Frederic Block

BLACKROCK NY MUNI INC. — Dividend

BLACKROCK MUNIYIELD NY QLT — Dividend

CALAMOS STRAT TOT RETURN FD — Dividend

EATON VANCE TX-AD GL DIV GLOBAL DIV INC FD — Dividend

EATON VANCE TAX DIV INC DIV INC FD — Dividend

EATON VANCE ENH INC FD II — Dividend

ML BANK BANK DEPOSIT PRGM(FIA CARD SERVICES) NA ACCOUNT — Interest

GUGGENHEIM RUSSEL TO 50 EFT — Dividend

INVESTCO SENIOR INC TRUST — Dividend — Sold

ISHARES US CONSUMER GOODS ETF — Dividend

NUVEEN NY DIV ADV MUNI New Name NUVEEN NY QUALITY MUNI INC FD — Dividend

POWERSHARES QQQ TRUST SE 1 — Dividend

POWERSHARES PREFERRED PORTFOLIO — Dividend

POWERSHARES EXCHANGE TRADED FD TR II S7P 500 — Dividend

POWERSHARES VARIABLE RAT PREF PORTFOLIO — Dividend

ALLIANZGI NFJ DIV INT PREM STRAT AND PREM STRAT FD — Dividend

IRA - F. BLOCK

ALLIANCEBERNSTEIN GLOBAL HIGH — Dividend

BLACKROCK INTL GROWTH & INCOME TR — Dividend

BLACKROCK INTL GROWTH & INCOME TR — None — Sold (part)

CALMOS STRAT TOT RET RETURN FD — Dividend

COHEN AND STEERS QUALITY INC REALTY FD INC — Dividend

EATON VANCE TAX DIV INC DIV INC FD — Dividend

EATON VANCE TX-AD GL DIV GL DIV INC FD — Dividend

EATON VANCE ENH INC FD II — Dividend

FIRST TR SR FL II SR FLOAT RATE INC FD 11 — Dividend

GABELLI DIV & INC TR INC TR — Dividend

BANK OF AMERICA NA RASP ACCOUNT ( FIA CARD SERVICES NA RASP) — Interest

MORGAN STANLEY EMERGING MARK — Dividend

ALLIANZGI NFJ DIVID INT &PR(NFJ DIV INT PREM STRAT AND PREMIUM STRAT) — Dividend

WESTERN ASSET HIGH INC OPPT FD — Dividend — Sold

BANK OF AMERICA NA RASP ACCOUNT — Interest

APPLE INC. (1) — Dividend — Sold

FACEBOOK INC CLASS A COMM(1) — None — Sold

BANK OF SMITHTOWN — Interest — Closed

IRA-F. BLOCK (2)

POWERSHARES DWA CONSUMER — Dividend — Buy

POWERSHARES DWA CONSUMER — Sold

MATERIALS SELECT SECTOR — Dividend — Buy

MATERIALS SELECT SECTOR — Sold

ENBRIDGE INC — Dividend — Buy

ENBRIDGE INC — Sold

GENERAL ELECTRIC — Dividend — Buy

GENERAL ELECTRIC — Sold (part)

GENERAL ELECTRIC — Buy (add'l)

GENERAL ELECTRIC — Sold

ISHARES US INDUSTRIALS — Dividend — Buy

ISHARES US INDUSTRIALS — Sold

ISHARES US REAL ESTATE — Dividend — Buy

ISHARES US REAL ESTATE — Sold

ISHARES US UTILITIES — Dividend — Buy

ISHARES US UTILITIES — Sold

MATERIALS SELECT SECTOR — Dividend — Buy

MATERIALS SELECT SECTOR — Sold

CONSUMER DISCRETIONARY — Dividend — Buy

CONSUMER DISCRETIONARY — Sold (part)

CONSUMER DISCRETIONARY — Sold (part)

CONSUMER DISCRETIONARY — Sold (part)

CONSUMER DISCRETIONARY — Sold (part)

CONSUMER DISCRETIONARY SPDR — Sold (part)

BANK OF AMERICA NA RASP — Interest

AMN ELEC POWER CO — Dividend — Buy

AMN ELEC POWER CO — Sold (part)

ASTRAZENECA PLC SPND — Dividend — Buy

ASTRAZENECA PLC SPND — Sold (part)

AT&T INC — Dividend — Buy

AT&T INC — Sold (part)

BB&T CORP — Dividend — Buy

BB&T — Buy (add'l)

CARNIVAL CORP PAIRED — Dividend — Buy

CARNIVAL CORP PAIRED SHS — Sold (part)

CARNIVAL CORP PAIRED SHS — Sold (part)

CARNIVAL CORP PAIRED — Buy (add'l)

CISCO SYSTEMS INC — Dividend — Buy

CME GROUP INC — Dividend — Buy

CME GROUP INC — Buy (add'l)

CME GROUP INC — Sold (part)

COCA COLA COM — Dividend — Buy

COCA COLA COM — Sold (part)

DIGITAL RLTY TR INC — Dividend — Buy

DOMINION ENERGY INC — Dividend — Buy

DOMINION ENERGY INC — Sold (part)

EMERSON ELEC CO — Dividend — Buy

GENERAL MOTORS CO — Dividend — Buy

GENERAL MOTORS CO — Buy (add'l)

HSBC HLDG PLC — Dividend — Buy

INTEL CORP — Dividend — Buy

INTEL CORP — Sold (part)

INTEL CORP — Sold (part)

INTL BUSINESS MACHINES — Dividend — Buy

INTL BUSINESS MACHINES — Buy (add'l)

INTL BUSINESS MACHINES — Buy (add'l)

JP MORGAN CHASE CO — Dividend — Buy

JP MORGAN CHASE CO — Sold (part)

KIMBERLY CLARK — Dividend — Buy

KIMBERLY CLARK — Sold (part)

KRAFT HEINZ CO — Dividend — Buy

KRAFT HEINZ CO — Sold (part)

LOCKHEED MARTIN CORP — Dividend — Buy

LOCKHEED MARTIN CORP — Sold (part)

MCDONALDS CORP — Dividend — Buy

MCDONALDS CORP — Sold (part)

MCDONALDS CORP — Sold (part)

METLIFE INC — Dividend — Buy

METLIFE INC — Sold (part)

METLIFE INC — Buy (add'l)

OCCIDENTAL PETE CORP CAL — Dividend — Buy

OCCIDENTAL PETE CORP CAL — Sold (part)

OCCIDENTAL PETE CORP — Sold (part)

PACCAR INC — Dividend — Buy

PACCAR INC — Sold (part)

PACCAR INC — Sold (part)

PFIZER INC — Dividend — Buy

PFIZER INC — Sold (part)

PHILLIP MORRIS INTL — Dividend — Buy

PHILLIP MORRIS INTL INC — Sold (part)

PHILIP MORRIS INTL INC — Sold (part)

PPL CORPORATION — Dividend — Buy

PPL CORPORATION — Sold (part)

PROCTER GAMBLE CO — Dividend — Buy

PROCTER GAMBLE CO — Buy (add'l)

ROYAL DUTCH SHEL PLC — Dividend — Buy

ROYAL DUTCH SHELL PLC — Sold (part)

TEXAS INSTRUMENTS — Dividend — Buy

TORONTO DOMINION BANK — Dividend — Buy

TORONTO DOMINION BANK — Sold (part)

TRANSCANADA CORP — Dividend — Buy

TRANSCANADA CORP — Buy (add'l)

TRANSCANADA CORP — Sold (part)

UNITED TECHS CORP — Dividend — Buy

VENTAS INC — Dividend — Buy

VENTAS INC — Sold (part)

VERIZON COMMUNICATIONS COM — Dividend — Buy

VERIZON COMMUNICATIONS COM — Buy (add'l)

VERIZON COMMUNICATIONS COM — Sold (part)

VODAFONE GROUP PLC — Dividend — Buy

VODAFONE GROUP PLC — Buy (add'l)

HEALTH CARE SELECT SPDR — Dividend — Buy

HEALTH CARE SELECT SPDR — Sold (part)

HEALTH CARE SELECT SPDR — Sold (part)

ISHARES NASDAQ BIOTECH ETF — Dividend — Buy

ISHARES MSCI EAFE — Dividend — Buy

ISHARES MSCI EAFE — Sold (part)

ISHARES MSCI EAFE — Buy (add'l)

ISHARES MSCI EAFE — Sold (part)

ISHARES EDGE MSCI — Dividend — Buy

ISHARES EDGE MSCI — Sold

ISHARES IBOXX — Dividend — Buy

ISHARES IBOXX — Buy (add'l)

ISHARES IBOXX — Sold

ISHARES TIPS BOND ETF — Dividend — Buy

ISHARES 3-7 YEAR — Dividend — Buy

ISHARES 3-7 YEAR — Buy (add'l)

ISHARES 3-7 YEAR — Sold (part)

ISHARES MBS ETF — Dividend — Buy

ISHARES MBS ETF — Buy (add'l)

ISHARES MBS ETF — Sold (part)

ISHARES IBOXX HIGH YIELD — Dividend — Buy

ISHARES IBOXX HIGH YIELD — Buy (add'l)

ISHARES IBOXX HIGH YIELD — Sold (part)

ISHARES INC CORE MSCI — Dividend — Buy

ISHARES INC CORE MSCI — Sold (part)

ISHARES INC CORE MSCI — Buy (add'l)

ISHARES INC CORE MSCI — Sold (part)

POWERSHARES EM SOVEREIGN — Dividend — Buy

POWERSHARES EM SOVEREIGN — Sold (part)

POWERSHARES PREFFERRED — Dividend — Buy

POWERSHARES PREFFERRED — Sold (part)

REAL ESTATE SELECT — Dividend — Buy

REAL ESTATE SELECT — Sold (part)

REAL ESTATE SELECT — Sold (part)

REAL ESTATE SELECT — Sold (part)

SECTOR SPDR CONSMRS STPL — Dividend — Buy

SECTOR SPDR CONSMRS STPL — Sold (part)

SECTOR SPDR CONSMRS STPL — Buy (add'l)

SECTOR SPDR CONSMRS STPL — Sold (part)

SECTOR SPDR ENERGY — Dividend — Buy

SECTOR SPDR ENERGY — Sold (part)

SECTOR SPDR ENERGY — Sold (part)

SECTOR SPDR INDUSTRIAL — Dividend — Buy

SECTOR SPDR INDUSTRIAL — Sold (part)

SECTOR SPDR INDUSTRIAL — Buy (add'l)

SECTOR SPDR INDUSTRIAL — Sold (part)

SECTOR SPDR INDUSTRIAL — Sold (part)

SECTOR SPDR INDUSTRIAL — Sold (part)

SECTOR SPDR UTILITIES — Dividend — Buy

SECTOR SPDR UTILITIES — Sold (part)

SECTOR SPDR UTILITIES — Buy (add'l)

SECTOR SPDR UTILITIES — Sold (part)

SECTOR SPDR UTILITIES — Sold (part)

SPDR S&P INSURANCE ETF — Dividend — Buy

SPDR S&P INSURANCE ETF — Sold (part)

SPDR S&P INSURANCE ETF — Buy (add'l)

VANECK VECTORS JP — Dividend — Buy

VANECK VECTORS JP — Buy

VANECK VECTORS JP — Sold (part)

VANGUARD FINANCIALS ETF — Dividend — Buy

VANGUARD FINANCIALS ETF — Buy (add'l)

VANGUARD FINANCIALS ETF — Buy (add'l)

VANGUARD FINANCIALS ETF — Sold (part)

VANGUARD FINANCIALS ETF — Sold (part)

VANGUARD INFORMATION — Dividend — Buy

VANGUARD INFORMATION — Sold (part)

VANGUARD INFORMATION — Sold (part)

VANGUARD INFORMATION — Sold (part)

VANGUARD INFORMATION — Buy (add'l)

VANGUARD TELECOMM SRVCS — Dividend — Buy

VANGUARD TELECOMM SRVCS — Sold

VANGUARD INTEREDIATE — Dividend — Buy

VANGUARD INTERMEDIATE — Buy (add'l)

VANGUARD INTERMEDIATE — Sold (part)

VANGUARD INTERMEDIATE — Buy (add'l)

VANGUARD SHORT TERM BOND — Dividend — Buy

VANGUARD SHORT TERM BOND — Buy (add'l)

VANGUARD SHORT TERM BOND — Sold (part)

Officer, Frederic Block, P.C.

Reimbursement — Bar Group, Bar Organization, or Bar Association (Private) — 02/14/2017 to 02/17/2017 — Salem OR — Non-FJC educational seminar or program — Travel 4.0 Business Days

Reimbursement — Bar Group, Bar Organization, or Bar Association (Private) — 06/28/2017 to 06/30/2017 — Tampa FL — Non-FJC educational seminar or program — Travel 3.0 Business Days

Spouse's income — 2017 — SELF-EMPLOYED - OWNER OF CONSTRUCTION COMPANY