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What was filed

  • 141

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Matthew Bender Publications (book royalties)

As filed

ACCOUNT #1 (H)

JPMORGAN CHASE BANK (cash) — Interest

CITIBANK(cash) (Y)

WELLS FARGO (cash) (Y)

ETRADE BANK BALANCE (cash) — Interest

ALIBABA GROUP HOLDING LTD (BABA) — None — Buy

CALL INVITAE CORP OPTION 01/15/21 - 20 — None — Sold

PUT FACEBOOK OPTION 5/8/20 - 135 — None — Sold

PUT FACEBOOK OPTION 5/29/20 - 165 — None — Sold

PUT FACEBOOK OPTION 5/29/20 - 185 — None — Sold

PUT FACEBOOK OPTION 6/12/20 - 185 — None — Sold

PUT FACEBOOK OPTION 6/12/20 - 205 — None — Sold

PUT ALIBABA OPTION 1/21/22 - 150 — None — Buy

PUT ALIBABA OPTION 1/21/22 - 150 — Expired

PUT ALIBABA OPTION 1/21/22 - 155 — None — Sold

PUT ALIBABA OPTION 1/21/22 - 155 — Sold

PUT ALIBABA OPTION 1/21/22 - 155 — Buy

PUT ALIBABA OPTION 1/21/22 - 155 — Expired

PUT ALIBABA OPTION 1/21/22 - 175 — None — Sold

PUT ALIBABA OPTION 1/21/22 - 175 — Buy

PUT ALIBABA OPTION 1/21/22 - 175 — Buy (add'l)

PUT ALIBABA OPTION 1/21/22 - 175 — Expired

PUT ALIBABA OPTION 1/8/21 - 210 — None — Sold

PUT ALIBABA OPTION 1/15/21 - 155 — None — Sold

PUT ALIBABA OPTION 1/15/21 - 155 — Buy

PUT ALIBABA OPTION 1/15/21 - 155 — Buy (add'l)

PUT ALIBABA OPTION 1/15/21 - 155 — Expired

PUT ALIBABA OPTION 1/15/21 - 220 — None — Sold

PUT ALIBABA OPTION 1/22/21 - 230 — None — Sold

PUT ALIBABA OPTION 1/22/21 - 237.50 — None — Sold

PUT ALIBABA OPTION 1/29/21 - 225 — None — Sold

PUT ALIBABA OPTION 1/17/20 - 205 — None — Sold

PUT ALIBABA OPTION 1/31/20 - 207.50 — None — Sold

PUT ALIBABA OPTION 1/31/20 - 207.50 — Buy

PUT ALIBABA OPTION 1/31/20 - 207.50 — Expired

PUT ALIBABA OPTION 1/31/20 - 210 — None — Sold

PUT ALIBABA OPTION 1/31/20 - 210 — Buy

PUT ALIBABA OPTION 1/31/20 - 210 — Expired

PUT ALIBABA OPTION 1/10/20 - 197.50 — None — Sold

PUT ALIBABA OPTION 2/7/20 - 200 — None — Sold

PUT ALIBABA OPTION 1/24/20 - 212.50 — None — Sold

PUT ALIBABA OPTION 2/14/20 - 197.50 — None — Buy

PUT ALIBABA OPTION 2/14/20 - 197.50 — Expired

PUT ALIBABA OPTION 2/14/20 - 210 — None — Sold

PUT ALIBABA OPTION 2/14/20 - 210 — Buy

PUT ALIBABA OPTION 2/14/20 - 210 — Expired

PUT ALIBABA OPTION 2/14/20 - 205 — None — Sold

PUT ALIBABA OPTION 2/14/20 - 205 — Sold

CALL ALIBABA OPTION 2/28/20 - 215 — None — Buy

CALL ALIBABA OPTION 2/28/20 - 215 — Sold

PUT ALIBABA OPTION 2/28/20 - 210 — None — Sold

PUT ALIBABA OPTION 2/28/20 - 210 — Buy

PUT ALIBABA OPTION 2/28/20 - 210 — Expired

PUT ALIBABA OPTION 2/21/20 - 210 — None — Sold

PUT ALIBABA OPTION 2/21/20 - 210 — Buy

PUT ALIBABA OPTION 2/21/20 - 210 — Expired

PUT ALIBABA OPTION 2/21/20 - 207.50 — None — Sold

PUT ALIBABA OPTION 3/6/20 - 200 — None — Buy

PUT ALIBABA OPTION 3/6/20 - 200 — Expired

PUT ALIBABA OPTION 3/13/20 - 190 — None — Buy

PUT ALIBABA OPTION 3/13/20 - 190 — Expired

PUT ALIBABA OPTION 3/27/20 - 175 — None — Sold

PUT ALIBABA OPTION 3/27/20 - 175 — Buy

PUT ALIBABA OPTION 3/27/20 - 175 — Expired

PUT ALIBABA OPTION 4/3/20 - 155 — None — Sold

PUT ALIBABA OPTION 4/3/20 - 185 — None — Sold

PUT ALIBABA OPTION 4/3/20 - 185 — Buy

PUT ALIBABA OPTION 4/3/20 - 185 — Expired

PUT ALIBABA OPTION 4/17/20 - 140 — None — Sold

PUT ALIBABA OPTION 4/24/20 - 140 — None — Sold

PUT ALIBABA OPTION 5/1/20 - 145 — None — Sold

PUT ALIBABA OPTION 5/15/20 - 200 — None — Sold

PUT ALIBABA OPTION 5/15/20 - 200 — Buy

PUT ALIBABA OPTION 5/15/20 - 200 — Expired

PUT ALIBABA OPTION 6/19/20 - 185 — None — Sold

PUT ALIBABA OPTION 6/19/20 - 185 — Buy

PUT ALIBABA OPTION 6/19/20 - 185 — Expired

PUT ALIBABA OPTION 6/19/20 - 150 — None — Sold

PUT ALIBABA OPTION 6/19/20 - 150 — Buy

PUT ALIBABA OPTION 6/19/20 - 150 — Expired

PUT ALIBABA OPTION 6/19/20 - 125 — None — Sold

PUT ALIBABA OPTION 6/19/20 - 155 — None — Sold

PUT ALIBABA OPTION 7/17/20 - 120 — None — Sold

PUT ALIBABA OPTION 7/17/20 - 155 — None — Sold

PUT ALIBABA OPTION 7/17/20 - 155 — Buy

PUT ALIBABA OPTION 7/17/20 - 155 — Expired

PUT ALIBABA OPTION 7/17/20 - 150 — None — Sold

PUT ALIBABA OPTION 7/17/20 - 150 — Buy

PUT ALIBABA OPTION 7/17/20 - 150 — Expired

PUT ALIBABA OPTION 7/17/20 -135 — None — Sold

PUT ALIBABA OPTION 7/31/20 - 195 — None — Sold

PUT ALIBABA OPTION 8/14/20 - 200 — None — Sold

PUT ALIBABA OPTION 8/21/20 - 175 — None — Sold

PUT ALIBABA OPTION 8/28/20 - 190 — None — Sold

PUT ALIBABA OPTION 9/4/20 - 190 — None — Sold

PUT ALIBABA OPTION 9/11/20 - 210 — None — Sold

PUT ALIBABA OPTION 9/18/20 - 135 — None — Sold

PUT ALIBABA OPTION 9/18/20 - 135 — Buy

PUT ALIBABA OPTION 9/18/20 - 135 — Expired

PUT ALIBABA OPTION 9/18/20 - 200 — None — Sold

PUT ALIBABA OPTION 9/25/20 - 195 — None — Sold

PUT ALIBABA OPTION 9/25/20 - 237.50 — None — Sold

PUT ALIBABA OPTION 10/2/20 - 200 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 140 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 100 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 190 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 190 — Sold

PUT ALIBABA OPTION 10/16/20 - 240 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 235 — None — Sold

PUT ALIBABA OPTION 10/16/20 - 270 — None — Sold

PUT ALIBABA OPTION 10/23/20 - 240 — None — Sold

PUT ALIBABA OPTION 10/23/20 - 255 — None — Sold

PUT ALIBABA OPTION 10/23/20 - 270 — None — Sold

PUT ALIBABA OPTION 10/30/20 - 240 — None — Sold

PUT ALIBABA OPTION 10/30/20 - 270 — None — Sold

PUT ALIBABA OPTION 10/30/20 - 270 — Sold

PUT ALIBABA OPTION 10/30/20 - 285 — None — Sold

PUT ALIBABA OPTION 11/06/20 - 242.50 — None — Sold

PUT ALIBABA OPTION 11/06/20 - 242.50 — Buy

PUT ALIBABA OPTION 11/06/20 - 242.50 — Expired

PUT ALIBABA OPTION 11/06/20 - 260 — None — Sold

PUT ALIBABA OPTION 11/6/20 - 270 — None — Sold

PUT ALIBABA OPTION 11/13/20 - 235 — None — Sold

PUT ALIBABA OPTION 11/13/20 - 250 — None — Sold

PUT ALIBABA OPTION 11/13/20 - 250 — Sold

PUT ALIBABA OPTION 11/13/20 - 260 — None — Sold

PUT ALIBABA OPTION 11/13/20 - 260 — Buy

PUT ALIBABA OPTION 11/13/20 - 260 — Expired

PUT ALIBABA OPTION 11/20/20 - 225 — None — Sold

PUT ALIBABA OPTION 11/20/20 - 245 — None — Sold

PUT ALIBABA OPTION 11/27/20 - 260 — None — Sold

PUT ALIBABA OPTION 11/27/20 - 260 — Buy

PUT ALIBABA OPTION 11/27/20 - 260 — Expired

PUT ALIBABA OPTION 12/04/20 - 245 — None — Sold

PUT ALIBABA OPTION 12/04/20 - 250 — None — Sold

PUT ALIBABA OPTION 12/11/20 - 250 — None — Sold

PUT ALIBABA OPTION 12/18/20 - 230 — None — Sold

PUT ALIBABA OPTION 12/24/20 - 237.50 — None — Sold

PUT ALIBABA OPTION 12/31/20 - 235 — None — Sold

PUT ALIBABA OPTION 12/31/20 - 235 — Buy

PUT ALIBABA OPTION 12/31/20 - 235 — Expired

Income — 2020 — Matthew Bender Publications (book royalties) — $1,980.09

Each put or call transaction is an independent contract creating the right, but not the obligation, to make future sales or purchases of

specific assets. They are not fixed assets, therefore either purchases or sales of individual puts and calls can be used to either open or close contracts. They

do not generate income. Options devalue based upon market conditions and expiration dates, therefore they routinely do not have value at the end of a

reporting period; this occurs without any type of reportable transaction. Those options which have value at the end of the reporting period are reflected

accordingly in Column C. Purchases and sales of any optioned holdings are reported separately from these contracts.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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