James C. Dever 3

Northwestern Mutual Whole Life Policy — Interest

Northwestern MutualWhole Life Policy — Interest

PNC Bank Account — Interest

IRA (H)

Cash Deposit -- Northwestern Mutual Investment Services — Interest

ABNFX (The Bond Fund of America Class F-2) — Interest — Sold (part)

ABNFX (The Bond Fund of America Class F-2) — Buy (add'l)

DODIX (Dodge & Cox Income Fund) — Dividend — Buy

DODIX (Dodge & Cox Income Fund) — Sold (part)

DODGX (Dodge & Cox Stock Fund) — Dividend

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Dividend — Buy (add'l)

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Sold (part)

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Sold (part)

POMPX (Pimco Income Fund Class I-2) — Dividend — Sold (part)

POMPX (Pimco Income Fund Class I-2) — Sold

IBAFX (International Bond Fund of America Class F-2) — Dividend — Buy

IBAFX (International Bond Fund of America Class F-2) — Buy (add'l)

BRK B (Berkshire Hathaway Inc Cl B New Stock) — Dividend

DODWX (Dodge & Cox Global Stock Fund) — Dividend — Sold

FINFX (Fundamental Investor Class F-2) — Dividend — Sold (part)

SMCFX (Small Cap World Fund Class F2) — Dividend — Buy (add'l)

TTRZX (Templeton Global Return Fund) — Dividend — Buy (add'l)

TTRZX (Templeton Global Return Fund) — Sold (part)

TTRZX (Templeton Global Return Fund) — Sold (part)

TTRZX (Templeton Global Return Fund) — Sold

ANWFX (New Perspective Fund Class F-2) — Dividend — Sold (part)

NFFFX (New World Fund Class F-2) — Dividend — Sold (part)

CSDIX (Cohen & Steers Real Estate Securities Fund Class I) — Dividend — Sold (part)

CMGIX (Blackrock Midcap Growth Equity Insitutional Fund) — Dividend — Buy

CMGIX (Blackrock Midcap Growth Equity Insitutional Fund) — Sold

WMFFX (Washington Mutual Investors Fund Class F-2) — Dividend — Buy

WMFFX (Washington Mutual Investors Fund Class F-2) — Buy (add'l)

WMFFX (Washington Mutual Investors Fund Class F-2) — Buy (add'l)

WMFFX (Washington Mutual Investors Fund Class F-2) — Sold

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Dividend — Buy

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Sold (part)

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Sold

AMCFX (AMCAP Fund Class F-2) — Dividend — Buy

ANBFX (American FundsStrategic Bond Fund Class F-2) — Dividend — Buy

ANBFX (American FundsStrategic Bond Fund Class F-2) — Sold (part)

BCSSX (Brown Capital Management Small Company Fund Institutional Cl) — Dividend — Buy

GIBIX ((Guggenheim Total Return BondFund Institutional Class) — Dividend — Buy

PFPMX ((Parnassus Midcap Fund Institutional Class) — Dividend — Buy

ARKK (Ark ETF Tr Innovation ETF) — Dividend — Buy

EMQQ (Exchange Traded ConceptsTR EMQQ Emerging Mkts Internet & ECom) — Dividend — Buy

QQQ (Invesco QQQ TR Unit Ser 1) — Dividend — Buy

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Dividend — Buy

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Sold (part)

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Sold (part)

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Buy (add'l)

IJH (IShares TR Core S&P Mid-Cap ETF) — Dividend — Buy

IJR (IShares TR Core S&P Small-Cap ETF) — Dividend — Buy

Roman Catholic Diocese of Raleigh 403(b) Ret Plan (H)

T Rowe Retirement I 2030 Fund — Dividend

Duke Faculty and Staff 403(b) Ret Plan (H)

Vanguard Institution Target Retirement 2025 mutual fund 2025 — Dividend

Trust (H)

Wachovia (now Wells Fargo) checking account — Interest

Wachovia (now Wells Fargo) savings account — Interest

Kinecta Federal Savings & Loan checking account — Interest

Kinecta Federal Savings & Loan savings account — Interest

Kinecta Federal Savings & Loan Certificate of Deposit — Interest

New York Life whole life insurance policy — Interest

New York Life family whole life insurance policy — Interest

New York Life variable annuity (H)

Mainstay VP Janus Henderson Balanced Initial Class 159 — Dividend

USAA whole life insurance policy — Interest

Comcast Corp CL A stock — Dividend

Northrop Grumman Corp stock — Dividend

Raytheon Technologies Corporation stock — Dividend

3M Company stock — Dividend

Wells Fargo checking — Interest

Fidelity US Treasury Money Mkt — Interest

Huntington Ingall Indus stock — Dividend

Chevron Corp stock — Dividend

Fidelity Portfolio Advisory Service(H)

FDLXX (Fidelity Treasury Only Money Market) — Dividend

FDRXX (Fidelity Government Cash Reserves) — Dividend

CEMUX (Causeway Emerging Markets FD) — Dividend

DFCEX (DFA Emerging Markets Core Equ) — Dividend

FALCX (Strategic Advisors Large Cap Fund) — Dividend

FDGRX (Fidelity Growth) — Dividend

FEMKX (Fidelity Emerging Markets) — Dividend

FERGX (Fidelity SAI Emerging Markets Index) — Dividend

FGNSX (Strategic Adv Tax Sensitive Sho) — Dividend

FILFX (Strategic Advisors International) — Dividend

FSAMX (Strategic Advisors International) — Dividend

FSCFX (Strategic Advisors Small Mid- Cap) — Dividend

FSMNX (Fideltiy SAI Municipal Income) — Dividend

FSMUX (SAI Municipal Bond Fund) — Dividend

FVDFX (Fidelity Value Discovery) — Dividend

IJR (Ishares Core S&P Small Cap) — Dividend

IWD (Ishares Russell 1000 Value) — Dividend

IWF (Ishares TR Rus 1000 GRW) — Dividend

IYR (Ishares US Real Estate) — Dividend

LUAEX (LSV Value Equity Fund Investors) — Dividend

MSEGX (Morgan Stanley Growth Portfolio) — Dividend

MTBAX (Mainstay MacKay Tax Free Bond) — Dividend

OAKIX (Oakmark Intl Investors) — Dividend

PRFHX (T Row Price Tax Free High Yields) — Dividend

PRINX (T Rowe Price Summit Muni Income) — Dividend

QUAL (Ishares TR MSCI USA QCT FCT) — Dividend

SCMBX (OWS Managed Muni Bond Fund) — Dividend

TSWIX (Transamerica Intl Equity) — Dividend

VOE (Vanguard Mid Cap Value Index Fund) — Dividend

United Technologies Corp stock — Dividend — Closed

Carrier Global Corp. stock — Dividend — Spinoff (from line 135)

Otis Worldwide Corp. stock — Dividend — Spinoff (from line 135)

Johnson and Johnson stock — Dividend

News Corp Class A stock — Dividend

Morgan Stanley & Co. stock — Dividend

Disney Walt Company stock — Dividend

Fox Corp Class A stock — Dividend

Denton Cnty TX Fresh Water Supply Bond — Interest

California St Various Purp G/O Unltd Bond — Interest

California St RFDG Var Purp G/O Unlt Bond — Interest

Pasadena CA Area Cmnty CLLG Dist RFDG Bond — Interest

Portland OR SWR Sys Rev RFDG Bond — Interest

Northwestern Mutual Whole Life Policy — Interest

Northwestern MutualWhole Life Policy — Interest

PNC Bank Account — Interest

IRA (H)

Cash Deposit -- Northwestern Mutual Investment Services — Interest

ABNFX (The Bond Fund of America Class F-2) — Interest — Sold (part)

ABNFX (The Bond Fund of America Class F-2) — Buy (add'l)

DODIX (Dodge & Cox Income Fund) — Dividend — Buy

DODIX (Dodge & Cox Income Fund) — Sold (part)

DODGX (Dodge & Cox Stock Fund) — Dividend

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Dividend — Buy (add'l)

Comcast Corp CL A stock — Dividend

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Sold (part)

JVMIX (John Hancock Disciplined Value Mid Cap Fund Class I) — Sold (part)

POMPX (Pimco Income Fund Class I-2) — Dividend — Sold (part)

POMPX (Pimco Income Fund Class I-2) — Sold

IBAFX (International Bond Fund of America Class F-2) — Dividend — Buy

IBAFX (International Bond Fund of America Class F-2) — Buy (add'l)

BRK B (Berkshire Hathaway Inc Cl B New Stock) — Dividend

DODWX (Dodge & Cox Global Stock Fund) — Dividend — Sold

FINFX (Fundamental Investor Class F-2) — Dividend — Sold (part)

SMCFX (Small Cap World Fund Class F2) — Dividend — Buy (add'l)

TTRZX (Templeton Global Return Fund) — Dividend — Buy (add'l)

TTRZX (Templeton Global Return Fund) — Sold (part)

TTRZX (Templeton Global Return Fund) — Sold (part)

TTRZX (Templeton Global Return Fund) — Sold

ANWFX (New Perspective Fund Class F-2) — Dividend — Sold (part)

NFFFX (New World Fund Class F-2) — Dividend — Sold (part)

CSDIX (Cohen & Steers Real Estate Securities Fund Class I) — Dividend — Sold (part)

CMGIX (Blackrock Midcap Growth Equity Insitutional Fund) — Dividend — Buy

CMGIX (Blackrock Midcap Growth Equity Insitutional Fund) — Sold

WMFFX (Washington Mutual Investors Fund Class F-2) — Dividend — Buy

WMFFX (Washington Mutual Investors Fund Class F-2) — Buy (add'l)

WMFFX (Washington Mutual Investors Fund Class F-2) — Buy (add'l)

WMFFX (Washington Mutual Investors Fund Class F-2) — Sold

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Dividend — Buy

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Sold (part)

FEPIX (Fidelity Advisor Total Bond Fund Class I) — Sold

AMCFX (AMCAP Fund Class F-2) — Dividend — Buy

ANBFX (American FundsStrategic Bond Fund Class F-2) — Dividend — Buy

ANBFX (American FundsStrategic Bond Fund Class F-2) — Sold (part)

BCSSX (Brown Capital Management Small Company Fund Institutional Cl) — Dividend — Buy

GIBIX ((Guggenheim Total Return BondFund Institutional Class) — Dividend — Buy

PFPMX ((Parnassus Midcap Fund Institutional Class) — Dividend — Buy

ARKK (Ark ETF Tr Innovation ETF) — Dividend — Buy

EMQQ (Exchange Traded ConceptsTR EMQQ Emerging Mkts Internet & ECom) — Dividend — Buy

QQQ (Invesco QQQ TR Unit Ser 1) — Dividend — Buy

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Dividend — Buy

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Sold (part)

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Sold (part)

ITOT (IShares TR Core S&P Total US Stk Mkt ETF) — Buy (add'l)

IJH (IShares TR Core S&P Mid-Cap ETF) — Dividend — Buy

IJR (IShares TR Core S&P Small-Cap ETF) — Dividend — Buy

Roman Catholic Diocese of Raleigh 403(b) Ret Plan (H)

T Rowe Retirement I 2030 Fund — Dividend

Duke Faculty and Staff 403(b) Ret Plan (H)

Vanguard Institution Target Retirement 2025 mutual fund 2025 — Dividend

Trust (H)

Wachovia (now Wells Fargo) checking account — Interest

Wachovia (now Wells Fargo) savings account — Interest

Kinecta Federal Savings & Loan checking account — Interest

Kinecta Federal Savings & Loan savings account — Interest

Kinecta Federal Savings & Loan Certificate of Deposit — Interest

New York Life whole life insurance policy — Interest

New York Life family whole life insurance policy — Interest

New York Life variable annuity (H)

Mainstay VP Janus Henderson Balanced Initial Class 159 — Dividend

USAA whole life insurance policy — Interest

Northrop Grumman Corp stock — Dividend

Raytheon Technologies Corporation stock — Dividend

3M Company stock — Dividend

Wells Fargo checking — Interest

Fidelity US Treasury Money Mkt — Interest

Huntington Ingall Indus stock — Dividend

Chevron Corp stock — Dividend

Fidelity Portfolio Advisory Service(H)

FDLXX (Fidelity Treasury Only Money Market) — Dividend

FDRXX (Fidelity Government Cash Reserves) — Dividend

CEMUX (Causeway Emerging Markets FD) — Dividend

DFCEX (DFA Emerging Markets Core Equ) — Dividend

FALCX (Strategic Advisors Large Cap Fund) — Dividend

FDGRX (Fidelity Growth) — Dividend

FEMKX (Fidelity Emerging Markets) — Dividend

FERGX (Fidelity SAI Emerging Markets Index) — Dividend

FGNSX (Strategic Adv Tax Sensitive Sho) — Dividend

FILFX (Strategic Advisors International) — Dividend

FSAMX (Strategic Advisors International) — Dividend

FSCFX (Strategic Advisors Small Mid- Cap) — Dividend

FSMNX (Fideltiy SAI Municipal Income) — Dividend

FSMUX (SAI Municipal Bond Fund) — Dividend

FVDFX (Fidelity Value Discovery) — Dividend

IJR (Ishares Core S&P Small Cap) — Dividend

IWD (Ishares Russell 1000 Value) — Dividend

IWF (Ishares TR Rus 1000 GRW) — Dividend

IYR (Ishares US Real Estate) — Dividend

LUAEX (LSV Value Equity Fund Investors) — Dividend

MSEGX (Morgan Stanley Growth Portfolio) — Dividend

MTBAX (Mainstay MacKay Tax Free Bond) — Dividend

OAKIX (Oakmark Intl Investors) — Dividend

PRFHX (T Row Price Tax Free High Yields) — Dividend

PRINX (T Rowe Price Summit Muni Income) — Dividend

QUAL (Ishares TR MSCI USA QCT FCT) — Dividend

SCMBX (OWS Managed Muni Bond Fund) — Dividend

TSWIX (Transamerica Intl Equity) — Dividend

VOE (Vanguard Mid Cap Value Index Fund) — Dividend

United Technologies Corp stock — Dividend — Closed

Carrier Global Corp. stock — Dividend — Spinoff (from line 135)

Otis Worldwide Corp. stock — Dividend — Spinoff (from line 135)

Johnson and Johnson stock — Dividend

News Corp Class A stock — Dividend

Morgan Stanley & Co. stock — Dividend

Disney Walt Company stock — Dividend

Fox Corp Class A stock — Dividend

Denton Cnty TX Fresh Water Supply Bond — Interest

California St Various Purp G/O Unltd Bond — Interest

California St RFDG Var Purp G/O Unlt Bond — Interest

Pasadena CA Area Cmnty CLLG Dist RFDG Bond — Interest

Portland OR SWR Sys Rev RFDG Bond — Interest

Adjunct Law Professor, Campbell University, N.A. Wiggins School of Law

Senior Lecturing Fellow, Duke University School of Law

Board of Visitors, Duke University School of Law

Adjunct Law Professor, Campbell University, N.A. Wiggins School of Law

Senior Lecturing Fellow, Duke University School of Law

Board of Visitors, Duke University School of Law

Agreement — 2020 — Agreement to teach as an adjunct law professor at Campbell University

Agreement — 2020 — Agreement to teach as a senior lecturing fellow at Duke University

Agreement — 2020 — Agreement to teach as an adjunct law professor at Campbell University

Agreement — 2020 — Agreement to teach as a senior lecturing fellow at Duke University

Income — 2020 — Campbell University (wages) — $6,000.00

Income — 2020 — Duke University (wages) — $10,000.00

Income — 2020 — Campbell University (wages) — $6,000.00

Income — 2020 — Duke University (wages) — $10,000.00

Spouse's income — 2020 — Teacher, Our Lady of Lourdes Catholic School, Raleigh, North Carolina (wages)

Spouse's income — 2020 — Teacher, Our Lady of Lourdes Catholic School, Raleigh, North Carolina (wages)

1. With respect to line 11, I mistakenly listed the Dodge & Cox Income Fund (DODIX) on lines 11 and 27 in last year's report. I have listed DODIX only on line

11 this year.

2. With respect to lines 98, 135, 136, and 137, on April 3, 2020, United Technolgies Corporation (UTC) completed its spin-offs of Carrier Global Corporation

(now trading as CARR) and Otis Worldwide Corporation (now trading as OTIS) and completed the merger between UTC and Raytheon Company. As part of

the merger, UTC's and Raytheon's names were changed to Raytheon Technologies Corporation and its shares began trading under that new name and the symbol

RTX. I have used the new name on line 98. Carrier Global Corporation and Otis Worldwide Corporation also began trading seperately as part of the spin-off. I

have listed those two stocks on lines 136 and 137. Thus, my report next year will no longer list United Technologies Corporation. For the Type column in line

135, I selected the "Closed" description because it seemed to fit the transaction the best for the options given in the software.

3. With respect to lines 1,2, 90, 91,and 94, these are paid up whole life insurance policies. According to my insurance agent, there are no underlying investments

for these paid up whole life policies.

4. With respect to lines 92 and 93, the asset listed on line 92 is a New York Life variable annuity. The asset allocation is 100% in Mainstay VP Janus Henderson

Balanced - Initial Class - 159 as referenced on line 93.

5. With respect to lines 104 to 133, I have amended the report to list the mutual funds in this Fidelity Account. The mutual funds in this Fidelity Account are now

listed in lines 105 to 133. I inadvertantly omitted these mutual funds from my prior reports and simply reported the asset as Fidelity Portfolio Advisory Service. I

will list the individual mutual funds in this asset in reports going forward.

6. In accordance with insructions from the Committee, I have corrected the reference to the type of income for any mutual funds in the report to Dividends (as

opposed to Int./Div.).