William Horsley Orrick 3
2016
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What was filed
162
investments
6
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Trust #1
- Trust #2
- Trust #3
- Trust #4
- Trust #5
- Trust #6
As filed
First Republic checking accounts — Interest
Beneficial State Bank (f k a OnePacificCoast Bank) accounts — Interest
Rental property #1, — Rent
401K #1
Dodge & Cox Stock Fund — Dividend
Fidelity Diversified International Fund — Dividend
Spartan 500 Index Fund — Dividend
Vanguard Total Bond Market — Int./Div.
401k#2
Vanguard Target 2020 Fund — Dividend
Vanguard Int'l Growth Fund — Dividend
Vanguard Int'l Growth Fund — Dividend
Vanguard Int'l Growth Fund — Dividend
Dodge & Cox Stock Fund — Dividend — Sold (part)
Trust #1
12% interest in rental property #1, — None
Eli Lilly & Co Com — Dividend
Express Scripts Hldg Co Com — None
General Electric Com — Dividend
IBM Com — Dividend
Merck & Co Com — Dividend
Monsanto Co Com — Dividend
Pfizer Com — Dividend
Proctor & Gamble Com — Dividend
Rayonier Com — Dividend
JM Smucker Com — Dividend
First Republic Bank account — Interest
Trust #2
3M Co Com — Dividend
21st Century Fox — Dividend
Adobe Systems — None
Adient PLC — Dividend — Sold (part)
ADT Corporation — Dividend — Sold
Aegon N V NY Registry ADR — Dividend
American Express Co Com — Dividend
Apache Corp — Dividend
Baker Hughes, Inc. Com — Dividend
Bank of America Com — Dividend
Bank of New York Mellon Com — Dividend
BB&T Corp Com — Dividend
Boston Scientific Corp Com — None — Sold (part)
Cadence Design System Inc Com — None
Capital One Fin'l Corp Com — Dividend
Cisco Systems — Dividend
Charles Schwab Corp — Dividend
Charter Communications — None — Sold (part)
Chevron Corp Com — Dividend
Chubb Corp Com — Dividend — Sold
Comcast Corp new CLA com — Dividend
Corning — Dividend
Dell Technologies — None — Sold (part)
Diageo PLC Spon ADR New — Dividend
Dow Chemical Com — Dividend
EBay Inc Com — None
Eli Lilly Com — Dividend
EMC Corp Mass — Dividend — Sold
Ericcson L M Tel Co ADR B SEK 10 — Dividend
Express Scripts — None — Sold
Fedex Corp Com — Dividend
General Electric Com — Dividend
Glaxosmithkline PLC Spons ADR — Dividend — Sold
Harley Davidson — Dividend — Buy
HP Inc. — Dividend
Hewlett Packared Ente — Dividend
Home Depot Inc Com — Dividend
IBM Com — Dividend
Johnson Controls Interactive — None
Liberty Interactive Corporation Int Com Ser A — None
Medtronic, Inc Com — Dividend
Merck & Co New Com — Dividend
Microsoft Com — Dividend
National Oilwell — Dividend
NetApp — Dividend
Novartis ADR — Dividend
Paypal Holdings — None
Pfizer Com — Dividend — Sold (part)
Proctor & Gamble Com — Dividend
Roche Hldg Ltd Spon ADR — Dividend
Sanofi Spon ADR — Dividend
Schlumberger Ltd — Dividend
Sprint Nextel Corp com ser 1 — None
Suntrust Bks Inc Com — Dividend
Symantec Corp Com — Dividend
Target Corp Com — Dividend
TE Connectivity Ltd Reg com shs — Dividend
Time Warner Cable Inc Com — Dividend — Sold
Time Warner Inc com new — Dividend
Travelers Companies Inc Com — Dividend
Tyco International Ltd Com (X) — Dividend
Union Pacific Com — Dividend
United Health Group — Dividend
US Bancorp Del com new — Dividend
Vulcan Materials Co Com — Dividend
Walmart Stores Inc Com — Dividend
Wells Fargo & Co — Dividend
Schwab CA Muni Money Fund — Interest
Trust # 3
Santa Clara Vy Calif Transn Auth Sales T Sales Tax Rev Bd — Interest
LA Cty Calif Met Transn Auth S Meas. R senior sales tax bd — Interest
Calif St Univ Rev systemwide Rev Bds — Interest
Santa Clara Ca Uni Sch Dist GO Bds — Interest
Calif St GO Refunding bonds — Interest
LA Calif Uni Sch Dist GO — Interest
3M Co Com — Dividend
21st Century Fox — Dividend
Advansix, Inc. — None
Aegon N V NY Registry sh ADR — Dividend — Sold (part)
American Express Co Com — Dividend
Berkshire Hathaway Inc Del Cl B new Com — None
Capital One Fin'l Corp Com — Dividend
Charter Communications — None — Sold (part)
Chevron Corp Com — Dividend
Comcast Corp new cl A com — Dividend
Computer Sciences Corp com — Dividend
CSRA Inc. — Dividend
Dow Chem Com — Dividend
EBay Inc Com — None
Eli Lilly & Co Com — Dividend
Ericcson LM Tel Co ADR B sek 10 — Dividend
Exxon Mobil Corp Com — Dividend
Fedex Corp Com — Dividend
General Electric Com — Dividend
Glaxosmithkline PLC Spons ADR — Dividend — Sold
HP Inc. — Dividend
Hewlett Packard Ente — Dividend
Home Depot Com — Dividend
Honeywell Int'l Com — Dividend
IBM Com — Dividend
Kimberly Clark Corp Com — Dividend
Medtronic — Dividend
Merck & Co Com — Dividend
Microsoft — Dividend
National Oilwell — Dividend
Novartis AG Spons ADR — Dividend
Paypal — None
Pfizer Com — Dividend
Proctor & Gamble Co Com — Dividend
Sanofi Spons ADR — Dividend
Charles Schwab Corp new com — Dividend
Sprint Nextel Corp com ser 1 — None
Target Corp Com — Dividend
TE Connectivity Ltd Reg Shs Com — Dividend
Time Warner Cable Inc Com — Dividend — Sold
Time Warner Inc new com — Dividend
Travelers Companies Inc Com — Dividend
Union Pac Corp Com — Dividend
Walmart Stores Com — Dividend
Wells Fargo & Co new com — Dividend
Schwab CA Muni Money Fund — Dividend
TIAA-CREF: Cref Stock Fund — Dividend
TIAA Traditional Annuity — Interest
Trust #4 : Dodge & Cox Stock Fund — Dividend
Trust #5: Dodge & Cox Stock Fund — Dividend
Trust #6: Dodge & Cox Stock Fund — Dividend — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Trust #6: Dodge & Cox Stock Fund — Sold (part)
Orphagen Pharmaceuticals preferred shares — None
Trustee, Trust #1
Trustee, Trust #2
Co-Trustee, Trust #3
Trustee, Trust #4
Trustee, Trust #5
Trustee, Trust #6
In Part VII, I have listed Rental Property #1 twice, in lines 3 and 20. 12% of the property is held in Trust #1 (line 20), and 21 1/3% is owned by me separately (line
3), and the gross values of those percentage interests are estimated accordingly. Rental Property #1 is rented--my share of the gross rent is reflected on line 3.
(X) Johnson Controls International merged with Tyco International (line 94) on 9/6/2016. All shares of Tyco were exchanged for Johnson Controls International
(955 shares). Jonson Controls International effected a spin-off resulting in 95.5 shares of Adient Global Holdings Ltd in Trust #2 (line37) on 10/31/16.
Time Warner Cable (line 91) spun off Charter Communications-A, from which Trust #2 received 248.94 shares on 5/18/16 (line51). Trust #3 received 52.82
shares at the same time (line 119). I sold the remainder of my shares in Time Warner Cable.
On 9/7/16, EMC was acquired by Denali Holding Inc which conducts business operations through Dell, Inc. All EMC shares in Trust #2 were exchanged for
133.75 shares of Dell Technologies Inc.(line 56).
On 10/3/16, Honeywell International spun off a business resulting in new shares (20.76) in Advansix in Trust #3 (line 114).
In my 2015 amended financial disclosure at lines 124 and 125, I inadvertently indicated that I sold part of my Covidien stock and all of my Computer Sciences
Corp com, when in fact the partial sale was of Computer Sciences Corp com and the entire amount of my Covidien stock was sold in 2015.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.