William E. Cassady

Franklin/Templeton World Fund CL A (TEMWX) IRA — Dividend — Closed — See Note 2, Part VIII

Franklin Income Fund CL A (FKINX) — Dividend — Closed — See Note 2, Part VIII

The Southern Company - DSPP-COMMON STOCK — Dividend

Vanguard Mutual Funds IRA

Balanced Index Fund Admiral Shares (VBIAX) — Dividend — See Note 3, Part VIII

STAR Investor CL (VGSTX) — Dividend — See Note 4, Part VIII

Vanguard Mutual Funds (non-IRA)

Vanguard Balanced Index Fund Admiral Shares (VBIAX) — Dividend

Short Term Tax-Exempt Inv 0041 (VWSTX) — Dividend — Sold

Wellesley Income Fund Adm (VWIAX) — Dividend — Buy

Rental Property - Jefferson Co., B'ham, AL (Southbury, LLC) — Rent

Butler Co, AL land (Apr. 4/14/10) (Cassady Farms, LLC) — Rent

House & lot, Greenville, Butler Co.,AL (Apr. 4/4/10)(Cassady Farms) — Rent

Town & Country National Bank

Common Stock — Dividend

Savings Account — Interest

Participating Units - Cassady Farms, LLC — Distribution

Participating Units - Jefferson Co., AL Southbury Condo, LLC — Rent

Brokerage Account #1

Bank Deposit Sweep Account-Wells Fargo Advisors, LLC — Interest

STOCKS

Royal Dutch Shell PLC ADR CL A RDS/ A — Dividend

UBS Group AG UBS — Dividend — Sold

OPEN END MUTUAL FUNDS

Baird Funds Inc Inter Mun Bond Fund Instl CL 1 (BMBIX) — Dividend

Nuveen Mun Trust Inter Duration Mun Bd Fd CL I (NUVBX) — Dividend

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Dividend

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Dividend

T Rowe Price Summit Mun FDS INC Mun INC FD (PRINX) — Dividend

Thornburg Invt Tr Ltd Ter Mun Fd Cl 1 (LTMIX) — Dividend

American Europacific Growth FU CL F2 (AEPFX) — Dividend

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Sold (part)

GOLDMAN SACHS TR FINL Square Treas Instrs FD Inst CL (FTIXX) — Dividend — Sold

MFS SER TR III MUNICIPAL HIGH INCOME FD CL I (MMIIX) — Dividend

MFS Ser Tr I Value Fd Cl I (MEIIX) — Dividend

MFS Ser Tr X Emerging Mkts Debt Fd Class I (MEDIX) — Dividend

Principal FDS Inc Midcap Fund Instl Class (PCBIX) — Dividend

Invesco Intl Bond Fund Cl A (OIBAX) — Dividend — See Note 5, Part VIII

EQUITY TRUSTS

First Trust Strategic Dividend Select Port Series 33 R — Dividend — Redeemed

First Trust Tax Advantage Mun C/E Portfolio Ser 55 — Dividend — Redeemed

First Trust Municipal Income Clsd-End Port Ser 73 Rein — Dividend

First Trust Municipal Income Closed End Portfolio Ser 74 R — Dividend

First Trust Municipal Incm Slct CE Port Ser 102 Reinvest — Dividend

First Trust Muni Incm Slct Closed End Port Ser 103 Reinv — Dividend

Guggenheim Balanced Income Builder Port Ser 29 Reinv — Dividend

First Trust Tax-Advantage Municipal C/E Port. Ser 59 R — Dividend — Buy

First Trust Muni Income Select C-E Port. Series 110 R — Dividend — Buy

First Trust Tax Advantaged Municipal Clsd End Port Ser 61 R — Dividend — Buy

CLOSED END MUTUAL FUNDS

Liberty All-Star Equity Fund (USA) — Dividend

VARIABLE ANNUITIES

Jackson Natl Life Ins Co Perspective II 04/14 Variable Annuity — Dividend

BROKERAGE ACCOUNT #2

Bank Deposit Sweep Account-Wells Fargo Advisors, LLC — Interest

Mutual Funds

Franklin Income Fund Class A1 (FKINX) — Open

Franklin Income Fund Class A1 (FKINX) — Dividend — Sold

Blackrock FDS MID CAP Growth Port Instl CL (CMGIX) — Dividend — Buy

Columbia Dividend Income Fund Instl (GSFTX) — Dividend — Buy

Morgan Stanley Insight Fund CL I (CPODX) — Dividend — Buy

Morgan Stanley Insight Fund CL I (CPODX) — Sold (part)

Hartford Funds Municipal Opportunities Fund I (HHMIX) — Dividend — Buy

Hartford Mut FDS INC Core Equity FD CL 1 (HGIIX) — Dividend — Buy

Loomis Sayles Invt Tr US Govt Sec Fund CL 1 (LSGSX) — Dividend — Buy

Morgan Stanley Instl Fd Inc Intl Oppty Port CL 1 (MIOIX) — Dividend — Buy

Nuveen All-American Municipal Bd Fd Instl SHS CL (FAARX) — Dividend — Buy

Nuveen Mun TR High Yield Mun Bd Fd Instl SHS CL (NHMRX) — Dividend — Buy

Pimco Fds Income Fd Instls CL (PIMIX) — Dividend — Buy

Western Asset Fds Inc Core Bd FD Instl Cl (WATFX) — Dividend — Buy

EQUITY TRUSTS

First Trust Defensive Equity Port Series 55 Reinv — Dividend — Buy

First Tr Portfolios LP Tax-Advantaged Muni C/E Port Ser 60 Reinv — Dividend — Buy

BROCKERAGE ACCOUNT #3 Trad. IRA

Bank Deposit Sweep Account-Wells Fargo Advisors, LLC — Dividend

Mutual Funds

Templeton FDS Inc World Fd CL A (TEMWX) — Dividend — Open

Templeton FDS Inc World Fd CL A (TEMWX) — Sold

Blackrock Fds Mid Cap Growth Port Instl CL (CMGIX) — Dividend — Buy

Columbia Dividend Income FD Instl (GSFTX) — Dividend — Buy

Morgan Stanley Insight FD CL 1 (CPODX) — Dividend — Buy

Hartford Mut Fds Inc Core Equity Fd CL1 (HGIIX) — Dividend — Buy

LOOMIS SAYLES INVT TR US GOVT SEC FUND CL 1 — Dividend — Buy

Morgan Stanley Instl Fd Inc Intl Oppty Port Cl 1 (MIOIX) — Dividend — Buy

Morgan Stanley Instl Fd Inc Intl Oppty Port Cl 1 (MIOIX) — Sold (part)

Pimco Fds Income Fd Insgtl Cl (PIMIX) — Dividend — Buy

Western Asset Fds Inc Core Bd FD Instl CL (WATFX) — Dividend — Buy

EQUITY TRUST

First Trust Limited Dur Fixed Income ETF Port Ser 37 Reinv — Dividend — Buy

First Trust Defensive Equity Port Series 55 Reinv — Dividend — Buy

The Ohio National Life Ins. Co. Annuity - Fixed Rate — Distribution

Legislatgive Committee, Federal Magistrate Judges Association

Manager, Cassady Farms, LLC

Manager, Southbury Condo, LLC

Note 1 - Part II, Lines 4-5. My positions with the Federal Magistrate Judges Association have been reduced to only the Legislative Committee.

Note 2, Part VII, Lines 1-2. The Franklin Templeton accounts were transferred from my financial advisor (deceased) to a new brokerage account with Wells Fargo

on 9/1/20. Compare lines 1-2 with lines 56-92. These investiments are now listed under headings: Brokerage Account #2 (Line 54) and Brokerage Account #3

(Line 74).

Note 3, Part VII, Line 5. The name of this fund was changed from Balanced Index Fund to Vanguard Balanced Index Fund Admiral Shares during 2020.

Note 4, Part VII, Line 6. On June 26, 2020 these funds were transferred from the STAR Fund to the Vanguard Star Investor CL. The name of the fund changed

but the symbol, VGSTX, remained the same.

Note 5, Part VII, Line 40. The name of the fund was changed to Invesco International Bond Fund Class A but the symbol remains the same, OIBAX.