Thomas M. DiGirolamo

2020

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What was filed

  • 277

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • self-employed development consultant

As filed

WELLS FARGO ADVISORS #1

STANDARD BANK DEPOSIT — Interest

WELLS FARGO ADVISORS #2

STANDARD BANK DEPOSIT — Interest

TAX EXEMPT BOND FUND OF AMERICA FUND CLASS F1 — Dividend — Sold

WELLS FARGO ADVISORS MUNICIPAL ACCOUNT

STANDARD BANK DEPOSIT — Interest

MARYLAND ST ST & LOC FACS 1ST SER A BOOK ENTRY G/O DUE 3/1/25 — Interest

TALBOT CNTY MD RFDG PUB IMPT G/ O LTD B\E DUE 12/15/25 — Interest — Sold (part)

ANNE ARUNDEL CNTY MD CONS WTR & SWR G/O LTD B\E DUE 4/1/26 — Interest

FREDERICK CNTY MD FOR ISSUES DTD PR TO 6/29/16 SEE 355694 DUE 2/1/27 — Interest

SEQUOIA CA UN HIGH SCH DIST ELECTION 2014 G/O B\E DUE 7/1/28 — Interest

WASHINGTON ST FOR ISSUES DTD PRIOR TO 2/5/13 RFDG MTR VEH F DUE 7/1/28 — Interest — Sold (part)

BOSSIER CTY LA PUB IMPT SALES & USE TAX REV SER ST B/E DUE 12/1/28 — Interest

BALTIMORE MD REV RFDG WASTEWATER PJS SER B B/E DUE 7/1/29 — Interest

PRINCE GEORGES CNTY MD GO CONS PUB IMPT BDS G/O UNLTD B/E DUE 7/15/29 — Interest — Sold (part)

NY ST DORM AUTH ST PERS INCOME TAX REV GEN PURP SER A B/E DUE 2/15/31 — Interest

WASHINGTON CNTY MD GO PUB IMPT BDS 2020 G/O UNLTD B/E DUE 7/1/31 — None — Buy

ALBUQUERQUE BERN CNTY WTR UTIL AUTH NM JT WTR & SWR SYS REV DUE 7/1/31 — Interest — Sold

ANNE ARUNDEL CNTY MD CONS WTR SWR GO BDS 2018 G/O LTD B/E DUE 10/1/34 — Interest — Sold

DISTRICT OF COLUMBIA WTR & SWR AUTH PUB UTIL REV DUE 10/1/35 — Interest — Sold

WASHINGTON SUBN SAN DIST MD CONS PUB IMPT G/O UNLTD B/E DUE 6/1/22 — Interest — Sold

MD ST HLTH & HIGH EFA REV RFDG JOHNS HOPKINS UNIV SER A B/E DUE 7/1/26 — Interest — Sold

HARFORD CNTY MD GO CONS PUB IMPT BDS 2018 G/O UNLTD B/E DUE 9/15/26 — Interest — Sold

MARYLAND ST DPT TRANSN CONS TRANSN REV B/E DUE 11/1/28 — Interest — Sold

WELLS FARGO ADVISORS IRA #1

STANDARD BANK DEPOSIT — Interest

ISHARES ETF RUSSELL 2000 — Dividend

ISHARES CORE MSCI ETF EAFE ETF — Dividend

ISHARES CORE S&P MID ETF ETF — Dividend — Sold (part)

ISHARES CORE S&P 500 ETF S&P 500 INDEX FD — Dividend — Sold (part)

ISHARES CORE U.S. ETF AGGREGATE BOND — Dividend

ISHARES EDGE MSCI ETF USA QUALITY FACTOR ETF — Dividend — Buy

ISHARES EDGE MSCI ETF MIN VOL USA ETF — Dividend

DODGE & COX STK FD — Dividend

INVESCO OPPENHEIMER GLOBAL OPPORTUNITIES FUND CLASS Y — Dividend

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Dividend — Buy (add'l)

MAINSTAY MACKAY HIGH YIELD CORPORATE BOND FUND CLASS 1 — Dividend

MFS SER TR X EMERGING MKTS DEBT FD CLASS 1 — Dividend

PRINCIPAL FDS INC MIDCAP FUND INSTL CLASS — Dividend — Buy

JP MORGAN TR II SMALL CAP GROWTH FUND CL L — Dividend

JP MOARGAN TRUST I EMERGING MARKETS EQUITY FUND CLASS L — Dividend — Buy

JPMORGAN TR I GROWTH ADVANTAGE FD I CL — Dividend

PRINCIPAL INV FUND REAL ESTATE SECS FD CL INSTL — Dividend

VANGUARD WORLD FD INTL GROWTH FD ADMIRAL SHS — Dividend

ISHARES CORE MSCI ETF EMERGING MARKETS ETF — Dividend — Sold

WELLS FARGO ADVISORS IRA #2

STANDARD BANK DEPOSIT — Interest

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS I — Dividend — Buy

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS I — Sold (part)

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS I — Buy (add'l)

BAIRD FDS INC AGGREGATE FD FD INSTL SHS CLASS I — Dividend — Buy

BAIRD FDS INC AGGREGATE FD FD INSTL SHS CLASS I — Buy (add'l)

BAIRD FDS INC AGGREGATE FD FD INSTL SHS CLASS I — Buy (add'l)

BAIRD FDS INC AGGREGATE FD FD INSTL SHS CLASS I — Buy (add'l)

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — None — Buy

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Sold (part)

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Sold (part)

EATON VANCE SER II INCOME FUND BOSTON CL I — Dividend — Buy

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Dividend — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Dividend — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Sold (part)

LAZARD FRUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Dividend — Buy

LAZARD FRUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Buy (add'l)

LAZARD FRUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Sold (part)

MFS SER TR X EMERGING MKTS DEBT FD CLASS 1 — Dividend — Buy (add'l)

MFS SER TR X EMERGING MKTS DEBT FD CLASS 1 — Buy (add'l)

MFS SER TR X EMERGING MKTS DEBT FD CLASS 1 — Buy (add'l)

MFS SER TR X EMERGING MKTS DEBT FD CLASS 1 — Buy (add'l)

METROPOLITAN WEST TOTAL RETURN BD FD CL 1 — Dividend — Buy

METROPOLITAN WEST TOTAL RETURN BD FD CL 1 — Buy (add'l)

METROPOLITAN WEST TOTAL RETURN BD FD CL 1 — Sold (part)

METROPOLITAN WEST TOTAL RETURN BD FD CL 1 — Sold (part)

METROPOLITAN WEST TOTAL RETURN BD FD CL 1 — Sold (part)

CHAMPLAIN FUNDS CHAMPLAIN SMALL COMPANY FUND INSTL CLASS SHARES — Dividend — Buy

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Dividend — Buy

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Buy (add'l)

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Sold (part)

T ROWE PRICE INTL FD OVERSEAS STK FD — Dividend — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Buy (add'l)

T ROWE PRICE INTL FD OVERSEAS STK FD — Sold (part)

T ROWE PRICE INTL FD OVERSEAS STK FD — Sold (part)

T ROWE PRICE BLUE CHIP GROWTH FUND — Dividend — Buy

T ROWE PRICE BLUE CHIP GROWTH FUND — Buy (add'l)

T ROWE PRICE BLUE CHIP GROWTH FUND — Buy (add'l)

TOUCHSTONE FDS GROUP TR MID CAP FUND INSTITUTIONAL CLASS — Dividend — Buy

TOUCHSTONE FDS GROUP TR MID CAP FUND INSTITUTIONAL CLASS — Buy (add'l)

TOUCHSTONE FDS GROUP TR MID CAP FUND INSTITUTIONAL CLASS — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — None — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Buy (add'l)

CARILLON SER TR EAGLE SMALL CAP GROWTH FD CL I — Sold

DODGE & COX FDS INTL STK FD — Dividend — Buy (add'l)

DODGE & COX FDS INTL STK FD — Buy (add'l)

DODGE & COX FDS INTL STK FD — Buy (add'l)

DODGE & COX FDS INTL STK FD — Buy (add'l)

DODGE & COX FDS INTL STK FD — Buy (add'l)

DODGE & COX FDS INTL STK FD — Buy (add'l)

DODGE & COX FDS INTL STK FD — Sold

AMG TIMESSQUARE MID CAP GROWTH FD CL I — None — Buy (add'l)

AMG TIMESSQUARE MID CAP GROWTH FD CL I — Buy (add'l)

AMG TIMESSQUARE MID CAP GROWTH FD CL I — Buy (add'l)

AMG TIMESSQUARE MID CAP GROWTH FD CL I — Buy (add'l)

AMG TIMESSQUARE MID CAP GROWTH FD CL I — Buy (add'l)

AMG TIMESSQUARE MID CAP GROWTH FD CL I — Sold

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — None — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Buy (add'l)

HANCOCK JOHN CAP SER CLASSIC VALUE FD CL 1 — Sold

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — None — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Buy (add'l)

INVESCO OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y — Sold

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — None — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS — Sold

MFS SER TR I VALUE FD CL I — Dividend — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Buy (add'l)

MFS SER TR I VALUE FD CL I — Sold

MAINSTAY LARGE CAP GROWTH FUND CLASS I — None — Buy (add'l)

MAINSTAY LARGE CAP GROWTH FUND CLASS I — Buy (add'l)

MAINSTAY LARGE CAP GROWTH FUND CLASS I — Buy (add'l)

MAINSTAY LARGE CAP GROWTH FUND CLASS I — Buy (add'l)

MAINSTAY LARGE CAP GROWTH FUND CLASS I — Buy (add'l)

MAINSTAY LARGE CAP GROWTH FUND CLASS I — Sold

WELLS FARGO EMERGING GROWTH FUND CLASS INST — None — Buy (add'l)

WELLS FARGO EMERGING GROWTH FUND CLASS INST — Buy (add'l)

WELLS FARGO EMERGING GROWTH FUND CLASS INST — Buy (add'l)

WELLS FARGO EMERGING GROWTH FUND CLASS INST — Buy (add'l)

WELLS FARGO EMERGING GROWTH FUND CLASS INST — Sold (part)

WELLS FARGO EMERGING GROWTH FUND CLASS INST — Sold

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Dividend — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Buy (add'l)

VIRTUS ASSET TR CEREDEX MID CAP VALUE EQUITY FUND CL I — Sold

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — None — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Buy (add'l)

VICTORY SYCAMORE SMALL CO OPPTY FD CL 1 — Sold

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — None — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Buy (add'l)

VOYA FUNDS VOYA LARGE CAP GROWTH FUND CLASS 1 — Sold

WELLS FARGO FDS TR CORE BOND FUND CLASS INST — Dividend — Buy (add'l)

WELLS FARGO FDS TR CORE BOND FUND CLASS INST — Buy (add'l)

WELLS FARGO FDS TR CORE BOND FUND CLASS INST — Buy (add'l)

WELLS FARGO FDS TR CORE BOND FUND CLASS INST — Buy (add'l)

WELLS FARGO FDS TR CORE BOND FUND CLASS INST — Sold

BARON SELECT FUNDS EMERGING MARKETS FUND INSTL SHS — None — Buy

BARON SELECT FUNDS EMERGING MARKETS FUND INSTL SHS — Buy (add'l)

BARON SELECT FUNDS EMERGING MARKETS FUND INSTL SHS — Sold

WELLS FARGO SEP IRA

STANDARD BANK DEPOSIT — Interest

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS 1 — Dividend — Sold (part)

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS 1 — Buy (add'l)

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS 1 — Sold (part)

ABERDEEN FDS EMERGING MARKETS FUND INSTITUTIONAL CLASS 1 — Buy (add'l)

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Dividend — Buy

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Buy (add'l)

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Sold (part)

CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I — Sold (part)

EATON VANCE SER II INCOME FUND BOSTON CL I — Dividend — Buy

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EATON VANCE SER II INCOME FUND BOSTON CL I — Buy (add'l)

EDGEWOOD FUNDS GROWTH FUND INSTL CLASS — Dividend — Buy (add'l)

EDGEWOOD FUNDS GROWTH FUND INSTL CLASS — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Dividend — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Sold (part)

GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL — Buy (add'l)

HARTFORD MUTL FDS INC MIDCAP FUND CLASS 1 — Dividend — Buy (add'l)

HARTFORD MUTL FDS INC MIDCAP FUND CLASS 1 — Buy (add'l)

HARTFORD MUTL FDS INC MIDCAP FUND CLASS 1 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Dividend — Sold (part)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

AMERICAN FUNDS WASHINGTON MUTUAL FD F2 — Buy (add'l)

LAZARD FDS INC INTL EQUITY PORT INSTL SHS — Dividend — Sold (part)

LAZARD FDS INC INTL EQUITY PORT INSTL SHS — Buy (add'l)

LAZARD FDS INC INTL EQUITY PORT INSTL SHS — Sold (part)

LAZARD FDS INC INTL EQUITY PORT INSTL SHS — Sold (part)

LAZARD FUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Dividend — Buy

LAZARD FUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Buy (add'l)

LAZARD FUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Buy (add'l)

LAZARD FUNDS INC US EQUITY CONCENTRATED PORT INSTL SHS — Buy (add'l)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Dividend — Sold (part)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Buy (add'l)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Buy (add'l)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Sold (part)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Sold (part)

METROPOLITAN WEST FDS TOTAL RETURN BD FD CL 1 — Buy (add'l)

CHAMPLAIN FUNDS CHAMPLAIN SMALL COMPANY FUND INSTL CLASS SHARES — Dividend — Buy

CHAMPLAIN FUNDS CHAMPLAIN SMALL COMPANY FUND INSTL CLASS SHARES — Buy (add'l)

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Dividend — Buy

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Buy (add'l)

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Buy (add'l)

JP MORGAN TR I SMALL CAP EQUITY FUND JP MORGAN S/C EQUITY I — Buy (add'l)

TOUCHSTONE FDS GROUP VID CAP VALUE FUND CLASS Y — Dividend — Buy (add'l)

TOUCHSTONE FDS GROUP VID CAP VALUE FUND CLASS Y — Buy (add'l)

TOUCHSTONE FDS GROUP VID CAP VALUE FUND CLASS Y — Buy (add'l)

VIRTUS FUNDS VIRTUS VONTOBEL EMG MKTS OPPORTUNITIES FUND CLASS 1 — Dividend — Buy (add'l)

VIRTUS FUNDS VIRTUS VONTOBEL EMG MKTS OPPORTUNITIES FUND CLASS 1 — Sold (part)

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F2 — None — Sold

MERIDIAN FD INC SMALL CAP GROWTH FD INVESTOR CL — None — Buy (add'l)

MERIDIAN FD INC SMALL CAP GROWTH FD INVESTOR CL — Sold

PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD FD INSTL CL — Dividend — Buy (add'l)

PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD FD INSTL CL — Sold

DEAN SMALL CAP VALUE FUND CL 1 — None — Buy (add'l)

DEAN SMALL CAP VALUE FUND CL 1 — Sold

TIAA-CREF RETIREMENT ACCOUNTS

TIAA TRADITIONAL ACCOUNT — Interest

VALIC ANNUITY ACCOUNTS

LARGE CAP ACCOUNT — Interest

FIXED INCOME ACCOUNT — Interest

Trustee

Spouse's income — 2020 — self-employed development consultant

VII. Investments and Trusts

1. The account shown on line 175 of the 2019 FDR did not meet the reporting requirements to be included on the 2020 FDR.

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