Valerie Elaine Caproni

BROKERAGE ACCOUNT #1 (H)

APPLE INC. COMMON STOCK — Dividend

CISCO SYSTEMS INC. COMMON STOCK — Dividend

CLEAN ENERGY FUELS COMMON STOCK — None

WALT DISNEY CO. COMMON STOCK — Dividend

CIGNA CORP. — Distribution

FORD MOTOR CO. (NEW) COMMON STOCK — Dividend — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Sold (part)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

GAP INC. COMMON STOCK — Dividend — Sold

INTEL CORP. COMMON STOCK — Dividend

KRAFT HEINZ CO. COMMON STOCK — Dividend — Buy (add'l)

KRAFT HEINZ CO. COMMON STOCK — Sold (part)

KRAFT HEINZ CO. COMMON STOCK — Sold

MERCK & CO. COMMON STOCK — Dividend

MONDELEZ INTERNATIONAL CLASS A COMMON STOCK — Dividend

PFIZER COMMON STOCK — Dividend — Buy (add'l)

RENEWABLE ENERGY GROUP COMON STOCK — None — Buy (add'l)

RENEWABLE ENERGY GROUP COMON STOCK — Buy (add'l)

SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Dividend

VIATRIS COMMON STOCK (X) — None

VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND — Dividend

USAA INCOME FUND — Dividend — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

USAA INCOME FUND — Buy (add'l)

SCHWAB VALUE ADVANTAGE MONEY FUND — Dividend — Buy (add'l)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Buy (add'l)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Buy (add'l)

SCHWAB VALUE ADVANTAGE MONEY FUND — Sold (part)

SCHWAB VALUE ADVANTAGE MONEY FUND — Buy (add'l)

VANGUARD SHORT TERM INVESTMENT GRADE FUND — Dividend

GABELLI SMALL CAP GROWTH FUND — Dividend

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Dividend

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Dividend — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB FUNDAMENTAL US SMALL CO. INDEX — Buy (add'l)

SCHWAB 1000 INDEX FUND — Dividend — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Dividend — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB BANK DEPOSIT ACCOUNT — Interest

BROKERAGE ACCOUNT #2 (H)

FIDELITY GOVERNMENT MONEY MARKET FUND — Dividend — Buy (add'l)

FIDELITY INTERNATIONAL GROWTH FUND — Dividend — Buy

FIDELITY EMERGING MARKETS INDEX FUND — Dividend — Buy (add'l)

NORTHROP GRUMMAN COMMON STOCK — Dividend — Sold (part)

BROKERAGE ACCOUNT #3 (H)

FIDELITY GOVERNMENT CASH RESERVES — Dividend

BLACKROCK GLOBAL ALLOCATION FUND — Dividend

FIDELITY 500 INDEX FUND — Dividend — Buy

FIDELITY MIDCAP ENHANCED INDEX FUND — Dividend — Buy

FIDELITY MIDCAP ENHANCED INDEX FUND — Buy (add'l)

FIDELITY CORPORATE BOND FUND — Dividend — Buy

VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Dividend

VANGUARD FTSE ALL-WORLD EX- US INDEX FUND ADMIRAL SHARES — Dividend

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Dividend

WISDOM TREE EMERGING MARKETS SMALL-CAP DIVIDEND FUND — Sold

BROKERAGE ACCOUNT #4 (H)

FIDELITY PRIME RESERVE MONEY MARKET — Int./Div.

FIDELITY GOVERNMENT MONEY MARKET (X) — Int./Div.

AQR MANAGED FUTURES STRATEGY FUND — Distribution

FIDELITY INTERNATIONAL GROWTH FUND — Dividend — Buy (add'l)

FIDELITY INTERNATIONAL GROWTH FUND — Buy (add'l)

FIDELITY INTERNATIONAL CAPITAL APPRECIATION FUND — Dividend — Buy (add'l)

FIDELITY INTERNATIONAL CAPITAL APPRECIATION FUND — Buy (add'l)

FIDELITY INTERNATIONAL CAPITAL APPRECIATION FUND — Buy (add'l)

FIDELITY MIDCAP ENHANCED INDEX FUND — Dividend — Sold (part)

FIDELITY FOCUSED STOCK FUND — Dividend

FIDELITY VALUE STRATEGIES FUND — Dividend — Buy (add'l)

FIDELITY EXPORT AND MULTINATIONAL FUND — Dividend — Buy (add'l)

FIDELITY EXPORT AND MULTINATIONAL FUND — Buy (add'l)

FIDELITY EXPORT AND MULTINATIONAL FUND — Buy (add'l)

FIDELITY EXPORT AND MULTINATIONAL FUND — Buy (add'l)

BLACKROCK GLOBAL ALLOCATION FUND — Dividend — Sold

BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Dividend — Sold

DFA INTERNATIONAL SMALL-CAP VALUE PORTFOLIO — Dividend

FIDELITY NEW MARKETS INCOME FUND — Dividend

FIDELITY INVESTMENT GRADE BOND FUND — Dividend — Sold (part)

FIDELITY GNMA FUND — Dividend — Buy (add'l)

FIDELITY GNMA FUND — Sold (part)

FIDELITY MORGAGE SECURITIES BOND FUND — Dividend — Buy (add'l)

FIDELITY MORGAGE SECURITIES BOND FUND — Buy (add'l)

FIDELITY MORGAGE SECURITIES BOND FUND — Buy (add'l)

FIDELITY INTERMEDIATE GOVERNMENT INCOME FUND — Dividend — Buy (add'l)

FIDELITY INTERMEDIATE GOVERNMENT INCOME FUND — Buy (add'l)

FIDELITY INTERMEDIATE GOVERNMENT INCOME FUND — Buy (add'l)

FIDELITY TOTAL BOND FUND — Dividend — Buy (add'l)

FIDELITY TOTAL BOND FUND — Buy (add'l)

JPMORGAN INCOME BUILDER FUND SELECT CLASS — Sold

PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Dividend

PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Sold

PGIM ABSOLUTE RETURN BOND Z — Dividend — Sold

PGIM JENNISON NATURAL RESOURCES FUND — Dividend

PGIM SHORT DURATION HIGH- YIELD INCOME FUND — Dividend

HARTFORD SCHRODER INTERNATIONAL MULTI-CAP VALUE FUND — Sold

TEMPLETON GLOBAL TOTAL RETURN FUND — Dividend

VAN ECK GLOBAL HARD ASSETS FUND — Dividend

VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Dividend

VANGUARD MARKET NEUTRAL FUND — Dividend

WISDOM TREE EMERGING MARKETS SMALL-CAP DIVIDEND FUND — Sold

JPMORGAN CHASE CASH ACCOUNTS — Interest

CITIBANK CASH ACCOUNTS — Interest

US SAVINGS BONDS — None

401K#1 (H)

NORTHROP GRUMMAN US FIXED INCOME FUND — None

NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None

NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None

NORTHROP GRUMMAN SMALL CAP FUND — None

NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — Dividend

529 COLLEGE SAVINGS ACCOUNT (H)

FIDELITY NH PORTFOLIO 2033 — None — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2036 — None — Buy (add'l)

FIDELITY NH PORTFOLIO 2036 — Buy (add'l)

FIDELITY NH PORTFOLIO 2036 — Buy (add'l)

FIDELITY NH PORTFOLIO 2036 — Buy (add'l)

PART VII, LINE 21: VIATRUS WAS A SPIN-OFF FROM PFIZER (LINE 17) ON 11/17/20.

PART VII, LINE 81: SWEEP ACCOUNT FOR CASH FROM TRANSACTIONS.

PART VII, LINES 92 AND 93: DURING THE YEAR, THE BROKERAGE FIRM CHANGED THE SWEEP ACCOUNT FROM THE FUND ON LINE 92 TO

THE ONE ON LINE 93.

PART VII, LINES 138-141: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMAN CORP.

FOR THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES' 401(K) PLANS. THE FUNDS ARE NOT PUBLICLY TRADED. PLEASE NOTE

THAT FUND MANAGER DOES NOT REPORT DISTRIBUTIONS BUT ONLY THE VALUE OF THE HOLDING AT THE END OF THE REPORTING

PERIOD. CHANGES IN VALUE AS A RESULT OF DISTRIBUTIONS ARE NOT SEPARATED FROM CAPITAL APPRECIATION.