William V. Gallo

Rollover IRA (H)

AAPL common stock — Dividend — Buy

AAPL common stock — Buy (add'l)

AAPL common stock — Buy (add'l)

BAM common stock — Dividend — Buy

BAM common stock — Buy (add'l)

BAM common stock — Buy (add'l)

BEP units — Dividend — Buy

BEP units — Buy (add'l)

BRK.B common stock — Buy

BRK.B common stock — Buy (add'l)

FRFHF common stock — Buy

FRFHF common stock — Buy (add'l)

GOOG common stock — Buy

JEF common stock — Dividend — Buy

JEF common stock — Buy (add'l)

L common stock — Dividend — Buy

L common stock — Buy (add'l)

MSFT common stock — Dividend — Buy

MSFT common stock — Buy (add'l)

MSFT common stock — Buy (add'l)

NEP units — Dividend — Buy

NEP units — Buy (add'l)

SFM common stock — Buy

SPDW ETF shares — Dividend — Buy

SPDW ETF shares — Buy (add'l)

SPDW ETF shares — Buy (add'l)

SPDW ETF shares — Buy (add'l)

SPEM ETF shares — Dividend — Buy

SPEM ETF shares — Buy (add'l)

SPTM ETF shares — Dividend — Buy

SPTM ETF shares — Buy (add'l)

SPTM ETF shares — Buy (add'l)

SPTM ETF shares — Buy (add'l)

VBR ETF shares — Dividend — Buy

VBR ETF shares — Buy (add'l)

VBR ETF shares — Buy (add'l)

VBR ETF shares — Buy (add'l)

FDIC-Insured Cash(X) — Interest

Cabrillo Credit Union Accts — Int./Div.

Northwestern Mutual Life Ins #1--Whole Life — Dividend

Northwestern Mutual Life Ins #2--Whole Life — Dividend

IRA #2

Northwestern Mutual General Money Market Fund Class B — Int./Div. — Sold

American Century Real Estate Mutual Fund — Int./Div. — Sold

American Century Heritage Mutual Fund Class A — Int./Div. — Sold

The Growth Mutual Fund of America Class A — Int./Div. — Sold

Washington Mutual Investors Fund Class A — Int./Div. — Sold

American Century Small Cap Growth Mutual Fund — Int./Div. — Sold

Ford Stock — None — Buy

Exxon Mobile Stock — Dividend — Buy

Pfizer Stock — Dividend — Buy

Apple Stock — Dividend — Buy

Southwest Airlines Stock — None — Buy

Qualcomm Stock — Dividend — Buy

Nikola Stock — None — Buy

AT&T Stock — None — Buy

Verizon Stock — None — Buy

Sempra Energy Stock — None — Buy

Lordstown Motors Stock — None — Buy

Carnival Cruise Lines Stock — None — Buy

Rollover IRA (H)

AAPL common stock — Dividend — Buy

AAPL common stock — Buy (add'l)

AAPL common stock — Buy (add'l)

BAM common stock — Dividend — Buy

BAM common stock — Buy (add'l)

BAM common stock — Buy (add'l)

BEP units — Dividend — Buy

BEP units — Buy (add'l)

BRK.B common stock — Buy

BRK.B common stock — Buy (add'l)

FRFHF common stock — Buy

FRFHF common stock — Buy (add'l)

GOOG common stock — Buy

JEF common stock — Dividend — Buy

JEF common stock — Buy (add'l)

L common stock — Dividend — Buy

L common stock — Buy (add'l)

MSFT common stock — Dividend — Buy

MSFT common stock — Buy (add'l)

MSFT common stock — Buy (add'l)

NEP units — Dividend — Buy

NEP units — Buy (add'l)

SFM common stock — Buy

SPDW ETF shares — Dividend — Buy

SPDW ETF shares — Buy (add'l)

SPDW ETF shares — Buy (add'l)

SPDW ETF shares — Buy (add'l)

SPEM ETF shares — Dividend — Buy

SPEM ETF shares — Buy (add'l)

SPTM ETF shares — Dividend — Buy

SPTM ETF shares — Buy (add'l)

SPTM ETF shares — Buy (add'l)

SPTM ETF shares — Buy (add'l)

VBR ETF shares — Dividend — Buy

VBR ETF shares — Buy (add'l)

VBR ETF shares — Buy (add'l)

VBR ETF shares — Buy (add'l)

FDIC-Insured Cash(X) — Interest

Cabrillo Credit Union Accts — Int./Div.

Northwestern Mutual Life Ins #1--Whole Life — Dividend

Northwestern Mutual Life Ins #2--Whole Life — Dividend

IRA #2

Northwestern Mutual General Money Market Fund Class B — Int./Div. — Sold

American Century Real Estate Mutual Fund — Int./Div. — Sold

American Century Heritage Mutual Fund Class A — Int./Div. — Sold

The Growth Mutual Fund of America Class A — Int./Div. — Sold

Washington Mutual Investors Fund Class A — Int./Div. — Sold

American Century Small Cap Growth Mutual Fund — Int./Div. — Sold

Ford Stock — None — Buy

Exxon Mobile Stock — Dividend — Buy

Pfizer Stock — Dividend — Buy

Apple Stock — Dividend — Buy

Southwest Airlines Stock — None — Buy

Qualcomm Stock — Dividend — Buy

Nikola Stock — None — Buy

AT&T Stock — None — Buy

Verizon Stock — None — Buy

Sempra Energy Stock — None — Buy

Lordstown Motors Stock — None — Buy

Carnival Cruise Lines Stock — None — Buy

VII: The assets in the "Rollover IRA" come from a direct rollover from my Thrift Savings Plan, completed 09/25/2020. Funds were transferred as cash to "-FDIC-

Insured Cash," listed on Line 39 of Section VII.