Roberto Antonio Lange
2015Annual
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Pull out the substance of this filing.
What was filed
75
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Eastman Lange LLC
As filed
TGLMX continued) — Sold (part)
Eastman Lange LLC — None
New York Life universal policy from 1992 — Int/Div
New York Life umversal policy from 1995 — Int/Div
First Bank & Trust account — Interest
Memill Lynch IRA brokerage account
American Funds EuroPac Gr (AEPFX) — Int/Div — Buy
BlackRock Eq Div (MADVX) — Int/Div — Sold (part)
eee MADVX continued) — Sold (part)
wee MADVX continued) — Buy (add'l)
MADVX continued) — Sold (part)
Clearbridge (Leg Mason) Small Cap (SBPYX) — Int/Div — Buy (add'l)
SBPYX continued) — Buy (add'l)
Delaware Corporate Bond (DGCIX) — Int/Div — Buy
eo DGCIX continued) — Sold (part)
ee DGCIX continued) — Sold (part)
ee DGCIX continued) — Sold
Dreyfus Appreciation (DGAGX) — Int/Div — Sold
IShares Core US Treasury (GOVT) — Int/Div — Buy
wee GOVT continued) — Buy (add'l)
GOVT continued ) — Buy (add'l)
GOVT contmued ) — Buy (add'l)
iShares Russell 100 Growth (IWF) — Int/Div — Buy
ceo IWF continued) — Sold (part)
IWF continued) — Sold (part)
IShares Russell 1000 Value (IWD) — Int/Div — Buy
eo IWD continued) — Sold (part)
wo IWD continued) — Buy (add'l)
wee IWD continued) — Sold (part)
wee IWD continued) — Sold (part)
John Hancock Disciplined Value (JVLIX) — Int/Div — Buy
eo JVLIX continued) — Sold (part)
John Hancock Classic Value (JCVIX) — Int/Div — Sold (part)
eee JCVIX continued) — Sold
Lazard Emerging Mkt Pef (LZEMX) — Int/Div — Sold (part)
co LZEMX continued) — Buy (add'l)
LZEMX continued) — Buy (add'l)
wo LZEMX continued) — Sold
Mainstay Lg Cap Growth (MLAIX) — Int/Div — Sold (part)
cee MLAIX continued) — Sold (part)
eee MLAIX continued) — Sold (part)
o(MLAIX continued) — Buy (add'l)
wo MLAIX continued) — Sold (part)
MFS Bond (MRBIX) — Int/Div — Sold
Neuberger High Inc (NHILX) — Int/Div — Sold (part)
NHILX continued) — Sold (part)
NHLIX continued) — Sold
Oppenheimer Rising Div Y (OYRDX) — Int/Div — Buy (add'l)
OYRDX continued) — Buy (add'l)
OYRDX continued) — Sold (part)
Oakmark Intemat’l Fund (OAKIX) — Int/Div — Sold (part)
eo OAKIX continued) — Buy (add'l)
eo OAKIX continued) — Buy (add'l)
eq OAKIX continued) — Buy (add'l)
Victory Small Co Opp (VSOYX) — Int/Div — Sold (part)
eo VSOYX continued) — Buy (add'l)
eo VSOYX continued) — Sold (part)
Pimco Total Return (P11vX) — Int/Div — Sold (part)
eo PTTPX continued) — Sold
TCW Toral Retrun Bond CL HTGLMX) — Int/Div — Buy (add'l)
ee TGLMX continued) — Sold (part)
TGLMX continued) — Buy (add'l)
Trans Am Emer Mkt Debt (EMTIX) — Int/Div — Buy
eee EMTIX continued) — Buy (add'l)
Vanguard Intermed Corp Bond (VCIT) — Int/Div — Buy
Wells Fargo Ultra Short (SADIX) — Int/Div — Buy
SADIX continued) — Sold
Memill Lynch IRA lower risk acct (consolidated in 2013 with IRA)
Merrill Lynch tax free bond acct (reconstituted in 2013: see notes)
Oppenheimer Senior Class C (OOSCX) — Int/Div
Loomis Sayles Strategic (NECZX) — Int/Div
Children's Current 529 Plans (Y Jabsolutely no control: see notes)
Scholar's Choice 529-child 1 (Y) Age: Based Option: Age 16-18 Class A — Int/Div
Scholar's Choice 529--child 2 (Y)Age- Based Option: Age 13-15 Class A — Int/Div
Scholar's Choice 529--child 3 (Y)Age- Based Option: Age 10-12Cass A — Int/Div
Member, Eastman Lange LLC
Line items § through 67 of Part VIl are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA™). That IRA account was opened in late
2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans
Hurwitz & Smith LLP ("DEHS"). An effort has been made to simplify investments in this account so as to simplify this annual disclosure. The investment listed
on line 32 had a small dividend in 2014 before it was sold in full.
The sales of investments listed on lines 14, 15, 16, 28, 29, 34, 37, 44, 45, 46, 56, 58, and 67 in fact yielded either no gain or a loss, but are disclosed in the category
of "A" for Income/Gain coding of $1,000 or less to indicated to any auditor of this report that completing the column was not overlooked or omitted.
Line items 70 through 71 of Part VII were part of a Merrill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds from the sale
in 2011 of his interest in a residence in Lincoln County, South Dakota. An effort has been made to simplify investments in this account in part to try to simplify
annual disclosure process,
Line items 72 through 75 of Part VII disclose the 529 college savings plans in existence since 2004 for the benefit of Judge Lange's children. Judge Lange
originally opened these at Merrill Lynch, but they later were moved to Scholar's Choice without Judge Lange's involvement. The custodian on the account and the
account owner is not Judge Lange, but the mother of the children. Disclosure of the 529 Plans was overlooked prior to the disclosure for 2011. The original 529
Plans were replaced through transactions on April 9 and 13, 2012, establishing new 529 Plans with the same funds. Judge Lange has no investment control over
his children's 529 Plans at all. He is neither the custodian nor account owner.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.