Nancy Ellen Brasel

Individual Assets (H)

Wells Fargo (cash) — Interest

Pramata Corporation illiquid security — None

Stinson Capital Account (cash) — Interest

Stinson Cash Balance Plan (cash) — Interest

Merrill Lynch Insured Deposits (cash) — Interest — Closed

Baird FDIC Insured Multi-Bank (cash) — Interest — Open

Merrill Lynch CIO Equity ETF US Income & Growth Portfolio — Dividend — Sold (part)

Merrill Lynch CIO Equity ETF US Income & Growth Portfolio — Sold

Merrill Lynch CIO Equity ETF US Growth Portfolio — Dividend — Sold

Merrill Lynch Global Core Equity Portfolio — Dividend — Sold (part)

Merrill Lynch Global Core Equity Portfolio — Sold (part)

Merrill Lynch Global Core Equity Portfolio — Sold

Merrill Lynch Municipal Bond Strategy Portfolio — Interest

Account #1 (H)

Baird FDIC Multi-Bank Deposit Account (cash) — Interest — Open

American Capital World Growth & Income (CWGIX) — Dividend

Account #2 (H)

Baird FDIC Multi-Bank Deposit Account (cash) — Interest — Open

Delaware Value Fund Instl Cl (DDVIX) — Dividend — Buy

Delaware Value Fund Instl Cl (DDVIX) — Buy (add'l)

Fuller & Thaler Behavioral Small-Cap Eq Fd Instl (FTHSX) (X) — Dividend

Harbor Small Cap Value Instl Cl (HASCX) — Dividend — Buy

Clearbridge Large Cap Growth Fund Cl I (SBLYX) — Dividend — Buy

Clearbridge Large Cap Growth Fund Cl I (SBLYX) — Sold (part)

Loomis Sayles Growth Fund Cl Y (LSGRX) — Dividend — Buy

Loomis Sayles Growth Fund Cl Y (LSGRX) — Sold (part)

Principal Mid Cap Fund Class I (PCBIX) — None — Buy

Principal Mid Cap Fund Class I (PCBIX) — Buy (add'l)

Principal Mid Cap Fund Class I (PCBIX) — Sold (part)

Account #3 (H)

Baird FDIC Multi-Bank Deposit Account (cash) — Interest — Open

Eaton Vance Atlanta Cap Select Equity Cl I (ESEIX) — None — Buy

Fuller & Thaler Behavioral Small Cap Equity Instl Cl (FTHSX) — Dividend — Buy

Loomis Sayles Growth Cl Y (LSGRX) — Dividend — Buy

Principal Mid Cap Instl Cl (PCBIX) — None — Buy

Western Asset Core Plus Bond Cl I (WACPX) — Dividend — Buy

Account #4 (H)

American Beacon Small Cap Value Fund (AASRX) — Dividend

American Funds The Growth Fund of America Mutual Fund (AGTHX) — Dividend

Dodge & Cox International Stock Fund (DODFX) — Dividend

Frost Total Return Bond Fund (FAJEX) — Dividend

Invesco Diversified Dividend (DDFRX) — Dividend

Vanguard Explorer Fund (VEXPX) — Dividend

Vanguard Inst Index Fund (VIIIX) — Dividend

Vanguard Ints. Target Retirement 2035 Fund (VITFX) — Dividend

Vanguard Mid-Cap Index Fund Inst. Shares (VMCIX) — Dividend

Account #5 (H)

NextGen 529 FrankTemp Growth & Inc A — None

Account #6 (H)

NextGen 529 FrankTemp Growth & Inc A — None

Honorary Director, Federal Bar Association - MN Chapter

Agreement — 2011 — MN State Retirement Fund (no control)

Spouse's income — 2020 — Self-employed (attorney)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.