Robert Michael Dow jr

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Commuity Bank accounts — Interest

Harris Bank accounts — Interest

GCG 529 Fund #2

American Funds Capital World G/I 529A — Dividend — Distributed (part)

American Funds Capital World G/I 529A — Distributed (part)

American Funds Growth Fund of America 529A — Dividend — Distributed (part)

American Funds Growth Fund of America 529A — Distributed (part)

GCG 529 Fund #3

New Perspective Fund 529A — Dividend — Distributed (part)

American Funds Fundamental Investors 529A — Dividend — Distributed (part)

GCG 529 Fund #4

American Funds SmallCap World Fund 529A — Dividend — Distributed (part)

American Funds Capital Income Builder 529A — Dividend — Distributed (part)

TD Ameritrade (HSA Bank) — None

Sauk Valley Community Bank Common Stock — Dividend

Buffalo International Fund #1449 (Y)

Buffalo Balanced (Flexible Income) Fund (Y)

Buffalo Small Cap Fund (Y)

Buffalo Science & Tech (Discovery) Fund (Y)

Buffalo Large Cap Fund (Y)

Buffalo USA Growth Fund (Y)

Northern Inst. Tax - Exempt (Y)

Securian Rollover IRA Account (Y)

Alger Small Cap Focus (Y)

Columbia Overseas Value (Y)

Goldman Sachs Intl Sm Cap (Y)

MFS New Discovery Value Fund (Y)

American New World Fund (Y)

T Rowe Price Intnatl Discovery Fund (Y)

Vanguard Intl Growth Port Inv (Y)

Doubleline Low Duration Bond (Y)

Pimco Intl Bd (Y)

Pimco Income Fund Inst Fund (Y)

Vanguard Short Term Invmt Grade (Y)

Vanguard Inflation Protected (Y)

Wells Fargo Ultra Short Term (Y)

Western Asset Core Plus Bond Fund (Y)

Ishares Russell 1000 Value (Y)

Ishares Russell 1000 Growth (Y)

Ishares Russell 2000 ETF (Y)

Vanguard FTSE Developed Market (Y)

Vanguard Intl Equity Index Fund (Y)

Sequella, Inc. — None

IRX Therapeutics, Inc. — None

Jackson National Life Annuity

JNL/American Growth — None

JNL/Double Line CAPE — None

JNL/Vanguard Small CoGr — None

JNL/American GlGrowth — None

JNL/MC Hthcare Sector — None

JNL/T.Rowe Price MidCapGr — None

JNL/MC Info Tech Sector — None

JNL/MC Sm Cap Inded — None

JNL/American Global SmCap — None

JNL/WestchesterCapEventDr — None

Transamerica Life Annuity

TA Jennison Growth — None — Merged (with line 62)

TA Morgan Stanley Capital Growth — None

TA WMC US Growth — None

TA T. Rowe Price Small Cap — None

TA Torrey Concentrated Growth — None — Merged (with line 64)

TA Janus Mid-Cap Growth — None

American Funds Growth Fund — None

American Funds Growth - Income Fund — None

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Commuity Bank accounts — Interest

Harris Bank accounts — Interest

GCG 529 Fund #2

American Funds Capital World G/I 529A — Dividend — Distributed (part)

American Funds Capital World G/I 529A — Distributed (part)

American Funds Growth Fund of America 529A — Dividend — Distributed (part)

American Funds Growth Fund of America 529A — Distributed (part)

GCG 529 Fund #3

New Perspective Fund 529A — Dividend — Distributed (part)

American Funds Fundamental Investors 529A — Dividend — Distributed (part)

GCG 529 Fund #4

American Funds SmallCap World Fund 529A — Dividend — Distributed (part)

American Funds Capital Income Builder 529A — Dividend — Distributed (part)

TD Ameritrade (HSA Bank) — None

Sauk Valley Community Bank Common Stock — Dividend

Buffalo International Fund #1449 (Y)

Buffalo Balanced (Flexible Income) Fund (Y)

Buffalo Small Cap Fund (Y)

Buffalo Science & Tech (Discovery) Fund (Y)

Buffalo Large Cap Fund (Y)

Buffalo USA Growth Fund (Y)

Northern Inst. Tax - Exempt (Y)

Securian Rollover IRA Account (Y)

Alger Small Cap Focus (Y)

Columbia Overseas Value (Y)

Goldman Sachs Intl Sm Cap (Y)

MFS New Discovery Value Fund (Y)

American New World Fund (Y)

T Rowe Price Intnatl Discovery Fund (Y)

Vanguard Intl Growth Port Inv (Y)

Doubleline Low Duration Bond (Y)

Pimco Intl Bd (Y)

Pimco Income Fund Inst Fund (Y)

Vanguard Short Term Invmt Grade (Y)

Vanguard Inflation Protected (Y)

Wells Fargo Ultra Short Term (Y)

Western Asset Core Plus Bond Fund (Y)

Ishares Russell 1000 Value (Y)

Ishares Russell 1000 Growth (Y)

Ishares Russell 2000 ETF (Y)

Vanguard FTSE Developed Market (Y)

Vanguard Intl Equity Index Fund (Y)

Sequella, Inc. — None

IRX Therapeutics, Inc. — None

Jackson National Life Annuity

JNL/American Growth — None

JNL/Double Line CAPE — None

JNL/Vanguard Small CoGr — None

JNL/American GlGrowth — None

JNL/MC Hthcare Sector — None

JNL/T.Rowe Price MidCapGr — None

JNL/MC Info Tech Sector — None

JNL/MC Sm Cap Inded — None

JNL/American Global SmCap — None

JNL/WestchesterCapEventDr — None

Transamerica Life Annuity

TA Jennison Growth — None — Merged (with line 62)

TA Morgan Stanley Capital Growth — None

TA WMC US Growth — None

TA T. Rowe Price Small Cap — None

TA Torrey Concentrated Growth — None — Merged (with line 64)

TA Janus Mid-Cap Growth — None

American Funds Growth Fund — None

American Funds Growth - Income Fund — None

Director, Arthur J. Schmitt Foundation

Director, Arthur J. Schmitt Foundation

Liability — Chase Bank — credit card

Liability — Chase Bank — credit card

Reimbursement — University of Miami Law School — 1/22/20 to 1/26/20 — Coral Gables, FL — Attend and present at class action conference — transportation, food, lodging

Reimbursement — University of Texas Law School — 1/30/20 to 2/1/20 — Austin, TX — Attend and present at class action conference — transportation, food, lodging

Reimbursement — University of San Diego / Western Alliance Bank — 3/4/20 to 3/7/20 — San Diego, CA — Attend and present at class action conference — transportation, food, lodging

Reimbursement — University of Miami Law School — 1/22/20 to 1/26/20 — Coral Gables, FL — Attend and present at class action conference — transportation, food, lodging

Reimbursement — University of Texas Law School — 1/30/20 to 2/1/20 — Austin, TX — Attend and present at class action conference — transportation, food, lodging

Reimbursement — University of San Diego / Western Alliance Bank — 3/4/20 to 3/7/20 — San Diego, CA — Attend and present at class action conference — transportation, food, lodging

Spouse's income — 2020 — State of Illinois - income as Associate Judge for the 12th Judicial Circuit of Illinois

Spouse's income — 2020 — State of Illinois - income as Associate Judge for the 12th Judicial Circuit of Illinois

Part VII.

1. Lines 5, 10, 13, 25, 47, and 58 are headers.

2. Line 42 is a HSA account tht has a zero balance and I will try to close it this year. I am having difficulty contacting my original contact at TD Ameritrade and

may need to try a general number to close the account.

3. For lines 18 through 24 (indicated with a Y), the funds were liquidated in April 2019 to pay for educational expenses and thus no longer need to be reported for

2020.

4. For lines 26 through 44 (also indicated with a Y), the funds from the Securian IRA were liquidated in October 2019 to pay for educational expenses and thus no

longer need to be reported for 2020.