Michael Lawrence Brown

Individual Assets (H)

Sun Trust (cash) — Interest

ExxonMobil Common Stock (XOM) — Dividend

Freddie Mac Common Stock (FMCC) — None

Northwestern Mutual Insurance Estate Comp Life (Whole Life Policy #1) — Dividend

Northwestern Mutual Insurance Estate Comp Life (Whole Life Policy #2) — Dividend

Northwestern Mutual Insurance 65 Life (Whole Life Policy) — Distribution

Account #1 (H)

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend

Fidelity Advisor Materials Cl I (FMFEX) — None — Sold

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy (add'l)

JPMorgan Large Cap Growth Class I (SEEGX) — Dividend

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Account #2 (H)

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend

Fidelity Advisor Materials Cl I (FMFEX) — None — Sold

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy (add'l)

JPMorgan Large Cap Growth Class I (SEEGX) — Dividend

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Account #3 (H)

Alston & Bird Enhanced Partner Cash Balance Plan (cash) — Interest

Franklin Growth Advantage (FCGAX) — Dividend — Buy (add'l)

Wells Fargo Enhanced Stock Market Fd (ESMKTN) — None

Account #4 (H)

Alston & Bird Enhanced Partner Cash Balance Plan (cash) — Interest

Franklin Growth Advantage (FCGAX) — Dividend

Wells Fargo Enhanced Stock Market Fd (ESMKTN) — None

Account #5 (H)

Fidelity Govt Cash Reserves (FDRXX) — Interest

Fidelity Advisor Equity Income Cl I (EQPIX) — Dividend

Fidelity Advisor Utilities Fund Cl I (FUGIX) — Dividend

Fidelity Advisor Technology Cl I (FATIX) — Dividend — Buy

Fidelity Advisor Financial Svcs Cl I (FFSIX) — Dividend — Buy (add'l)

Fidelity Advisor Health Care Cl I (FHCIX) — Dividend — Buy (add'l)

Fidelity Advisor Materials Cl I (FMFEX) — None — Sold

Kopernik International I (KGIIX) — Dividend

American Capital Income Builder F3 (CFIHX) — Dividend

Cullen Emerging Mrkt High Dividend Cl I (CEMFX) — Dividend — Sold

Federated Strategic Value Dividend IS (SVAIX) — Dividend

Federated Capital Income Fund Cl IS (CAPSX) — Dividend

Polen Growth Fund Instl Shares (POLIX) — Dividend — Buy (add'l)

The Growth Fund of America F3 (GAFFX) — Dividend

Hartford Growth Oppt Fund Cl Y (HGOYX) — Dividend

JPMorgan Income Builder Fund Class I (JNBSX) — Dividend

JPMorgan Equity Income Class 1 (HLIEX) — Dividend

MFS International Diversification Fd A (MDIDX) — Dividend

MFS Growth Fund Class I (MFEIX) — Dividend

Mainstay Mackay Intl Opportunities Fund I (MYIIX) — None — Sold

Putnam Equity Income Fund Cl Y (PEIYX) — Dividend

Victory RS Small Cap Growth Cl Y (RSYEX) — Dividend

Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend — Sold (part)

Blackrock Multi-Asset Income Instl (BIICX) — Dividend

JPMorgan Core Bond Class I (WOBDX) — Dividend

Invesco QQQ Tr Unit Ser 1 (QQQ) — Dividend — Buy

Ishares Core S&P 500 ETF (IVV) — Dividend

Ishares Core S&P Mid-Cap ETF (IJH) — Dividend

Ishares Core S&P US Value ETF (IUSV) — Dividend

Ishares Trust Ishares Core High (HDV) — Dividend

SPDR Ser Tr S&P Biotech (XBI) — Dividend — Buy

SPDR Ser Tr S&P Biotech (XBI) — Buy (add'l)

SPDR S&P Midcap 400 ETF Tr UT Ser 1 (MDY) — Dividend

Select Sector SPDR TR Health Care (XLV) — Dividend — Buy

Select Sector SPDR TR Health Care (XLV) — Buy (add'l)

Vanguard Intl Equity Index Fund Inc FTSE (VWO) — Dividend — Sold

Account #6 (H)

529 Plan NY Saves Moderate Age Based Option: Conservative Port — None — Buy (add'l)

529 Plan NY Saves Moderate Age Based Option: Conservative Port — Sold

529 Plan NY Saves Moderate Age Based Option: Income Port — None — Buy

529 Plan NY Saves Conservative Age Based Option: Balanced Income Port — None — Buy (add'l)

529 Plan NY Saves Conservative Age Based Option: Balanced Income Port — Sold

529 Plan NY Saves Conservative Age Based Option: Conserv. Income Port — None — Buy

Account #7 (H)

529 Plan NY Saves Moderate Age Based Option: Conserv Growth Port — None — Buy (add'l)

529 Plan NY Saves Conservative Age Based Option: Income Port — None — Buy (add'l)

Account #8 (H)

529 Plan NY Saves Moderate Age Based Option: Disc Growth Port — None — Buy (add'l)

Spouse's income — 2020 — Self-employed (attorney)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.