Nancy Dell Freudenthal
2020
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What was filed
762
investments
6
positions
0
gifts
3
agreements
0
debts
0
reimbursements
3
income
6
spouse income
Named parties
- WYOMING PROFESSIONAL ASSISTANCE PROGRAM
- TRUST #1 (REPORTABLE ASSETS ARE INCLUDED IN PART VII)
- STATE OF WYOMING RETIREMENT DISTRIBUTION
- STATE OF WYOMING - RETIREMENT DISTRIBUTION
- SELF-EMPLOYED ATTORNEY
As filed
ISHARES RUSSELL 2000 ETF (IWM) — None — Buy
ISHARES RUSSELL 2000 ETF (IWM) — Sold
INDIVIDUAL ASSETS (H)
MERIDIAN TRUST FCU (cash) — Interest
MASS MUTUAL FIXED WHOLE LIFE PAID-UP AT AGE 65 INSURANCE — Dividend
VOYA/SECURITY LIFE OF DENVER WHOLE LIFE INSURANCE POLICY — Interest
AMERIPRISE NON-QUALIFIED CASH RESERVE CERTIFICATE (cash) — Interest
ACCOUNT #1 (H)
AMERIPRISE BANK INSURED SWEEP (ABISA) (cash) — Interest
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — None — Buy (add'l)
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Dividend — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Dividend — Buy
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Buy (add'l)
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Dividend — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Dividend — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Dividend — Buy
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — None — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Dividend — Buy
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Sold (part)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Dividend — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Dividend — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
HARTFORD INTL VALUE CL I (HILIX) — Dividend — Buy
HARTFORD INTL GROWTH CL I (HNCIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Dividend — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Buy (add'l)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Dividend — Buy (add'l)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Buy (add'l)
BRANDYWINE GLOBAL BOND I (LROIX) — Dividend — Sold (part)
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Dividend — Buy
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — None — Buy
NATIXIS OAKMARK INTL CL Y (NOIYX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Dividend — Buy
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
WELLS FARGO INTL VALUE INSTL CL (WFVIX) — None — Sold
WESTERN ASSET CORE PLUS BOND I (WACPX) — Dividend — Sold (part)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Buy (add'l)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Dividend — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) — None — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Dividend — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Buy
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — None — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Buy
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Dividend — Buy (add'l)
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Dividend — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Buy (add'l)
VANGUARD CONSUMER STAPLES ETF (VDC) — Dividend
VANGUARD ENERGY ETF (VDE) — Dividend — Sold (part)
VANGUARD ENERGY ETF (VDE) — Buy (add'l)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Sold
VANGUARD VALUE ETF (VTV) — None — Sold
VANGUARD FINANCIALS ETF (VFH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold
ACCOUNT #2 (H)
COLUMBIA ADAPTIVE RISK ALLOC CL Z (CRAZX) — Dividend
COLUMBIA ALTERNATIVE BETA CL Z (CLAZX) — None
ISHARES MSCI PACIFIC EX JAPAN ETF (EPP) X — None — Sold
ISHARES TIPS BOND ETF (TIP) — Dividend — Buy
ISHARES TIPS BOND ETF (TIP) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Sold (part)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Dividend — Buy (add'l)
ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES MSCI EAFE ETF (EFA) — Dividend — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Buy (add'l)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Buy (add'l)
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Sold (part)
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Dividend — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Dividend — Sold (part)
SPDR S&P 500 ETF (SPY) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Sold (part)
SPDR S&P 500 ETF (SPY) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Dividend — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Buy
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Buy (add'l)
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Dividend — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Sold
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy (add'l)
BARCLAYS BANK IPATH BLOOMBERG COMMONDITY INDEX TOT RETURN (DJP) — None — Sold
ACCOUNT #3: (H)
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
ACCOUNT #4 (H)
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
ACCOUNT #5 (H)
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
ACCOUNT #6 (H)
RIVERSOURCE VP MODERATE C12 — None
ACCOUNT #7 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Dividend — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Dividend — Sold
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK HIGH YIELD BOND INSTL CL (BHYIX) — Dividend — Sold
COLUMBIA INCOME OPPTY INSTL CL (CIOZX) — Dividend — Buy
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Dividend — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Dividend — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Dividend — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Dividend — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Dividend — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Dividend — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Buy (add'l)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
MFS INTL VALUE CL I (MINIX) — Dividend — Sold (part)
MFS VALUE CL I (MEIIX) — Dividend — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Sold (part)
MFS VALUE CL I (MEIIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Dividend — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Buy (add'l)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Dividend — Buy (add'l)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — None — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — Sold
ACCOUNT #8 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
COLUMBIA DIVIDEND OPPTY CL A (INUTX) — Dividend
COLUMBIA LARGE CAP VAL A (INDZX) — Dividend
VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL A (NARAX) — Dividend
ANNALY CAPITAL MANAGEMENT INC (NLY) — Dividend
STARWOOD PROPERTY TRUST INC (STWD) — Dividend
ARES CAPITAL CORP (ARCC) — Dividend
CHS INC CL B CUML REDEEMABLE PFD SER (CHSCL) — Dividend
ACCOUNT #9 (H)
STIFEL BANK PROGRAM MONEY MARKET (cash) (Y)
ACCOUNT #4 (H)
INDIVIDUAL ASSETS (H)
MERIDIAN TRUST FCU (cash) — Interest
MASS MUTUAL FIXED WHOLE LIFE PAID-UP AT AGE 65 INSURANCE — Dividend
VOYA/SECURITY LIFE OF DENVER WHOLE LIFE INSURANCE POLICY — Interest
AMERIPRISE NON-QUALIFIED CASH RESERVE CERTIFICATE (cash) — Interest
ACCOUNT #1 (H)
AMERIPRISE BANK INSURED SWEEP (ABISA) (cash) — Interest
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — None — Buy (add'l)
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Dividend — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Dividend — Buy
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Buy (add'l)
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Dividend — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Dividend — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Dividend — Buy
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — None — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Dividend — Buy
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Sold (part)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Dividend — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Dividend — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
HARTFORD INTL VALUE CL I (HILIX) — Dividend — Buy
HARTFORD INTL GROWTH CL I (HNCIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Dividend — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Buy (add'l)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Dividend — Buy (add'l)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Buy (add'l)
BRANDYWINE GLOBAL BOND I (LROIX) — Dividend — Sold (part)
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Dividend — Buy
MFS VALUE CL I (MEIIX) — Sold (part)
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — None — Buy
NATIXIS OAKMARK INTL CL Y (NOIYX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Dividend — Buy
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
WELLS FARGO INTL VALUE INSTL CL (WFVIX) — None — Sold
WESTERN ASSET CORE PLUS BOND I (WACPX) — Dividend — Sold (part)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Buy (add'l)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Dividend — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) — None — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Dividend — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Buy
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — None — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Buy
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Dividend — Buy (add'l)
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Dividend — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Buy (add'l)
VANGUARD CONSUMER STAPLES ETF (VDC) — Dividend
VANGUARD ENERGY ETF (VDE) — Dividend — Sold (part)
VANGUARD ENERGY ETF (VDE) — Buy (add'l)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Sold
VANGUARD VALUE ETF (VTV) — None — Sold
VANGUARD FINANCIALS ETF (VFH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold
ACCOUNT #2 (H)
COLUMBIA ADAPTIVE RISK ALLOC CL Z (CRAZX) — Dividend
COLUMBIA ALTERNATIVE BETA CL Z (CLAZX) — None
ISHARES MSCI PACIFIC EX JAPAN ETF (EPP) X — None — Sold
ISHARES TIPS BOND ETF (TIP) — Dividend — Buy
ISHARES TIPS BOND ETF (TIP) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Sold (part)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Dividend — Buy (add'l)
ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES MSCI EAFE ETF (EFA) — Dividend — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Buy (add'l)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES RUSSELL 2000 ETF (IWM) — None — Buy
ISHARES RUSSELL 2000 ETF (IWM) — Sold
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Buy (add'l)
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Sold (part)
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Dividend — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Dividend — Sold (part)
SPDR S&P 500 ETF (SPY) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Sold (part)
SPDR S&P 500 ETF (SPY) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Dividend — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Buy
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Buy (add'l)
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Dividend — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Sold
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy (add'l)
BARCLAYS BANK IPATH BLOOMBERG COMMONDITY INDEX TOT RETURN (DJP) — None — Sold
ACCOUNT #3: (H)
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
ACCOUNT #5 (H)
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
ACCOUNT #6 (H)
RIVERSOURCE VP MODERATE C12 — None
ACCOUNT #7 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Dividend — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Dividend — Sold
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK HIGH YIELD BOND INSTL CL (BHYIX) — Dividend — Sold
COLUMBIA INCOME OPPTY INSTL CL (CIOZX) — Dividend — Buy
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Dividend — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Dividend — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Dividend — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Dividend — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Dividend — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Dividend — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Buy (add'l)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
MFS INTL VALUE CL I (MINIX) — Dividend — Sold (part)
MFS VALUE CL I (MEIIX) — Dividend — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Dividend — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Buy (add'l)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Dividend — Buy (add'l)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — None — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — Sold
ACCOUNT #8 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
COLUMBIA DIVIDEND OPPTY CL A (INUTX) — Dividend
COLUMBIA LARGE CAP VAL A (INDZX) — Dividend
VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL A (NARAX) — Dividend
ANNALY CAPITAL MANAGEMENT INC (NLY) — Dividend
STARWOOD PROPERTY TRUST INC (STWD) — Dividend
ARES CAPITAL CORP (ARCC) — Dividend
CHS INC CL B CUML REDEEMABLE PFD SER (CHSCL) — Dividend
ACCOUNT #9 (H)
STIFEL BANK PROGRAM MONEY MARKET (cash) (Y)
INDIVIDUAL ASSETS (H)
MERIDIAN TRUST FCU (cash) — Interest
MASS MUTUAL FIXED WHOLE LIFE PAID-UP AT AGE 65 INSURANCE — Dividend
VOYA/SECURITY LIFE OF DENVER WHOLE LIFE INSURANCE POLICY — Interest
AMERIPRISE NON-QUALIFIED CASH RESERVE CERTIFICATE (cash) — Interest
ACCOUNT #1 (H)
AMERIPRISE BANK INSURED SWEEP (ABISA) (cash) — Interest
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — None — Buy (add'l)
INVESCO BALANCED RISK COMM STRAT Y (BRCYX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Dividend — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold (part)
BLACKROCK SHORT OBLIGS INSTL CL (BISOX) — Sold
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Dividend — Buy
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Buy (add'l)
BLACKROCK EMERGING MARKETS INSTL CL (MADCX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Dividend — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold (part)
COLUMBIA CORPORATE INCOME CL Z (SRINX) — Sold
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Dividend — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Sold (part)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
COLUMBIA SELECT LARGE CAP GROWTH CL Z (UMLGX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Dividend — Buy
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Buy (add'l)
FIRST EAGLE OVERSEAS CL 1 (SGOIX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — None — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Buy (add'l)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold (part)
GOLDMAN SACHS INTL EQUITY INSIGHTS INVESTOR CL (GCITX) — Sold
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Dividend — Buy
GOLDMAN SACHS SMALL CAP VALUE INSIGHTS INVESTOR CL (GTTTX) — Sold (part)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Dividend — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Buy (add'l)
GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL (GSINX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Dividend — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Buy (add'l)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
JOHN HANCOCK CLASSIC VALUE CL I (JCVIX) — Sold (part)
HARTFORD INTL VALUE CL I (HILIX) — Dividend — Buy
HARTFORD INTL GROWTH CL I (HNCIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Dividend — Buy
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Buy (add'l)
IVY VALUE CL I (IYAIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Dividend — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Buy (add'l)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JANUS HENDERSON US MANAGED VOLATILITY CL I (JRSIX) — Sold (part)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Dividend — Buy (add'l)
JOHN HANCOCK STRATEGIC INCOME OPPTYS CL I (JIPIX) — Buy (add'l)
BRANDYWINE GLOBAL BOND I (LROIX) — Dividend — Sold (part)
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Dividend — Buy
LORD ABBETT SHORT DURATION INCOME CL F (LDLFX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — None — Buy
NATIXIS OAKMARK INTL CL Y (NOIYX) — Buy (add'l)
NATIXIS OAKMARK INTL CL Y (NOIYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Dividend — Buy
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
PUTNAM INCOME CL Y (PNCYX) — Sold (part)
PUTNAM INCOME CL Y (PNCYX) — Buy (add'l)
WELLS FARGO INTL VALUE INSTL CL (WFVIX) — None — Sold
WESTERN ASSET CORE PLUS BOND I (WACPX) — Dividend — Sold (part)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Buy (add'l)
WESTERN ASSET CORE PLUS BOND I (WACPX) — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Dividend — Sold (part)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 20+ YR TREAS BOND ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) — None — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Dividend — Sold
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Buy
ISHARES CURRENCY HEDGED MISCI EUROZONE ETF (HEZU) (X) — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — None — Sold
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Buy
ISHARES MSCI UTD KINGDOM NEW ETF (EWU) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Dividend — Buy (add'l)
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Sold
SPDR PORTFOLIO S&P 500 ETF (SPLG) — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Dividend — Buy
VANECK VECTORS FALLEN ANGEL HIGH YIELD ETF (ANGL) — Buy (add'l)
VANGUARD CONSUMER STAPLES ETF (VDC) — Dividend
VANGUARD ENERGY ETF (VDE) — Dividend — Sold (part)
VANGUARD ENERGY ETF (VDE) — Buy (add'l)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold (part)
VANGUARD ENERGY ETF (VDE) — Sold
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Sold
VANGUARD VALUE ETF (VTV) — None — Sold
VANGUARD FINANCIALS ETF (VFH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Dividend — Buy
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold (part)
VANGUARD SHORT TERM CORP BOND ETF (VCSH) — Sold
ACCOUNT #2 (H)
COLUMBIA ADAPTIVE RISK ALLOC CL Z (CRAZX) — Dividend
COLUMBIA ALTERNATIVE BETA CL Z (CLAZX) — None
ISHARES MSCI PACIFIC EX JAPAN ETF (EPP) X — None — Sold
ISHARES TIPS BOND ETF (TIP) — Dividend — Buy
ISHARES TIPS BOND ETF (TIP) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Sold (part)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Buy (add'l)
ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Dividend — Buy (add'l)
ISHARES 20+ YR TREAS BD ETF (TLT) — Sold (part)
ISHARES 20+ YR TREAS BD ETF (TLT) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Dividend — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Sold (part)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 7-10 YR TREASURY BOND ETF (IEF) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold (part)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)
ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold
ISHARES MSCI EAFE ETF (EFA) — Dividend — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES MSCI EAFE ETF (EFA) — Buy (add'l)
ISHARES MSCI EAFE ETF (EFA) — Sold (part)
ISHARES RUSSELL 2000 ETF (IWM) — None — Buy
ISHARES RUSSELL 2000 ETF (IWM) — Sold
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Buy (add'l)
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Sold
ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Sold (part)
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Buy
ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Dividend — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Sold (part)
ISHARES 3-7 YR TREAS BOND ETF (IEI) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Dividend — Sold (part)
SPDR S&P 500 ETF (SPY) — Buy (add'l)
SPDR S&P 500 ETF (SPY) — Sold (part)
SPDR S&P 500 ETF (SPY) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Dividend — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Sold (part)
VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Buy (add'l)
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Dividend — Buy
VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Buy (add'l)
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Dividend — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Sold
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy
VANGUARD REAL ESTATE INDEX ETF (VNQ) — Buy (add'l)
BARCLAYS BANK IPATH BLOOMBERG COMMONDITY INDEX TOT RETURN (DJP) — None — Sold
ACCOUNT #3: (H)
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
ACCOUNT #4 (H)
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
ACCOUNT #5 (H)
RIVERSOURCE COLUMBIA VP- MANAGED VOLATILITY MODERATE GROWTH FUND CL 2 — None
RIVERSOURCE VP-MODERATE PORTFOLIO CLASS 2 — None
ACCOUNT #6 (H)
RIVERSOURCE VP MODERATE C12 — None
ACCOUNT #7 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Dividend — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Buy (add'l)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) — Sold (part)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Dividend — Sold
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK STRATEGIC INCOME OPPTYS INSTL CL (BSIIX) — Buy (add'l)
BLACKROCK HIGH YIELD BOND INSTL CL (BHYIX) — Dividend — Sold
COLUMBIA INCOME OPPTY INSTL CL (CIOZX) — Dividend — Buy
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Dividend — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Buy (add'l)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER VALUE STRATEGIES CL Z (CZMVX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Dividend — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Buy (add'l)
MULTI MANAGER TOTAL RETURN BOND STRATEGIES CL Z (CTRZX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Dividend — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Buy (add'l)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTIMANAGER SMALL CAP EQUITY STRATEGIES CL Z (CZMSX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Dividend — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Buy (add'l)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER GROWTH STRATEGIES CL Z (CZMGX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Dividend — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Buy (add'l)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
MULTI MANAGER INTL EQ STRAT INSTL (CMIEX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Dividend — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Buy (add'l)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
DELAWARE US GROWTH INSTL CL (DEUIX) — Sold (part)
MFS INTL VALUE CL I (MINIX) — Dividend — Sold (part)
MFS VALUE CL I (MEIIX) — Dividend — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Buy (add'l)
MFS VALUE CL I (MEIIX) — Sold (part)
MFS VALUE CL I (MEIIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Dividend — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Buy (add'l)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
MFS MID CAP GROWTH CL I (OTCIX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Dividend — Buy (add'l)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Sold (part)
WELLS FARGO EMERGING MARKETS EQUITY INSTL CL (EMGNX) — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — None — Buy (add'l)
ISHARES CORE MSCI EMERG MKTS ETF (IEMG) — Sold
ACCOUNT #8 (H)
AMERIPRISE INSURED MONEY MARKET (AIMMA) (cash) — Interest
COLUMBIA DIVIDEND OPPTY CL A (INUTX) — Dividend
COLUMBIA LARGE CAP VAL A (INDZX) — Dividend
VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL A (NARAX) — Dividend
ANNALY CAPITAL MANAGEMENT INC (NLY) — Dividend
STARWOOD PROPERTY TRUST INC (STWD) — Dividend
ARES CAPITAL CORP (ARCC) — Dividend
CHS INC CL B CUML REDEEMABLE PFD SER (CHSCL) — Dividend
ACCOUNT #9 (H)
STIFEL BANK PROGRAM MONEY MARKET (cash) (Y)
BOARD MEMBER, WYOMING PROFESSIONAL ASSISTANCE PROGRAM
TRUSTEE, TRUST #1 (REPORTABLE ASSETS ARE INCLUDED IN PART VII)
BOARD MEMBER, WYOMING PROFESSIONAL ASSISTANCE PROGRAM
TRUSTEE, TRUST #1 (REPORTABLE ASSETS ARE INCLUDED IN PART VII)
BOARD MEMBER, WYOMING PROFESSIONAL ASSISTANCE PROGRAM
TRUSTEE, TRUST #1 (REPORTABLE ASSETS ARE INCLUDED IN PART VII)
Agreement — 2003 — STATE OF WYOMING RETIREMENT PLAN WITH FORMER EMPLOYER, NO CONTROL, AGREEMENT SIGNED IN 2003
Agreement — 2003 — STATE OF WYOMING RETIREMENT PLAN WITH FORMER EMPLOYER, NO CONTROL, AGREEMENT SIGNED IN 2003
Agreement — 2003 — STATE OF WYOMING RETIREMENT PLAN WITH FORMER EMPLOYER, NO CONTROL, AGREEMENT SIGNED IN 2003
Income — 2020 — STATE OF WYOMING RETIREMENT DISTRIBUTION — $42,107.00
Income — 2020 — STATE OF WYOMING RETIREMENT DISTRIBUTION — $42,107.00
Income — 2020 — STATE OF WYOMING RETIREMENT DISTRIBUTION — $42,107.00
Spouse's income — 2020 — STATE OF WYOMING - RETIREMENT DISTRIBUTION
Spouse's income — 2020 — SELF-EMPLOYED ATTORNEY
Spouse's income — 2020 — STATE OF WYOMING - RETIREMENT DISTRIBUTION
Spouse's income — 2020 — SELF-EMPLOYED ATTORNEY
Spouse's income — 2020 — STATE OF WYOMING - RETIREMENT DISTRIBUTION
Spouse's income — 2020 — SELF-EMPLOYED ATTORNEY
AMERICAN CENTURY MID CAP VALUE CL I (AVUAX) was AMERICAN CENTURY MID CAP VALUE INVESTOR CL (ACMVX).
SPDR PORTFOLIO S&P 500 ETF (SPLG) was SPDR PORTFOLIO LARGE CAP ETF (SPLG).
Accounts 3-5: Each account is a RIVERSOURCE LIFE RIVERSOURCE RAVA 5 ADVANTAGE VARIABLE ANNUITY. Underlying assets
are listed in Part VII.
Account 6 is a RIVERSOURCE LIFE RETIREMENT ADVISOR ADV VARIABLE ANNUITY. The underlying asset is listed in Part VII.
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.