Annemarie Carney Axon

What was filed

133
investments
1
positions
1
gifts
0
agreements
2
debts
0
reimbursements
0
income
1
spouse income

Named parties

Mountain Brook City Schools Foundation
Joe Perkins
U.S. Department of Justice
Synovus Bank
self-employed attorney

As filed

Apple Inc — Dividend — Sold (part)

Apple Inc — Sold (part)

Air Prods & Chems Inc com — Dividend — Buy

ARK Genomic Revolution ETF — Distribution — Buy

AQR U.S. Defensive Equity Fund Class I — Dividend — Buy

Franklin Res Inc — Dividend

Blackrock Inc — Dividend — Buy (add'l)

Berkshire Hathaway Inc Del Cl B New — None — Buy (add'l)

Crown Castle Intl Corp — Dividend — Buy (add'l)

Carnival Corp — Dividend — Sold

Cincinnati Financial Corp Com — Dividend

Comcast Corp New Cl A — None — Buy

Cisco Sys Inc — Dividend — Buy (add'l)

Chevron Corp New Com — Dividend — Buy (add'l)

Chevron Corp New Com — Sold

Dominion Resources — Dividend — Buy (add'l)

Dominion Resources — Sold

Delta Airlines Inc — Dividend — Sold

Diageo PLC — Dividend — Buy (add'l)

IShares MSCI Emerging Markets Min Volatility Factor ETF — Dividend

Vanguard ESG U.S. Stock ETF — Dividend — Buy

Fidelity Capital & Income Fund — Dividend

Fastenal Co — Dividend — Buy (add'l)

Fastenal Co — Sold (part)

Fidelity Cash Reserves — Int./Div.

Franklin Templeton Emerging Market Debt Opportunities Fund — None — Buy (add'l)

Franklin Templeton Emerging Market Debt Opportunities Fund — Buy (add'l)

Intel Corp — Dividend

Johnson & Johnson — Dividend — Buy (add'l)

Johnson & Johnson — Sold

JP Morgan Strategic Income Opportunities Fund Cl S — Dividend — Buy (add'l)

JP Morgan Strategic Income Opportunities Fund Cl S — Buy (add'l)

Kinder Morgan Inc — Dividend — Sold

Coca Cola — Dividend

Lord Abbett Bond Debenture Cl I — Dividend — Buy

Lowes Cos Inc — Dividend

Altria Group Inc — Dividend — Buy (add'l)

Merck & Co Inc — Dividend — Buy (add'l)

Microsoft — Dividend

Norfolk Southern Corp — Dividend — Buy (add'l)

Nestle — Dividend — Buy (add'l)

Nintendo Co — Dividend — Buy

PayChex Inc — Dividend

Paccar Inc Com — Dividend — Sold

Pfizer Inc Com — Dividend

Philip Morris Int'l Inc — Dividend — Buy (add'l)

Polen Growth Fund Institutional Class — Distribution

Bank Deposit Sweep Program — Interest

Target Corp — Dividend

TIAA CREF Core Impact Bond Fund Institutional Class — Dividend — Buy (add'l)

TIAA CREF Core Impact Bond Fund Institutional Class — Buy (add'l)

Texas Instruments Inc — Dividend — Buy (add'l)

Texas Instruments Inc — Buy (add'l)

Undiscovered Managers Behavioral Fund — Dividend — Buy (add'l)

Undiscovered Managers Behavioral Fund — Buy (add'l)

United Parcel Service Inc — Dividend

IShares Tr MSCI USA Minimum Volatility Index Fund — Dividend — Sold (part)

IShares Tr MSCI USA Minimum Volatility Index Fund — Sold (part)

Vanguard REIT Index ETF — Dividend — Buy (add'l)

Vanguard REIT Index ETF — Buy (add'l)

Vanguard Mid Cap — Dividend — Buy (add'l)

Vanguard Mid Cap — Buy (add'l)

Viatris Inc Com — None — Spinoff (from line 47)

Viatris Inc Com — Sold

Verizon Communications — Dividend — Buy

WCM Focused International Growth Fund — Dividend

Wells Fargo — Dividend — Sold

DFA US Large Cap Value 529F — None — Buy (add'l)

DFA US Large Cap Value 529F — Buy (add'l)

Northern Funds International Equity Index 529F — None — Buy (add'l)

Northern Funds International Equity Index 529F — Buy (add'l)

Northern Funds Stock Index 529F — None — Buy (add'l)

Northern Funds Stock Index 529F — Buy (add'l)

Mainstay Total Return Bond 529F — None — Buy (add'l)

Mainstay Total Return Bond 529F — Buy (add'l)

Mainstay Total Return Bond 529F — Sold

PGIM Total Return Bond 529F — None — Buy

PGIM Total Return Bond 529F — Buy (add'l)

William Blair Small Cap Value 529F — None — Buy (add'l)

William Blair Small Cap Value 529F — Buy (add'l)

GPB Holdings II LP — None

Director, Mountain Brook City Schools Foundation

Gift — Joe Perkins — Hunt Fee — $595.00

Liability — U.S. Department of Justice — loan

Liability — Synovus Bank — personal line of credit

Spouse's income — 2020 — self-employed attorney

The asset listed at Section VII, line 133 is a limited partnership. Its value was determined through the third-party appraisal of the limited partnerhip's underlying

assets.

The asset listed Section VII, line 66 is a spinoff of the asset listed in Section VII, line 47. No income was reported from the time the spinoff occurred and

12/31/2020.

Assets listed in Section VII reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but are instead credited only to unit value, per page

42 of the filing instructions.