Judith G. Dein

Agilent Technologies Inc. stock — Dividend

SBC Communications Inc. — Dividend

Bank of America cash equivalent account — Interest

Bank of America cash equivalent account — Interest

Vodafone Airtouch PLC — Dividend

Israeli Bonds — Dividend

AT&T stock — Dividend

Mass. ST CONS LN — Interest — Redeemed

Needham Bank cash equivalent accountt — Interest

Phoenix Concierge cash equivalent account — Interest

First Eagle Global Fund Class A M/F — Dividend — Sold (part)

Nuveen Limited Term Mun Bond Fund Class A & C M/F — Interest

Thornburg Ltd Term Mun. Fund Class C M/ F — Interest

Western Asset Managed Municipals Fund Class I — Dividend — Sold (part)

Clearbridge Dividend Strategy Fund Class C & A — Interest

Thornburg Limited Term Municipal Fund Class A — Interest

UBS Bank USA Dep. cash equivalent accounts (various) — Interest

Carillon Eagle Growth & Income Fund Class C — Dividend

Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)

Pioneer Fundamental Growth Class Y — Sold (part)

Pioneer Fundamental Growth Class Y — Buy (add'l)

Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)

Pioneer Fundamental Growth Class Y — Sold (part)

Pioneer Fundamental Growth Class Y — Buy (add'l)

Vanguard Total Intl BD Index Fund ETF — Dividend — Sold (part)

Vanguard Total Intl BD Index Fund ETF — Buy (add'l)

Vanguard Total Intl BD Index Fund ETF — Buy (add'l)

Loomis Sayles Strategic Income Fund Class Y — Dividend — Sold

Loomis Sayles Strategic Income Fund Class Y — Dividend — Sold

Wisdomtree Trust SmallCap Dividend Fund — Dividend — Buy (add'l)

Wisdomtree Trust SmallCap Dividend Fund — Buy (add'l)

Wisdomtree Trust SmallCap Dividend Fund — Sold

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Columbia Dividend Income Fund Class Institutional — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Columbia Dividend Income Fund Class Institutional — Sold (part)

Wisdomtree Small Cap Divid ETF — Dividend — Buy (add'l)

Wisdomtree Small Cap Divid ETF — Sold (part)

Wisdomtree Small Cap Divid ETF — Sold

Vanguard Total Bond Market ETF — Dividend — Sold (part)

Vanguard Total Bond Market ETF — Buy (add'l)

Vanguard Total Bond Market ETF — Buy (add'l)

Principal FDS Inc Global Diversified Income Fund Cl I — Dividend — Buy (add'l)

Principal FDS Inc Global Diversified Income Fund Cl I — Sold (part)

Principal FDS Inc Global Diversified Income Fund Cl I — Sold

Vanguard Total Bond Market ETF — Dividend — Buy (add'l)

Vanguard Total Bond Market ETF — Sold (part)

Vanguard Total Bond Market ETF — Buy (add'l)

Build NYC Resource Corp Assur RV CR 5 — Dividend

Goldman Sachs Group Inc 05.500% — Dividend

Morgan Stanley B/E 03.875% — Dividend

NYC Transition SR E BE/R/4 — Dividend

UBS Cash Account — Interest

Vanguard Total Intl Bond ETF — Dividend — Sold (part)

Vanguard Total Intl Bond ETF — Buy (add'l)

Hartford Schroders Tax-Aware Bond Fund Class 1 — Dividend — Buy (add'l)

Hartford Schroders Tax-Aware Bond Fund Class 1 — Sold (part)

Invesco Municipal Income Fund Class Y — Dividend — Buy (add'l)

Invesco Municipal Income Fund Class Y — Sold (part)

Vanguard Shorti-term Tax-exempt Fund Admiral — Dividend — Sold (part)

Vanguard Shorti-term Tax-exempt Fund Admiral — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Growth ETF — Sold (part)

Vanguard S&P 500 Growth ETF — Buy (add'l)

Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Sold (part)

Oppenheimer Steelpath MLP Select 40 Fund Y (now Invesco Oppenheimer) — Dividend — Sold

Western Asset Core Plus Bond Fund Class I — Dividend — Buy (add'l)

Western Asset Core Plus Bond Fund Class I — Sold (part)

Western Asset Core Plus Bond Fund Class I — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World Ex-US ETF — Sold (part)

Vanguard FTSE All World Ex-US ETF — Buy (add'l)

Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Growth ETF — Sold (part)

Vanguard S&P 500 Growth ETF — Buy (add'l)

Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Sold (part)

Vanguard S&P 500 Value ETF — Buy (add'l)

Oppenheimer Steelpath MLP Select 40 Fund Y(Invesco Oppenheimer) — Dividend — Sold

Western Asset Core Plus Bond Fund Class I — Dividend — Sold (part)

Western Asset Core Plus Bond Fund Class I — Buy (add'l)

Western Asset Core Plus Bond Fund Class I — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Dividend — Sold (part)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

Invesco Global Clean Energy Portfolio ETF — Dividend — Sold

Invesco Global Water Portfolio ETF — Dividend — Sold (part)

Invesco Global Water Portfolio ETF — Buy (add'l)

Invesco Global Water Portfolio ETF — Buy (add'l)

Invesco Global Water Portfolio ETF — Sold (part)

Invesco Global Water Portfolio ETF — Sold (part)

Invesco Global Water Portfolio ETF — Sold (part)

PAX Ellevate Global Women's Index Fund Class Institutional — Dividend — Sold (part)

PAX Ellevate Global Women's Index Fund Class Institutional — Buy (add'l)

PAX Ellevate Global Women's Index Fund Class Institutional — Buy (add'l)

PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)

PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)

PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Dividend — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Buy (add'l)

PAX Global Environmental Markets Fund Class Instl — Buy (add'l)

PAX Global Environmental Markets Fund Class Instl — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Sold (part)

PAX Global Environmental Markets Fund Class Instl — Sold (part)

Calvert Bond Fund Class I — Dividend — Sold (part)

Calvert Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Buy (add'l)

Calvert Bond Fund Class I — Sold

BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)

BNY Mellon Equity Income Fund Class I — Sold (part)

BNY Mellon Int'l Bond Fund Class I — Dividend — Sold

PGIM Global Total Return Class Z — Dividend — Sold (part)

PGIM Global Total Return Class Z — Buy (add'l)

PGIM Global Total Return Class Z — Sold

PIMPCO Income Fund Class I2 — Dividend — Sold (part) — see note 1

PIMPCO Income Fund Class I2 — Buy (add'l)

PIMPCO Income Fund Class I2 — Buy (add'l)

PIMPCO Income Fund Class I2 — Dividend — Buy (add'l)

PIMPCO Income Fund Class I2 — Buy (add'l)

PIMPCO Income Fund Class I2 — Buy (add'l)

BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)

BNY Mellon Equity Income Fund Class I — Sold (part)

BNY Mellon International Bond Fund Class I — Dividend — Sold

PGIM Global Total Return Class Z — Dividend — Buy (add'l)

PGIM Global Total Return Class Z — Buy (add'l)

PGIM Global Total Return Class Z — Sold

Calvert Green Bond Fund Class I — Dividend — Buy (add'l)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Buy (add'l)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Sold (part)

Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)

Columbia Dividend Income Fund Class Institutional — Sold (part)

BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)

BNY Mellon Equity Income Fund Class I — Sold (part)

Vanguard FTSE All World EX-US ETF — Dividend — Buy (add'l)

Vanguard FTSE All World EX-US ETF — Sold (part)

Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Growth ETF — Buy (add'l)

Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)

Vanguard S&P 500 Value ETF — Sold (part)

Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Dividend — Buy (add'l)

Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Buy (add'l)

Principal Gobal Diversified Income Fund Class I — Dividend — Buy (add'l)

Principal Gobal Diversified Income Fund Class I — Sold

Calvert Equity Fund Class C — Interest — Buy (add'l)

FIMM Money Market Part Fund INST Class M/M Cash equivalent — Interest — Sold (part)

Loomis Sayles Intermediate Municipal Bond Fund Cl. Y — Interest

MFS Intl Diversification FD CLI — Interest — Buy (add'l)

MFS Intl Diversification FD CLI — Sold (part)

MFS Intl Diversification FD CLI — Buy (add'l)

PIMCO Short-term Fund Class I2 — Interest — Sold

PIMCO Short Asset Investment Fund Class I2 — Interest — Sold

MFS International Diversification FD CLI — Interest — Buy (add'l)

MFS International Diversification FD CLI — Sold (part)

MFS International Diversification FD CLI — Buy (add'l)

PIMCO Short-term Fund Class I2 — Interest — Sold

Neuberger Berman Sustainable Equity Fund INST Class — Interest — Buy (add'l)

Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)

Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)

Neuberger Berman Sustainable Equity Fund INST Class — Sold (part)

Neuberger Berman Sustainable Equity Fund INST Class — Sold (part)

Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Interest — Buy (add'l)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Buy (add'l)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Buy (add'l)

TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)

Wisdomtree US Small Cap Dividend Fund ETF — Dividend — Sold

Invesco Oppenheimer Steelpath MLP Select 40 — Interest — Sold

MFS International Diversification FD CLI — Interest — Buy (add'l)

MFS International Diversification FD CLI — Sold (part)

Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Interest — Sold (part)

Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Sold (part)

Aberdeen Ultra Short Municipal Income Fund Institutional Class — Interest — Sold (part)

Aberdeen Ultra Short Municipal Income Fund Institutional Class — Sold

Mainstay Mackay High Yield Municipal Bond Fund Class I — Interest — Sold (part)

Mainstay Mackay High Yield Municipal Bond Fund Class I — Buy (add'l)

The Hartford Municipal Opportunities Fund Class I — Interest — Sold (part)

The Hartford Municipal Opportunities Fund Class I — Buy (add'l)

Western Asset Managed Municipals Fund Class I — Interest — Sold (part)

Western Asset Managed Municipals Fund Class I — Sold

Invesco Global Clean Energy ETF — Interest — Sold

Invesco Global Water ETF — Interest — Buy (add'l)

Invesco Global Water ETF — Sold (part)

Invesco Global Water ETF — Buy (add'l)

Invesco Global Water ETF — Buy (add'l)

Invesco Global Water ETF — Buy (add'l)

Invesco Global Water ETF — Sold (part)

Invesco Global Water ETF — Sold (part)

Invesco Global Water ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Interest — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

IShares MSCI KLD 400 Social ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Sold (part)

IShares MSCI KLD 400 Social ETF — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Interest — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)

Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)

Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)

Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)

Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Interest — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Sold (part)

PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)

PAX Global Environmental Markets Fund Class Institutional — Sold (part)

PAX Global Environmental Markets Fund Class Institutional — Sold (part)

PAX Global Environmental Markets Fund Class Institutional — Sold (part)

PAXEllevate Global Women's Leadership Fund Institutional — Interest — Sold (part)

PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)

PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)

PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)

PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)

PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)

PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)

PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)

Calvert Green Bond Fund Class I — Interest — Buy (add'l)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Buy (add'l)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Buy (add'l)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Green Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Interest — Buy (add'l)

Calvert Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Buy (add'l)

Calvert Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Sold (part)

Calvert Bond Fund Class I — Buy (add'l)

Calvert Bond Fund Class I — Sold

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Interest — Buy (add'l)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)

TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)

Federated Hermes SDG Engagement EQ Fund Cl I — Dividend — Buy

Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)

Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)

Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)

Federated Hermes SDG Engagement EQ Fund Cl I — Sold (part)

Federated Hermes SDG Engagement EQ Fund Cl I — Sold (part)

IShares Global Green Bond ETF — Dividend — Buy

IShares Global Green Bond ETF — Buy (add'l)

The Hartford MidCap Fund Class I — Dividend — Buy

Tortoise MLP & Energy Income Fund Class Institutional — Dividend — Buy

Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)

Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)

Aberdeen Untra Short Municipal Income Fund Cl Institutional — Dividend — Buy

PIMCO Intl Bond USA Dollar Hedged — Dividend — Buy

PIMCO Intl Bond USA Dollar Hedged — Buy (add'l)

PIMCO Intl Bond USA Dollar Hedged — Buy (add'l)

Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Dividend — Buy

Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Buy (add'l)

Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Sold

Deleware Smal Cap Core I — Dividend — Buy

Deleware Smal Cap Core I — Buy (add'l)

TRowe Price Blue Chip Growth Fund Inc — Dividend — Buy

TRowe Price Blue Chip Growth Fund Inc — Buy (add'l)

The Hartford Mid Cap Fund Class I — Dividend — Buy

The Hartford Mid Cap Fund Class I — Sold (part)

Tortoise MLP & Pipeline Fund Class Institutional — Dividend — Buy

IShares NATL Muni Bond ETF — Dividend — Buy

Vanguard Intermediate Term Tax exempt fund Admiral — Dividend — Buy

The Hartfund Mid Cap Fund Class I — Dividend — Buy

Tortoise MLP & Energy Income Fund Class Institutional — Dividend — Buy

Tortoise MLP & Energy Income Fund Class Institutional — Buy (add'l)

Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)

PIMCO International Bond Fund US Dollar Hedged — Dividend — Buy

PIMCO International Bond Fund US Dollar Hedged — Sold (part)

PIMCO International Bond Fund US Dollar Hedged — Buy (add'l)

Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Dividend — Buy

Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Buy (add'l)

Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Sold

Federated Hermes SDG Engagement Fund Class INSTL — Dividend — Buy

Federated Hermes SDG Engagement Fund Class INSTL — Buy (add'l)

Federated Hermes SDG Engagement Fund Class INSTL — Buy (add'l)

Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)

Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)

Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)

IShares Global Green Bond ETF — Dividend — Buy

IShares Global Green Bond ETF — Buy (add'l)

Fellow, Massachusetts Bar Foundation

Trustee, Union College, Schenectady, NY

Fellow, American Bar Association

Spouse's income — 2020 — Goulston & Storrs - lawyer

If the same asset is listed multiple times, it is because it is held in several accounts.

Note 1 - The amounts reported last year were combined for two accounts. Since transactions were conducted on different days this year, I divided the reporting

into the two accounts.