Patricia A. Sullivan

MFS Investment Management (Educational Funds) (H)

MFS Growth Allocation Fund B (MBGWX) — Dividend

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable CompLife" — Dividend

Minnesota Variable Group Universal Life Insurance Policy (H)

Janus Henderson Vit Forty — Int./Div.

SFT Wellington CEQ1 — Int./Div.

Ivy VIP Value — Int./Div.

FID VIP Equity Income — Int./Div.

Janus Hend Vit Overseas — Int./Div.

Membership in — Distribution

Santander Account Cash-equivalent — Interest

Santander Account Cash-equivalent — Interest

Santander Money Market Account — Interest

Schwab Account (IRA) (H)

Schwab Govt Money Fund (SWGXX) — Interest

PIMCO Foreign Bond (PFORX) — Dividend

Teton Convertible Sec (WESIX) — Dividend

Western Asset Macro Opportunities (LAOIX) — Dividend — Sold (part)

Schwab Bank — Interest

Fidelity Floating Rate HI INCM (FFRHX) — Dividend

First Eagle High Yield FD I (FEHIX) — Dividend

Pimco 0-5 High Yield Corp B (HYS) — Dividend

Fidelity New Mkts Inc (FGZMX) — Dividend

Templeton Global Bond Fund (TGBAX) — Dividend

First Eagle US Value Fund CL (FEVIX) — Dividend

Goldman Sachs Small Mid Cap (GSMYX) — Dividend

Powershares S&P ETF 500 Low VO (SPLV) — Dividend

Western Core Plus Bond (WACPX) — Dividend

Schwab Fundamental US Large Cap (FNDX) — Dividend — Buy

JP Morgan Hedged Equity (JHEQX) — Dividend — Buy

Wells Fargo Low Volatility (WLVOX) — Dividend

DFA US Large Cap Value (DFLVX) — Dividend

Fidelity Total Emerging MKTS (FTEJX) — Dividend

Putnam Capital Spectrum FD CL (PVSAX) — Dividend

Royce Special Equity FD Invest (RYSEX) — Dividend

Schwab S&P 500 Selct Shs (SWPPX) — Dividend

First Eagle Overseas (SGOIX) — Dividend

Powershares ETF S&P INTL (IDLV) — Dividend

SCHW Intl SCAP ETF (SCHC) — Dividend

SPDR DJ Wilshire Intl Real Est (RWX) — Dividend — Sold

SPDR DJ Wilshire REIT (RWR) — Dividend — Sold

Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Dividend

Putnam Capital Spectrum FD CL Y (PVSYX) — Dividend — Sold

Goldman Sachs GQG Partners (GSIMX) — Dividend — Buy

Goldman Sachs GQG Partners (GSIMX) — Buy (add'l)

361 US Small Cap (ASFZX) — Dividend — Buy

Hartford Global Bond (HWDYX) — Dividend

Schwab Account (H)

Schwab Bank (X) — Int./Div.

Brandes Intl Small Cap (BISMX) — Dividend

Schwab Govt Money Fund — Int./Div.

First Eagle US Value (FEVIX) — Dividend

Fidelity New Mkts Inc (FGZMX) — Dividend

IShares MSCI (EEMV) — Dividend

First Eagle Overseas (SGOIX) — Dividend

Schwab S&P 500 Select (SWPPX) — Dividend

Templeton Global Bond Fund (TGBAX) — Dividend

MKT Vectors ETF (HYD) — Dividend

Goldman Sachs Small Mid Cap (GSMYX) — Dividend — Sold (part)

Putnam Capital Spectrum (PVSYX) — Dividend — Sold

SPDR DJ Wilshire REIT (RWR) — Dividend — Sold

JP Morgan Tax Aware Income Opp (JTASX) — Dividend — Sold

PIMCO Foreign Bond (PFORX) — Dividend

Western Asset Macro Opportunities (LAOIX) — Dividend — Sold (part)

Eaton Vance Muni Oppty (EMOIX) — Dividend — Buy

Eaton Vance Muni Oppty (EMOIX) — Buy (add'l)

Fidelity Total Emerging Mkts (FTEJX) — Dividend

DFA US Large Cap Value (DFLVX) — Dividend

JP Morgan Hedged Equity (JHEQX) — Dividend

Fidelity FLoating Rate Hi Income (FFRHX) — Dividend

Goldman SAchs GQG Partners (GSIMX) — Dividend — Buy

Estate (X) (H)

Wells Fargo Advisors (X) (H)

AT&T Inc (X) — Dividend

BCE Inc (X) — Dividend

Brookfield Infrasture Partners LP (X) — Dividend

Century Link Inc (X) — Dividend

Energy Transfer LP (X) — Dividend

Williams Companies Inc (X) — Dividend

American Financial PFD (X) — Dividend

Capital One Fin Corp PFD (X) — Dividend

Goldman Sachs Var PFD (X) — Dividend

JP Morgan Chase & Co PFD (X) — Dividend

Morgan Stanley 6.25% PFD (X) — Dividend

Pitney Bowes Inc 6.7% PFD (X) — Dividend

Qwest Corp PFD (X) — Dividend

Telephone & Data 7% Perptl Sys Inc PFD (X) — Dividend

US Cellular Corp PFD (X) — Dividend

People's United Bank (X) — Interest

TIAA (X) — Interest — Distributed

Bank of America (X) — Interest

Merrill Edge IRA A/C Cash-equivalent (X) — Int./Div.

Cigna Life Basic Policy Whole Life Insurance (X) — None — Distributed

Member, Board of Directors of Roger Williams University School of Law

Manager and Member

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Adjunct Professor, Roger Williams University School of Law (inactive)

Co-Executor, Estate of

Spouse's income — 2018 — Citizens Bank (pension)

Spouse's income — 2018 — Bank of America (pension)

Spouse's income — 2018 — Barrington High School (earned income)

Part I:

Line 3: Please see the letter from the Committee on Codes of Conduct that I have filed in connection with prior annual Financial Disclosure Reports.

Part VII:

Lines 5-10: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the

"unit value" and "units held" in each "account" listed on Lines 6-10. Each of the five accounts is 20% of the total. The statements provide no information about

the income earned in each account. I have reported the income for the policy based on the total "investment gain/loss" as it appears in the year-end statement. The

income for the underlying accounts is an estimate based on 20% of the total.

Line 11: The asset listed on Line 11 is membership in an entity that has never made a distribution to its members.

I use an estimate of the value of this use as"income."

Line 15: This IRA is actually two accounts, one in my name and one in name, managed by the same person at Schwab.

Line 51: "Brandes Intl Small Cap (BISMX)" was previously reported on line 17 in the Schwab IRA accounts. I am informed that it is actually in the Schwab joint

account and have moved it to line 53 to reflect this correction.

Lines 24/54: "Fidelity ADV Emerging Markets Income (FMKIX)" changed its name to "Fidelity New Markets Income (FGZMX)."

Line 93: This is a small IRA owned by before death. It held only cash.

Line 94: This is a small whole life insurance policy owned by before death ($10,000).

Note: and I have a "time share" in St. John, U.S.V.I., which affords the ability to stay for one week during the late fall, subject to availability. It was

purchased for $36,000 in 2006. It generates no income but requires payment of expenses. As far as I know, it has de minimis resale value because it can be used

only subject to availabilty, which is limited. Because of hurricanes, I received no benefit in 2018. It does not appear to be required to be reported as it does not

fall into any category on the form.