Robert M. Levy

Mass Mutual Life Ins--MML Gr Allocn — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Variable Life MMI Equity — Int/Div

Mass Mutual Life — Int/Div

Four Lee Limited Partnership — Int/Div

Deferred Compensation Plan — Int/Div

Copeland Stable Income Fd — Int/Div

Copeland Stable Income Fd — Int/Div — Buy (add'l)

Copeland Stable Income Fd — Int/Div — Buy (add'l)

Copeland Stable Income Fd — Int/Div — Buy (add'l)

Copeland Stable Income Fd — Int/Div — Sold (part)

Copeland Stable Income Fd — Int/Div — Sold (part)

Copeland Stable Income Fd — Int/Div — Buy (add'l)

Copeland Stable Income Fd — Int/Div — Sold (part)

Copeland Stable INcome Fd — Int/Div — Sold (part)

Fudelity OTC — Int/Div — Buy (add'l)

Fidelity OTC — Int/Div — Buy (add'l)

Fidelity OTC — Int/Div — Buy (add'l)

Vanguard Cap Oppr Adm — Int/Div — Sold

Vanguard Prem Cap Adm] — Int/Div — Sold (part)

Vanguard Prem Cap Adm] — Int/Div — Buy (add'l)

Vanguard Prem Cap Adm] — Int/Div — Buy (add'l)

TRoweRtrmt2020 — Int/Div — Sold

Vanguard Inst Indx Inst Pls — Int/Div — Sold

VngrdWingmAdml — Int/Div — Sold (part)

Vngrd Cap Opp — Int/Div — Buy

Vogrd TUBdMktindx InstPls — Int/Div — Sold

TRowePr Blue Chip Gr Trust — Int — Buy

TRowePr Blue Chip Gr Trust — Int/Div — Buy (add'l)

IRA: Stifel Nicolaus (contains investments listed in lines 35-38) — Int/Div

First Trust Sabrient Div 9 Mo Ca — Int/Div — Sold

First Trust Equity Income Sel — Int/Div — Sold

First Trust Amern Agenda Sa Ca — Int/Div — Buy

Advisors Ubiquitous Strat 2017-1 MO CA — Int/Div — Buy

Ameriprise IRA (closed and rolled over. accounts listed lines 40.58) — Int/Div

Alps Alerian Mip Etf — Int/Div — Sold

OppenhmrSteelpath MLP Select 40 CL A — Int/Div — Sold

Pimco Total Return — Int/Div — Sold

CNL Properties (REIT) — Distribution — Sold

Eaton Vance Strategic Income A — Int/Div — Sold

Janus Bal A — Int/Div — Sold

AMG Yaktman — Int/Div — Sold

Fidelity Contrafund — Int/Div — Sold

Frkln)Mut Global Discovery — Int/Div — Sold

Fidelity Adv Small Cap-A — Int/Div — Sold

Fid Adv Strat Income-A — Int/Div — Sold

Fid Adv New Insights — Int/Div — Sold

Thom Intl Val-A — Int/Div — Sold

Ist Eagle Fund — Int/Div — Sold

Doubleline Tot Ret Bd-N Doubleline Fds — Int/Div — Sold

Franklin Income CL A — Int/Div — Sold

Lord Abett Short Duration Income Cl A — Int/Div — Sold

Trans America Short Term Bond — Int/Div — Sold

Virtus Multi-Sector Shrt Term Bd — Int/Div — Sold

Rental of Vacation Home, Suffolk County. NY — Rent

Adpunct Professor of Law, New York University School of Law

Adpnct Professor of Law, Brooklyn Law School

Lecturer in Law, Columbia Law School

Limited Partner, Fourlee Partmership

Agreement — ACLU Employee Retirement Plan

Liability — Chase — credit card

Income — 27 — New York University School of Law — S14.000.00

Income — 2007 — Columbia Law School — ST.605.00

Income — 2007 — Brooklyn Law School — $5,500.00