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What was filed

  • 207

    investments

  • 6

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • St. John's School of Law, Alumni Association (uncompensated)
  • Federal Bar Council (uncompensated)
  • Havens Relief Fund Society (uncompensated)
  • Family Irrevocable Trust (uncompensated)
  • Federal Judges Association (uncompsensated)
  • New York State-Federal Judicial Council (uncompensated)
  • St. John's University (income as salary)

As filed

Brk Act #1 Fidelity Capital Apprec'n Mutual Fd [FDCAX] — Dividend

Brk Act #1Fidelity Cash Reserves [FDRXX] — Dividend

Brk Act #1 Fidelity Asset Manager Mutual Fd [FASGX] — Dividend — Sold (part)

same — Sold (part)

Brk Act #1 Fidelity Aggressive Growth Mutual Fd [FAMRX] — Dividend — Sold (part)

same — Sold (part)

same — Donated (part)

Brk Act #1 Fidelity Balanced [FBALX] — Dividend — Sold (part)

same — Donated (part)

Brk Act #1 Fidelity MSCI Info [FTEC] — Dividend — Donated (part)

same — Donated (part)

Brk Act #1 Fidelity NASDAQ [FNCMX] — Dividend

Brk Act #1 Fidelity [FZDXX] — Int./Div.

Brk Act#1 Fidelity MSCI Real Estate ETF — Dividend — Sold

Brk Act #1 Fidelity IEMG — Dividend — Buy

Brk Act #1 Fidelity FZDVX (See Part VIII) — Interest

Brk Act #4 First Eagle Overseas Fund Class A — Dividend

Brk Act #4 LM [SB] Appreciation Fd CL A(Part VIII) — Dividend

Brk Act #4 LM [SB] Large Cap Grwth FD CL A — Dividend

Brk Act #4 Morgan Stanley NY Muni Money Mkt Fd CL A — Interest

Brk Act #4 VFH — Dividend

Brk Act #4 NJ High Ed 4.5/21 — Interest — Redeemed

Brk Act #4 NJ Econ Dev Ref-EE 5.25/22 — Interest

Brk Act #4 NJ Econ Dev Ref-EE 5.25/22 — Interest

Brk Act #4 NJ Trans 5.25/23 — Interest

Brk Act #4 NJ State Trans 5.25/23 — Interest

Brk Act #4 NJ State Trans 5/24 — Interest

Brk Act #4 NJ EDA Sch Facs Ser EE 5.25/25 — Interest

Brk Act #4 NJ TFA Rev Ser B 5.25/25 — Interest

Brk Act #4 NJ Econ Dev Auth Sch Facs Const Ref-NN 5/26 — Interest

Brk Act #4 NJ Econ Dev Auth School 5.25/26 — Interest

Brk Act #4 NJ St. Trans Auth Ser - A 0/26 — Interest

Brk Act #4 NY NY 5/28 — Interest

Brk Act #4 NY NY 5/28 — Int./Div.

Brk Act #4 NYS Thruway 5/28 — Interest

Brk Act #4 NY NY IDA Rev AGC 6.125/29 — Interest

Brk Act #4 NJ St. Trans TRFD Sys - A 5.125/29 — Interest

Brk Act #4 NYS Dorm Auth 5/29 — Interest

Brk Act #4 NJ TFARev Ser B 5.25/36 — Interest

Brk Act #4 Ishares TR Dow Jones Select Div Index Fund — Dividend

Brk Act #4 ADP — Dividend

Brk Act #4 CDK — Dividend

Brk Act #4 BR — Dividend

Brk Act #4 BBY — Dividend

Brk Act #4 IBM — Dividend

Brk Act #4 KMB — Dividend

Brk Act #4 AVNS Part VIII — None

Brk Act #4 KSS — Dividend — Sold

Brk Act #4 MDT — Dividend

Brk Act #4 MSFT — Dividend

Brk Act #4 WMT — Dividend

Brk Act #4 WBA — Dividend

Brk Act #4 VIG — Dividend

Brk Act #7 Bank Dep. Prog. Morgan Stanley Bank, N.A. — Interest

Brk Act # 7 PWC — Dividend — Sold

Brk Act #7 EFG — Dividend — Buy

Brk Act #7 EFG — Buy (add'l)

Brk Act #7 EFG — Buy (add'l)

Brk Act #7 EFG — Buy (add'l)

Brk Act #7 EFG — Buy (add'l)

Brk Act #7 EFV — Dividend — Buy

Brk Act #7 EFV — Buy (add'l)

Brk Act #7 EFV — Buy (add'l)

Brk Act #7 EFV — Buy (add'l)

Brk Act #7 EFV — Buy (add'l)

Brk Act#7 EEM — Dividend — Buy

Brk Act#7 EEM — Buy (add'l)

Brk Act#7 EEM — Buy (add'l)

Brk Act#7 EEM — Buy (add'l)

Brk Act#7 EEM — Buy (add'l)

Brk Act #7 IWF — Dividend — Buy

Brk Act #7 IWF — Buy (add'l)

Brk Act #7 IWF — Buy (add'l)

Brk Act #7 IWF — Buy (add'l)

Brk Act #7 IWF — Buy (add'l)

Brk Act #7 IWD — Dividend — Buy

Brk Act #7 IWD — Buy (add'l)

Brk Act #7 IWD — Buy (add'l)

Brk Act #7 IWD — Buy (add'l)

Brk Act #7 IWD — Buy (add'l)

Brk Act #7 IWO — Dividend — Buy

Brk Act #7 IWO — Buy (add'l)

Brk Act #7 IWO — Buy (add'l)

Brk Act #7 IWO — Buy (add'l)

Brk Act #7 IWO — Buy (add'l)

Brk Act #7 IWN — Dividend — Buy

Brk Act #7 IWN — Buy (add'l)

Brk Act #7 IWN — Buy (add'l)

Brk Act #7 IWN — Buy (add'l)

Brk Act #7 IWN — Buy (add'l)

Brk Act #7 IWP — Dividend — Buy

Brk Act #7 IWP — Buy (add'l)

Brk Act #7 IWP — Buy (add'l)

Brk Act #7 IWP — Buy (add'l)

Brk Act #7 IWP — Buy (add'l)

Brk Act #7 IWS — Dividend — Buy

Brk Act #7 IWS — Buy (add'l)

Brk Act #7 IWS — Buy (add'l)

Brk Act #7 IWS — Buy (add'l)

Brk Act #7 IWS — Buy (add'l)

Brk Act #9 Bank Dep Prog. Morgan Stanley Bank, N.A. — Interest

Brk Act #9 EEM (See Part VIII)

Brk Act #9 MFS Intl New Disc Fund A [MIDAX}(See Part VIII)

Brk Act #9 PR Comm H & T 0/20 — Interest — Redeemed

Brk Act #9 XLF(See Part VIII)

Brk Act #9 SPY — Dividend

Brk Act #9 VIG — Dividend

Brk Act #9 XLRE(SeePart VIII)

Brk Act #10 Bank Dep Prog. Morgan Stanley Bank, N.A. — Interest

Brk Act #10 NJ Turnpike Auth Ser - H 5/20 — Interest — Redeemed

Brk Act #10 NY St. Dorm Auth North Shore Rev A 5/21 — Interest

Brk Act #10 NJ Health Care Facs 5/21 — Interest

Brk Act #10 Delaware Riv Jt Toll Bridge 5/22 — Interest

Brk Act #10 Piedmont Mun Pwr Agy 5/23 — Interest

Brk Act #10 Monmouth Cnty NJ 5/23 — Interest

Brk Act #10 NJ Health Care Facs Fing Auth 5/23 — Interest

Brk Act #10 Monmouth Cnty NJ Impt Auth Lease 5/23 — Interest

Brk Act #10 Delaware Riv & Bay Auth Del Rev B 5/24 — Interest

Brk Act #10 Moorestown Twp NJ School Dist 5/24 — Interest

Brk Act #10 Hamilton Twp. Mercer Cnty NJ 5/25 — Interest

Brk Act #10 NJ St Edl Fac Auth Rev-A 5/25 — Interest

Brk Act #10 Port Auth NY & NJ Con 5/26 — Interest

Brk Act #10 NJ Turnpike Auth Rev Ser B 5/26 — Interest

Brk Act #10 Metropolitan Trans Auth 5/26 — Interest — Redeemed

Brk Act #10 Monmouth Cnty NJ Impt 5/27 — Interest

Brk Act #10 Hudson Cnty NJ Impt 5/29 — Interest

Brk Act #10 Mercer Cnty NJ Impt Auth 5/27 — Interest

Brk Act #10 Port Auth of NY & NJ Consld Rev 194 5/27 — Interest

Brk Act #10 Hudson Cnty NJ G/O 4/27 — Interest

Brk Act#10 Long Island Pwr Auth 5/27 — Interest — Buy

Brk Act #10 NJ St Tpk Auth 5/29 — Interest

Brk Act #10 NYC TFA 5/29 — Interest

Brk Act #10 NYC TFA Rev-F3 5/30 — Interest

Brk Act #10 Burlingtn Cnty NJ 5/30 — Interest

Brk Act #10 NY St. Environ FACS 5/30 — Interest

Brk Act #10 NY ST Dorm Auth 5/30 — Interest

Brk Act #10 NY ST Dorm Auth 5/30 — Interest

Brk Act #10 NYC Muni WTR 5/30 — Interest

Brk Act #10 NY ST Dorm Auth Sales Tax 5/31 — Interest

Brk Act #10 NY NY City Muni Wtr 5/32 — Interest

Brk Act #10 NY NY City TFA 5/33 — Interest

Brk Act #10 Dorm Auth NY St. Johns 5/33 — Interest

Brk Act#10 NY NY City Transitional 4/33 — Interest

Brk Act #10 NY ST Dorm Auth Sales Tax 5/33 — Interest

Brk Act #10 NY St Environmental 5/34 — Interest — Buy (add'l)

Brk Act #10 NY ST Dorm Auth Sales Tax 5/34 [not 5/24] — Interest

Brk Act#10 NY ST Urban Dev 4/34 — Interest — Buy

Brk Act #10 NYC TFA Future Tax 5/35 — Interest

Brk Act #10 New York NY 5/35 — Interest

Brk Act #10 New York NY 5/35 — Interest

Brk Act #13 Fidelity Equity Inc[FEQIX] — Dividend

Brk Act #13 Fidelity Inter Bond [FTHRX] (H) — Interest

Brk Act #13 Fidelity Capital Apprec [FDCAX] — Dividend

Brk Act #13 Fidelity Retire Mmkt[Cash Reserves][FDRXX] [FCRXX] [FCRXX] — Interest

Bank Act #14 Chase Accounts — Interest

Brk Act #5 Fidelity Smart Account — Interest

Bank Act#16 TD Bank — None

Brk Act #17 Bank Deposit Program Morgan Stanley — Interest

Brk Act #17 EFG — Dividend — Buy

Brk Act #17 EFV — Dividend — Buy

Brk Act #17 EEM — Dividend — Buy

Brk Act #17 IWF — Dividend — Buy

Brk Act #17 IWD — Dividend — Buy

Brk Act #17 IWO — Dividend — Buy

Brk Act #17 IWN — Dividend — Buy

Brk Act #17 IWP — Dividend — Buy

Brk Act #17 IWS — Dividend — Buy

Brk Act #17 MAHQX — Dividend — Buy

Real Estate Long Island NY #1 — None

Brk Act # 18 Citibank CD — Interest — Redeemed

Brk Act # 19 Ciitibank CD — Interest

Bank Acct #20 First Nat Bank of LI — Interest

Brk Act # 21 Fidelity SPAXX — Interest

Brk Act # 21 Wells Fargo (CD) 2.8 /8/17/20 — Interest — Redeemed

Brk Act #21 FAMRX — Int./Div. — Sold

Brk Act #21 FASC[G]X — Int./Div. — Sold

Brk Act # 21 FBALX — Int./Div. — Sold

Brk Act # 21 FLCSX — Int./Div. — Sold

Brk Act #21 FTBALX — Int./Div. — Sold

Brk Act #21 PONX — Int./Div. — Sold

Brk Act #24 Fidelity FAMRX — Interest

Brk Act #24 SPAXX — Int./Div.

Brk Act #25 Fidelity FAMRX — Int./Div.

Brk Act # 25 SPAXX — Int./Div.

Brk Act #26 St. John's Univ DefiContribPlan TIAA Traditional — Int./Div.

Brk Act #26 TIAA Real Estate — Int./Div.

Brk Act# 26 CREF Bond Mkt R2 — Int./Div.

Brk Act #26 CREF Stock R2 — Int./Div.

Brk Act #26 Western Asset CorPlsBnd IS — Int./Div.

Brk Act# 27 TIAA Tax Deferred AnnuityTIAA Traditional — Int./Div.

Brk Act#27 TIAA Real Estate(QREARX) — Int./Div.

Brk Act #27 CREF Stock R2 (QCSTPX) — Int./Div.

Bank Act # 28 AMEX Savings — Interest

Brk Act #29 Bank Deposit Program Morgan Stanley — Interest

Brk Act #29 EEM (See Part VIII) — Dividend — Sold (part)

Brk Act #29 XLF (See Part VIII) — Dividend — Sold

Brk Act #29 XLRE (See Part VIII) — Dividend — Sold

Brk Act #29 MIDAX (See Part VIII) — Dividend — Sold

Brk Act #29 EFG — Dividend — Buy

Brk Act #29 EFV — Dividend — Buy

Brk Act #29 IWF — Dividend — Buy

Brk Act #29 IWD — Dividend — Buy

Brk Act #29 IWO — Dividend — Buy

Brk Act #29 IWN — Dividend — Buy

Brk Act #29 IWP — Dividend — Buy

Brk Act #29 IWS — Dividend — Buy

Brk Act #29 MAHQX — Dividend — Buy

Director (ex officio as former president), St. John's School of Law, Alumni Association (uncompensated)

Trustee (ex officio as former president), Federal Bar Council (uncompensated)

Board of Managers, Havens Relief Fund Society (uncompensated)

Trustee, Family Irrevocable Trust (uncompensated)

Director, Federal Judges Association (uncompsensated)

Chair, New York State-Federal Judicial Council (uncompensated)

Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)

Agreement — 3/4/13 — Cahill Gordon & Reindel LLP renouncement of all future payments. (Copy filed with 2012 FDR.)

Spouse's income — 2020 — St. John's University (income as salary)

Part VII, Line 16, Brk Act#1Fidelity FZDVX Omitted from 2019 FDR Bought 7/17/2019 Value Code M, end of period Gross Value Code M, Income Amt Code

A, Type Interest,

Part VIII, Lines 102/195, 103/198, 105/196 108/197 BrkAct#9 and BrkAct#29 The entirety of the holdings of the following were transferred from BrkAct#9 to

BrkAct#29: EEM, MIDAX, XLF, XLRE. There was no sale but only a transfer of the security from one account to another..

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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