdvantage Int (WFVIX) — None — Sold
Dodge & Cox Income Fund (DODIX) — Dividend
John Hancock Disciplined Value (JVMIX) — Dividend — Buy (add'l)
Metropolitan West Rtn Bond (MWTIX) — Dividend — Sold (part)
Prudential Absolute (PADZX) — Dividend — Buy (add'l)
Pioneer Fundamental Growth (PIGFX) — Dividend
Baird Aggregate Bond Fund Instl Class (BAGIX) — Dividend — Sold (part)
First TR Exchange Traded FD VI Dorsey Wright Focus (FV) — Dividend
Raymond James (H)
Cash/Money Market — Interest
Blackrock Global (MALOX) — Dividend
Lord Abbott Bond (LBDFX) — Dividend
Pineywoods, Swansea, IL (2001 $226,000) — None
MMRG Building, Belleville, IL (2003 $370,000) — None
Merrill Lynch (H)
Cash/Money Market Trust — Interest
Cash - IRA — Interest
Bank Deposit OPP — Interest
Danaher Corp DEL COM (CMCSA) — Dividend
Honeywell Intl Inc Del (HON) — Dividend — Sold (part)
Honeywell Intl Inc Del (HON) — Sold (part)
Honeywell Intl Inc Del (HON) — Sold
Loomis Sayles Growth (LSGRX) — Dividend
Bank of America Merrill Lynch Wealth Mgmt 68 — Interest
Bank of America Money Market Checking Acct 84 — Interest
Equitable AXA Accumultor 2004 (H)
EQ/Moderate Allocation — Dividend
Apple Inc (AAPL) — Dividend
Amazon Com Inc (AMZN) — None — Sold (part)
McDonald's Corp (MCD) — Dividend
Harding Loevner Emerg Markets Fund (HLEMX) — Dividend — Buy (add'l)
Artisian International Fund (APDIX) — None — Sold
Facebook (FB) — None
Mastercard (MA) — Dividend
Federated Hermes Kaufman (KAUIX) — Dividend
AIG Focused (FDSWX) — Dividend
Thornburg Intl Growth Class C (TIGCX) — Dividend
Waste Management (WM) — Dividend — Sold (part)
Waste Management (WM) — Sold
Fedserated Hermes Kaufman Small Cap Class A (FKASX) — Dividend
Federated Hermes International Strategic Value Div (IVFAX) — Dividend
Loomis Sayles Growth (LSGRX) — Dividend — Sold (part)
Advanced Micro (AMD — None — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Advanced Micro (AMD — Sold (part)
Diageo PLC SPSD (DEO) — Dividend — Sold
Kansas City Southern (KSU) — Dividend — Sold (part)
Kinder Morgan Inc Del (KMI) — Dividend — Sold (part)
Kinder Morgan Inc Del (KMI) — Buy (add'l)
Kinder Morgan Inc Del (KMI) — Sold (part)
Kinder Morgan Inc Del (KMI) — Sold (part)
Kinder Morgan Inc Del (KMI) — Sold
Pepsico (PEP) — Dividend — Sold (part)
Pepsico (PEP) — Sold
Royal Dutch Shell (RDSB) — Dividend — Sold
VISA (V) — Dividend — Sold (part)
VISA (V) — Sold (part)
First Capital Strength Series 41 — None — Sold
First Trust Tech Select Series 71 — Dividend — Sold
First Trust Dividend Series 41 — Dividend — Sold
American Funds Growth Class C (GWPCX) — Dividend
Principal Blue Chip Class C (PBLCX) — Dividend
Federated Hermes ST Income Class Y N/L (FSTYX) — Dividend — Sold (part)
Broadway Prom LLC — None
St. George Island, FL (8/30/2018) — None
Blackrock Mid Cap Growth (CMGIX) — None
Blackrock Equity Dividend (MADVX) — Dividend
Alphabet Inc (GOOGL) — None — Buy (add'l)
Alphabet Inc (GOOGL) — Buy (add'l)
Alphabet Inc (GOOGL) — Buy (add'l)
American Tower REIT (AMT) — Dividend — Buy (add'l)
American Tower REIT (AMT) — Buy (add'l)
American Tower REIT (AMT) — Sold
Analog Devices (ADI) — Dividend — Sold (part)
Analog Devices (ADI) — Sold (part)
Analog Devices (ADI) — Sold
Apple (APPL) — Dividend — Sold (part)
Apple (APPL) — Sold (part)
AT&T (T) — Dividend — Buy (add'l)
AT&T (T) — Sold
Benton Dickinson (BDX) — Dividend — Buy (add'l)
Benton Dickinson (BDX) — Sold
Centene (CNC) — None — Buy (add'l)
Centene (CNC) — Sold (part)
Centene (CNC) — Sold
Cisco (CSCO) — Dividend — Sold
Disney (DIS) — Dividend — Sold
Thermo Fisher Scientific (TMO) — Dividend — Sold (part)
Ishares Russell 1000 (IWF) — Dividend — Buy (add'l)
Ishares Russell 1000 (IWF) — Buy (add'l)
Ishares Russell 1000 (IWF) — Buy (add'l)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold (part)
Ishares Russell 1000 (IWF) — Sold
Putnam Diversified (PDVYX) — Dividend — Buy (add'l)
Putnam Diversified (PDVYX) — Buy (add'l)
Sector SPD Utilities — Dividend — Sold
SPDR Gold Trust — None — Buy (add'l)
AQR Large Cap Defen (AUEIX) — Dividend — Buy (add'l)
Pimco Low Duration (PLDPX) — Dividend
T Rowe Price US Equity Research (PRCOX) — Dividend — Sold (part)
Broadcom Ltd (AVGO) — Dividend — Buy
Broadcom Ltd (AVGO) — Buy (add'l)
Broadcom Ltd (AVGO) — Buy (add'l)
Charter Communications (CHTR) — None — Buy
Charter Communications (CHTR) — Buy (add'l)
Citrix Systems (CTXS) — Dividend — Buy
Citrix Systems (CTXS) — Sold
Conoco Phillips (COP) — None — Buy
Conoco Phillips (COP) — Buy (add'l)
Costco Wholesale (COST) — Dividend — Buy
Costco Wholesale (COST) — Buy (add'l)
Costco Wholesale (COST) — Buy (add'l)
Crowdstrike Holdings (CRWD) — None — Buy
Ecolab (ECL) — Dividend — Buy
Fedex Corp Delaware (FDX) — Dividend — Buy
Kraft Heinz (KHC) — Dividend — Buy
Kraft Heinz (KHC) — Buy (add'l)
Microsoft — Dividend — Buy
Microsoft — Buy (add'l)
Monster Beverage (MNST) — None — Buy
Monster Beverage (MNST) — Buy (add'l)
Nextera Energy Inc (NEE) — Dividend — Buy
Nextera Energy Inc (NEE) — Buy (add'l)
Nutrien Ltd (NTR) — Dividend — Buy
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Nutrien Ltd (NTR) — Buy (add'l)
Occidental Pete Corp (OXY) — Dividend — Buy
Occidental Pete Corp (OXY) — Buy (add'l)
Occidental Pete Corp (OXY) — Sold (part)
Occidental Pete Corp (OXY) — Sold
Raytheon Technologies (RTX) — None — Buy
Raytheon Technologies (RTX) — Buy (add'l)
Raytheon Technologies (RTX) — Sold
Twain S Mfg ADR (TSM) — Dividend — Buy
Twain S Mfg ADR (TSM) — Buy (add'l)
Twain S Mfg ADR (TSM) — Buy (add'l)
United Health Group (UHC) — Dividend — Buy
United Health Group (UHC) — Buy
United Parcel Service (UPS) — Dividend — Buy
United Parcel Service (UPS) — Buy (add'l)
United Parcel Service (UPS) — Buy (add'l)
Verizon (VZN) — Dividend — Buy
Verizon (VZN) — Buy (add'l)
Invesco S&P 500 (RSP) — Dividend — Buy
Invesco Russell 3000 (IWV) — Dividend — Buy
Ishare Silver (SLV) — None — Buy
Ishare Silver (SLV) — Buy (add'l)
Ishare Silver (SLV) — Sold
Putnam Ultra Short (PSDYX) — Dividend — Buy
Vaneck Vectors ETF (GDX) — None — Buy
Vaneck Vectors ETF (GDX) — Sold
Wisdom Tree Emerging (DEM) — None — Buy
Wisdom Tree Emerging (DEM) — Sold
First Capital Strength Series 50 (30312150) — Dividend — Buy
First Trust Tech Select Series 79 (30315P192) — None — Buy
First Trust Innovative Health Care (30313Y195) — Dividend — Buy
First Trust Innovative Health Care (30313Y195) — Redeemed (part)
First Trust Innovative Health Care (30313Y195) — Buy (add'l)
John Hancock Intl Growth (GOGIX) — Dividend — Buy
JP Morgan Small Cap (VSEIX) — Dividend — Buy
T Rowe Overseas (TROSX) — Dividend — Buy
T Rowe Overseas (TROSX) — Buy (add'l)
Transamerica High Yield Bond (TDHIX) — Dividend — Buy
Options - Sales & Purchases (H)
Cisco Systems (CSCO) — None — Buy
Cisco Systems (CSCO) — Sold
Cisco Systems (CSCO) — Buy
Cisco Systems (CSCO) — Sold
Cisco Systems (CSCO) — Buy
Cisco Systems (CSCO) — Sold
Royal Dutch Shell (RDSB) — None — Buy
Royal Dutch Shell (RDSB) — Sold
Royal Dutch Shell (RDSB) — Buy
Royal Dutch Shell (RDSB) — Sold
Apple (APPL) — None — Buy
Apple (APPL) — Sold
Apple (APPL) — Buy
Apple (APPL) — Sold
Apple (APPL) — Buy
Apple (APPL) — Expired
Advanced Micro (AMD) — None — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Expired
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Advanced Micro (AMD) — Buy
Advanced Micro (AMD) — Sold
Centene Corp (CNC) — None — Buy
Centene Corp (CNC) — Sold
SPDR Gold Trust (GLD) — None — Buy
SPDR Gold Trust (GLD) — Expired
SPDR Gold Trust (GLD) — Buy
SPDR Gold Trust (GLD) — Sold
Ishare Russell 1000 (IWF) — None — Buy
Ishare Russell 1000 (IWF) — Sold
Honeywell (HON) — None — Buy
Honeywell (HON) — Sold
Danaher Corp (DHR) — None — Buy
Danaher Corp (DHR) — Sold
Pepsico (PEP) — None — Buy
Pepsico (PEP) — Sold
Occidental Pete Corp (OXY) — None — Buy
Occidental Pete Corp (OXY) — Sold
Occidental Pete Corp (OXY) — Buy
Occidental Pete Corp (OXY) — Sold
Kinder Morgan (KMI) — None — Buy
Kinder Morgan (KMI) — Expired
Kinder Morgan (KMI) — Buy
Kinder Morgan (KMI) — Sold (part)
Kinder Morgan (KMI) — Sold
Citrix Systems (CTXS) — None — Buy
Citrix Systems (CTXS) — Sold
Ishares Silver (SLV) — None — Buy
Ishares Silver (SLV) — Sold
Agreement — 03/02/2010 — Mathis, Marifian & Richter Ltd. See Note in Part VIII
Agreement — 03/02/2010 — Mathis, Marifian & Richter Ltd. See Note in Part VIII
Liability — Bank of Springfield — Mortgage - Pineywood Property
Liability — Bank of Belleville — Mortgage on building by MMRG Building LLC
Liability — Bank of Belleville — Mortgage on rental home- St. George Island, FL
Liability — Bank of Springfield — Mortgage - Pineywood Property
Liability — Bank of Belleville — Mortgage on building by MMRG Building LLC
Liability — Bank of Belleville — Mortgage on rental home- St. George Island, FL
Income — 2020 — Mathis, Marifian & Richter, Ltd. — $34,694.00
Income — 2020 — Mathis, Marifian & Richter, Ltd. — $34,694.00
Part II
Line 1 Payments on percentage of collections of fees for work performed and generated by Judge prior to departure,
Part IV Reimbursements
There was no reimbursement for travel due to the pandemic
Part VII
Northwestern Mutual Variable Annuity
Line 2 - 7 Statements provided do not report the amount of dividend received for the individual investments
Line 38 Residential Real Property which is currently occupied by . No income received.
Line 39 Commercial Real Property showed a net loss on Schedule K-1.
Line 91 Broadway Prom LLC Partnership showed a net loss on Schedule K-1. The Broadway Prom play is scheduled to restart in November. The value in
column C is unknown due to the pandemic. It is being reported the same as last year
Line 92 St George Island, FL showed a net loss. The net loss was due to not being able to rent the property as usual due to the pandemic
Line 189 First Trust Innovative Health Care entered as Redeemed (part) was a principal payment
Line 197-254 This section is for reporting of Sales Options and Purchase Options
Option Sale Not reported in 2019
Advanced Micro (AMD) Income Type None Buy 12/27/19 Value J
Amended Financial Disclosure
Part VII
Line 1 Northwestern Mutual Variable Annuity (H) corrected description to Northwestern Mutual Variable Paid Up Life Insurance Policy. Specific investments
are reported on Line 2-7
Line 9 Northwestern Mutual Variable CompLife Insurance Policy corrected description to Northwestern Mutual 65 Life Insurance Policy
Laura has 2 65 Life Policies Reported on Line 8 and 9.
Line 51 AXA Equitable Life Insurance Co Accumulator is a Variable Annuity issued by Equitable Life Insurance. Correct name to be Equitable AXA
Accumulator 2004
Line 52 EQ/Moderate Allocation Inserted line to report investment in Variable Annuity
Prepared by Janet Frederking
Phone
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.