George W. Emerson

2020

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What was filed

195
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
3
spouse income

Named parties

The Costa Company, LLC

As filed

Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)

Berkshire Hathaway Inc Del Cl B New (BRKB) — None

PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Oakmark Intl FD Class I (OAKIX) — None

Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend

Baron Emrg Mkts FD Inst (BEXIX) — None

IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)

Lord Abbett Floating (LFRIX) — Dividend

Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)

Royce Intl Premier FD (RIPNX) — None

PIMCO INCM INST CL (PIMIX) — Dividend

Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap (UMBMX) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)

Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)

PIMCO Active Bond ETF (BOND) — None — Buy

Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Paragon Affinity Money Mkt Savings — Interest

Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)

Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)

Templeton Global Bond Fund Class A (TPINX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)

Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)

Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)

Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Sold (part)

Baron Emrg Mkts FD (BEXFX) — Dividend

Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)

Oakmark Intl Fund Ind (OAKIX) — None

Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend

Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)

PIMCO Active Bond ETF (BOND) — None — Buy

PIMCO Incm CL A (PONAX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Mass Mutual (401K) - MFS Lifetime 2040 R2 — None

Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)

Berkshire Hathaway Inc Del Cl B New (BRKB) — None

PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Oakmark Intl FD Class I (OAKIX) — None

Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend

Baron Emrg Mkts FD Inst (BEXIX) — None

IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)

Lord Abbett Floating (LFRIX) — Dividend

Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)

Royce Intl Premier FD (RIPNX) — None

PIMCO INCM INST CL (PIMIX) — Dividend

Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap (UMBMX) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)

Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)

PIMCO Active Bond ETF (BOND) — None — Buy

Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Paragon Affinity Money Mkt Savings — Interest

Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)

Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)

Templeton Global Bond Fund Class A (TPINX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)

Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)

Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)

Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Sold (part)

Baron Emrg Mkts FD (BEXFX) — Dividend

Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)

Oakmark Intl Fund Ind (OAKIX) — None

Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend

Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)

PIMCO Active Bond ETF (BOND) — None — Buy

PIMCO Incm CL A (PONAX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Mass Mutual (401K) - MFS Lifetime 2040 R2 — None

Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)

Berkshire Hathaway Inc Del Cl B New (BRKB) — None

PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)

Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Oakmark Intl FD Class I (OAKIX) — None

Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend

Baron Emrg Mkts FD Inst (BEXIX) — None

IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)

Lord Abbett Floating (LFRIX) — Dividend

Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)

Royce Intl Premier FD (RIPNX) — None

PIMCO INCM INST CL (PIMIX) — Dividend

Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap (UMBMX) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)

Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)

PIMCO Active Bond ETF (BOND) — None — Buy

Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Paragon Affinity Money Mkt Savings — Interest

Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)

Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)

Templeton Global Bond Fund Class A (TPINX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Dividend

Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)

Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)

Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)

Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)

Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)

Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)

Schwab US Large Cap Growth ETF (SCHG) — Sold (part)

Baron Emrg Mkts FD (BEXFX) — Dividend

Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)

Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)

Oakmark Intl Fund Ind (OAKIX) — None

Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend

Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)

PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)

Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold

Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)

IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)

VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)

Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)

PIMCO Active Bond ETF (BOND) — None — Buy

PIMCO Incm CL A (PONAX) — Dividend — Buy

PGIM Total Return BD Z (PDBZX) — Dividend — Buy

Mass Mutual (401K) - MFS Lifetime 2040 R2 — None

Spouse's income — 2020 — The Costa Company, LLC

Part VII. Investments and Trusts

- The individual assets of "Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)" are listed at lines 2 - 29. The assets in this account are separate from

the assets listed under "Investment Acct #2 (Charles Schwab & Co. Inc.- IRA Contributory) (H)."

- Paragon Affinity Money Mkt Savings was listed at line number 69 on last year's report. Because this asset is a separate account and not an individual asset

within Investment Acct #1, it is now listed at line number 30, following the assets listed for Investment Acct #1.

- The individual assets of "Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)" are listed at lines 32 - 64.

- Mass Mutual (401K) - MFS Lifetime 2040 R2 was listed at line number 97 on last year's report. Because this asset is a separate account and not an individual

asset within Investment Acct #2, it is now listed at line number 65, following the assets listed for Investment Acct #2.

Part VII. Investments and Trusts

The following assets did not generate income during the reporting period:

- Line 2: Berkshire Hathaway Inc Del Cl B New (BRKB)

- Line 7: Oakmark Intl FD Class I (OAKIX)

- Line 9: Baron Emrg Mkts FD Inst (BEXIX)

- Line 14: Royce Intl Premier FD (RIPNX)

- Line 16: Carillon Scout Mid Cap (UMBMX)

- Line 21: VanEck Vectors Morningstar Wide Moat ETF (MOAT)

- Line 22: Nuance Concentrated Value Long Short Ints (NCLSX)

- Line 27: PIMCO Active Bond ETF (BOND)

- Line 37: Carillon Scout Mid Cap FD I (UMBMX)

- Line 47: Oakmark Intl Fund Ind (OAKIX)

- Line 52: Nuance Concentrated Value Long Short Inv (NCLSX)

- Line 57: VanEck Vectors Morningstar Wide Moat ETF (MOAT)

- Line 62: PIMCO Active Bond ETF (BOND)

- Line 65: Mass Mutual (401K) - MFS Lifetime 2040 R2

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.